SPENCE ASSET MANAGEMENT

HTTP://WWW.SPENCEASSETMANAGEMENT.COM LAS CRUCES, NM Investment Advisor How do I update this listing?

Spence Asset Management is based out of Las Cruces. Spence Asset Management is a large advisory firm with 483 clients and discretionary assets under management (AUM) of $187,781,239 (Form ADV from 2018-02-12). Their last reported 13F filing for Q4 2018 included $139,334,000 in managed 13F securities and a top 10 holdings concentration of 64.23%. Spence Asset Management's largest holding is VISA Inc with shares held of 115,801. Whalewisdom has at least 5 13F filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $139.334 Million
  • Prior Market Value $158.518 Million
  • New Purchases6 stocks
  • Additional Purchases19 stocks
  • Sold out of2 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 64.23 %
  • Turnover % [1]:17.02%
  • Turnover Alt % [2]: 10.68 %
  • Time Held Top20:2.70 quarters
  • Time Held Top10:3.20 quarters
  • Time Held All:3.13 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -11.3%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SPENCE ASSET MANAGEMENT
3529 FOOTHILLS ROAD
LAS CRUCES NM    88011
Country: United States

Business Phone: 575-556-8500
Fax: 575-556-8510
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NM
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 483
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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SPENCE ASSET MANAGEMENT

ownership team - last updated 2017-01-12
Name Title Start Date Direct/Indirect % Ownership
SPENCE, JAMES, WILLIAM DIRECTOR 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT DIRECTOR direct 2010-01-01
LORD SPENCE & ASSOCIATES PRESIDENT direct 2000-11-01 2009-02-21
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 1993-02-01 2011-03-25
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01 2013-02-07
WALTON, ERIC, MARSHALL PRESIDENT 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT VICE PRESIDENT direct 2005-12-01
SPENCE ASSET MANAGEMENT PRESIDENT direct 2010-01-01
WALTON, SHEILA, CHRISTINE VICE-PRESIDENT/TREASURER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01
SPENCE, KRISTI, K SHAREHOLDER 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT SHAREHOLDER direct 1993-02-01
WALTON, SHEILA, CHRISTINE CHIEF COMPLIANCE OFFICER 09/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01

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