SPYGLASS CAPITAL MANAGEMENT LLC

HTTP://SPYGLASSFUNDS.COM SAN FRANCISCO, CA Investment Advisor How do I update this listing?

Spyglass Capital Management is based out of San Francisco. Spyglass Capital Management is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $204,652,679 (Form ADV from 2019-03-25). Their last reported 13F filing for Q1 2019 included $258,428,000 in managed 13F securities and a top 10 holdings concentration of 49.49%. Spyglass Capital Management's largest holding is Proofpoint Inc with shares held of 130,665. Whalewisdom has at least 2 13F filings The firm last filed a Form D notice of exempt offering of securities on 2018-04-17. The notice included securities offered of Equity

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $258.428 Million
  • Prior Market Value $133.443 Million
  • New Purchases0 stocks
  • Additional Purchases23 stocks
  • Sold out of0 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 49.49 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 35.57 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.80 quarters
  • Time Held All:1.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.37%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SPYGLASS CAPITAL MANAGEMENT, LLC
ONE LETTERMAN DRIVE BLDG C SUITE 3600
SAN FRANCISCO CA    94129
Country: United States

Business Phone: 4153182366
Fax: 4152762098
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 5
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2018-04-17 D/A OTHER BANKING AND FINANCIAL SERVICES Equity INDEFINITE 6,150,000 INDEFINITE
2017-06-09 D OTHER BANKING AND FINANCIAL SERVICES Equity 4,150,000 4,150,000 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
JAMES A ROBILLARD subscription required
    EXECUTIVE OFFICER PROMOTER

SPYGLASS CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
ROBILLARD, JAMES, ANDREW PRESIDENT 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC PRESIDENT direct 2015-03-01
EDGEWOOD MANAGEMENT LLC MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC MEMBER direct 2015-04-01
LESSING, STEPHEN, MARION MEMBER 10/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01
RIVERPARK HOLDING GROUP LLC MEMBER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
MINOR, WILLIAM, XAVIER CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VAN WAGONER CAPITAL MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 1999-01-01 2002-05-13
VAN WAGONER MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 1999-10-01 2002-05-13
LUCHA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2016-06-01 2017-03-27
LUCHA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2016-06-01 2017-06-06
HIGGINS, PATRICK, T CHIEF OPERATING OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2016-08-01
EDGEWOOD MANAGEMENT COMPANY I, INC. MEMBER EDGEWOOD MANAGEMENT, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT CO MEMBER direct 2006-01-01
BREED, ALAN, WHITMAN PRESIDENT EDGEWOOD MANAGEMENT COMPANY I, INC. 02/01/1994 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT LLC PRESIDENT, MANAGING DIRECTOR & STOCKHOLDER indirect 1994-02-01
EDGEWOOD MANAGEMENT LLC PRESIDENT & MANAGING MEMBER OF BOARD OF MANAGERS direct 2006-01-01
EDGEWOOD MANAGEMENT CO DIRECTOR, PRESIDENT & STOCKHOLDER direct 1994-02-01 2005-03-31
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01 2010-01-04
RP HOLDING GROUP LLC MEMBER RIVERPARK HOLDING GROUP LLC 06/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
SCHAJA, MORDECAI, ALAN MEMBER RP HOLDING GROUP LLC 05/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11

SPYGLASS CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-11-30
Name Title Start Date Direct/Indirect % Ownership
ROBILLARD, JAMES, ANDREW PRESIDENT 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC PRESIDENT direct 2015-03-01
EDGEWOOD MANAGEMENT LLC MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC MEMBER direct 2015-04-01
LESSING, STEPHEN, MARION MEMBER 10/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01
RIVERPARK HOLDING GROUP LLC MEMBER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
MINOR, WILLIAM, XAVIER CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VAN WAGONER CAPITAL MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 1999-01-01 2002-05-13
VAN WAGONER MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 1999-10-01 2002-05-13
LUCHA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2016-06-01 2017-03-27
LUCHA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2016-06-01 2017-06-06
HIGGINS, PATRICK, T CHIEF OPERATING OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2016-08-01
EDGEWOOD MANAGEMENT COMPANY I, INC. MEMBER EDGEWOOD MANAGEMENT, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT CO MEMBER direct 2006-01-01
BREED, ALAN, WHITMAN PRESIDENT EDGEWOOD MANAGEMENT COMPANY I, INC. 02/01/1994 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT LLC PRESIDENT, MANAGING DIRECTOR & STOCKHOLDER indirect 1994-02-01
EDGEWOOD MANAGEMENT LLC PRESIDENT & MANAGING MEMBER OF BOARD OF MANAGERS direct 2006-01-01
EDGEWOOD MANAGEMENT CO DIRECTOR, PRESIDENT & STOCKHOLDER direct 1994-02-01 2005-03-31
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01 2010-01-04
RP HOLDING GROUP LLC MEMBER RIVERPARK HOLDING GROUP LLC 06/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
SCHAJA, MORDECAI, ALAN MEMBER RP HOLDING GROUP LLC 05/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SPYGLASS PARTNERS, LP United States 805-1832284505 Hedge Fund 16,225,831 250,000

SPYGLASS CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-10-25
Name Title Start Date Direct/Indirect % Ownership
ROBILLARD, JAMES, ANDREW PRESIDENT 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC PRESIDENT direct 2015-03-01
EDGEWOOD MANAGEMENT LLC MEMBER 04/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC MEMBER direct 2015-04-01
LESSING, STEPHEN, MARION MEMBER 10/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01
RIVERPARK HOLDING GROUP LLC MEMBER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
MINOR, WILLIAM, XAVIER CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VAN WAGONER CAPITAL MANAGEMENT INC CHIEF FINANCIAL OFFICER direct 1999-01-01 2002-05-13
VAN WAGONER MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 1999-10-01 2002-05-13
LUCHA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER direct 2016-06-01 2017-03-27
LUCHA CAPITAL MANAGEMENT LP CHIEF FINANCIAL OFFICER direct 2016-06-01 2017-06-06
HIGGINS, PATRICK, T CHIEF OPERATING OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPYGLASS CAPITAL MANAGEMENT, LLC CHIEF OPERATING OFFICER direct 2016-08-01
EDGEWOOD MANAGEMENT COMPANY I, INC. MEMBER EDGEWOOD MANAGEMENT, LLC 01/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT CO MEMBER direct 2006-01-01
BREED, ALAN, WHITMAN PRESIDENT EDGEWOOD MANAGEMENT COMPANY I, INC. 02/01/1994 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EDGEWOOD MANAGEMENT LLC PRESIDENT, MANAGING DIRECTOR & STOCKHOLDER indirect 1994-02-01
EDGEWOOD MANAGEMENT LLC PRESIDENT & MANAGING MEMBER OF BOARD OF MANAGERS direct 2006-01-01
EDGEWOOD MANAGEMENT CO DIRECTOR, PRESIDENT & STOCKHOLDER direct 1994-02-01 2005-03-31
SPIDER MANAGEMENT COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01 2010-01-04
RP HOLDING GROUP LLC MEMBER RIVERPARK HOLDING GROUP LLC 06/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
SCHAJA, MORDECAI, ALAN MEMBER RP HOLDING GROUP LLC 05/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SPYGLASS PARTNERS, LP United States 805-1832284505 Hedge Fund 15,483,426 250,000

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