SPECTRUM WEALTH ADVISORY GROUP, LLC

http://www.SpectrumW.com GRANITE BAY, CA Investment Advisor How do I update this listing?

Spectrum Wealth Advisory Group is based out of Granite Bay. Spectrum Wealth Advisory Group is a large advisory firm with 353 clients and discretionary assets under management (AUM) of $176,189,094 (Form ADV from 2020-03-24). Their last reported 13F filing for Q1 2020 included $46,243,000 in managed 13F securities and a top 10 holdings concentration of 76.39%. Spectrum Wealth Advisory Group's largest holding is First Trust Capital Strength ETF with shares held of 176,939. Whalewisdom has at least 5 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2020

13F Activity

  • Market Value $46.243 Million
  • Prior Market Value $55.85 Million
  • New Purchases4 stocks
  • Additional Purchases8 stocks
  • Sold out of4 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 76.39 %
  • Turnover % [1]:29.63%
  • Turnover Alt % [2]: 7.66 %
  • Time Held Top20:3.50 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:3.19 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 30.2%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SPECTRUM WEALTH ADVISORY GROUP, LLC
5925 GRANITE LAKE DRIVE SUITE 130
GRANITE BAY CA    95746
Country: United States

Business Phone: (916) 772-5970
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 2
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 72,004,800
Total Number of Clients: 353
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2020-03-24
Name Title Start Date Direct/Indirect % Ownership

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2019-12-19
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2019-08-14
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2019-01-30
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

Elevate your investments