STERNECK CAPITAL MANAGEMENT, LLC

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Sterneck Capital Management is based out of Kansas City. Sterneck Capital Management is a hedge fund with 272 clients and discretionary assets under management (AUM) of $196,693,388 (Form ADV from 2019-08-19). Their last reported 13F filing for Q4 2019 included $125,640,000 in managed 13F securities and a top 10 holdings concentration of 45.05%. Sterneck Capital Management's largest holding is Apple Inc with shares held of 45,836. Sterneck Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 47 13F filings

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80

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $125.64 Million
  • Prior Market Value $109.493 Million
  • New Purchases11 stocks
  • Additional Purchases22 stocks
  • Sold out of1 stock
  • Reduced holdings in30 stocks
  • Top 10 Holdings % 45.05 %
  • Turnover % [1]:13.95%
  • Turnover Alt % [2]: 12.82 %
  • Time Held Top20:8.15 quarters
  • Time Held Top10:7.80 quarters
  • Time Held All:17.02 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 3.39%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

STERNECK CAPITAL MANAGEMENT LLC
4510 BELLEVIEW AVENUE SUITE 204
KANSAS CITY MO    64111
Country: United States

Business Phone: 816-531-2254
Fax: 816-268-2239
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 1,550,000
Total Number of Clients: 272
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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STERNECK CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-08-19
Name Title Start Date Direct/Indirect % Ownership
STERNECK, FRANK, MARTIN MANAGING MEMBER 12/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
STERNECK, FRANK, MARTIN CHIEF INVESTMENT OFFICER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
STERNECK, ROBIN, PEPPE PRESIDENT 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC PRESIDENT direct 2016-01-01
GIFFIN, BRANDIE, MIGNON CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2018-09-01

STERNECK CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
STERNECK, FRANK, MARTIN MANAGING MEMBER 12/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
STERNECK, FRANK, MARTIN CHIEF INVESTMENT OFFICER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
STERNECK, ROBIN, PEPPE PRESIDENT 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC PRESIDENT direct 2016-01-01
GIFFIN, BRANDIE, MIGNON CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER direct 2018-09-01

STERNECK CAPITAL MANAGEMENT LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
STERNECK, FRANK, MARTIN MANAGING MEMBER 12/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
STERNECK, FRANK, MARTIN CHIEF INVESTMENT OFFICER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 1999-12-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2004-10-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 1999-12-01 2004-01-16
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01 2010-03-04
ERVIN, REGAN, PAUL CHIEF COMPLIANCE OFFICER 06/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-06-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2012-04-01
ERVIN, REGAN, PAUL CHIEF OPERATING OFFICER 04/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERNECK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2010-06-01
STERNECK CAPITAL MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2012-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STERNECK VALUE & OPPORTUNITY, LP United States 805-8829371953 Hedge Fund 9,405,523 250,000

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