SPOTLIGHT ASSET GROUP, INC.

https://www.linkedin.com/in/natashajojo/ OAKBROOK TERRACE, IL Investment Advisor How do I update this listing?

Spotlight Asset Group is based out of Oakbrook Terrace. Spotlight Asset Group is a large advisory firm with 355 clients and discretionary assets under management (AUM) of $319,430,093 (Form ADV from 2021-01-12). Their last reported 13F filing for Q1 2021 included $265,943,000 in managed 13F securities and a top 10 holdings concentration of 53.17%. Spotlight Asset Group's largest holding is iShares Core U.S. Aggregate Bond ETF with shares held of 254,745. Whalewisdom has at least 6 13F filings

Download 13F Summary Create Alert

03/31/2021

13F Activity

  • Market Value $265.943 Million
  • Prior Market Value $268.759 Million
  • New Purchases19 stocks
  • Additional Purchases27 stocks
  • Sold out of24 stocks
  • Reduced holdings in73 stocks
  • Top 10 Holdings % 53.17 %
  • Turnover % [1]:32.33%
  • Turnover Alt % [2]: 11.88 %
  • Time Held Top20:3.75 quarters
  • Time Held Top10:4.30 quarters
  • Time Held All:3.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 7.43%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SPOTLIGHT ASSET GROUP
2 MID AMERICA PLAZA SUITE 710
OAKBROOK TERRACE IL    60181-4717
Country: United States

Business Phone: 630-230-6840
Fax: 630-230-6833
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IL
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 355
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2020-12-22
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
Shah, Nayan OWNER 08/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-08-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Valsamis, Estelle OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Melani OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Loukas OWNER 11/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2018-11-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
MOODY, BRENDAN, GILMARTIN EXECUTIVE VICE PRESIDENT 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. EXECUTIVE VICE PRESIDENT direct 2019-11-01
Ward, Bridget, Eileen CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER direct 2020-03-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2020-06-11
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
Shah, Nayan OWNER 08/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-08-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Valsamis, Estelle OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Melani OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Loukas OWNER 11/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2018-11-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
MOODY, BRENDAN, GILMARTIN EXECUTIVE VICE PRESIDENT 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. EXECUTIVE VICE PRESIDENT direct 2019-11-01
Ward, Bridget, Eileen CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER direct 2020-03-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2020-02-06
Name Title Start Date Direct/Indirect % Ownership

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2019-11-06
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING, CHIEF COMPLIANCE OFFICER 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM OWNER 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01
Shah, Nayan OWNER 08/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-08-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Valsamis, Estelle OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Melani OWNER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-01-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
Zagaris, Loukas OWNER 11/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2018-11-01
SPOTLIGHT ASSET GROUP, INC. OWNER direct 2019-11-01
MOODY, BRENDAN, GILMARTIN EXECUTIVE VICE PRESIDENT 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. EXECUTIVE VICE PRESIDENT direct 2019-11-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2019-09-09
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2019-04-12
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01
Riesenberg, Bethany, L. CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF FINANCIAL OFFICER direct 2018-08-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01

SPOTLIGHT ASSET GROUP, INC.

ownership team - last updated 2018-06-26
Name Title Start Date Direct/Indirect % Ownership
GRECO, STEPHEN, ALBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-12-01
SPOTLIGHT ASSET GROUP, INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MITCHELL, MICHAEL, E VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING 05/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. VICE PRESIDENT, DIRECTOR OF FINANCIAL PLANNING direct 2017-05-01
HOWARD, JASON, ADAM CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2017-07-01
JAMIESON, JONATHAN, WOODWORTH DIRECTOR OF TRADING 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPOTLIGHT ASSET GROUP, INC. DIRECTOR OF TRADING direct 2017-06-01

Elevate your investments