PALOMA PARTNERS MANAGEMENT COMPANY

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Paloma Partners Management Company is based out of Greenwich. Paloma Partners Management Company is a hedge fund with 3 clients and discretionary assets under management (AUM) of $12,943,923,869 (Form ADV from 2022-03-31). Their last reported 13F filing for Q4 2022 included $2,171,939,148 in managed 13F securities and a top 10 holdings concentration of 34.82%. Paloma Partners Management Company's largest holding is SPDR S&P 500 ETF TRUST with shares held of 600,700. Whalewisdom has at least 89 13F filings, 6 13D filings, and 6 13G filings

12/31/2022

13F Activity

  • Market Value $2.172 Billion
  • Prior Market Value $2.202 Billion
  • New Purchases361 stocks
  • Additional Purchases116 stocks
  • Sold out of381 stocks
  • Reduced holdings in130 stocks
  • Top 10 Holdings % 34.82 %
  • Turnover % [1]:87.50%
  • Turnover Alt % [2]: 56.56 %
  • Time Held Top20:1.35 quarters
  • Time Held Top10:1.20 quarters
  • Time Held All:4.84 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: 6.69%
Performance Last 4 Quarters: 33.4%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

PALOMA PARTNERS MANAGEMENT COMPANY
Classified as Hedge Fund
2 AMERICAN LANE
GREENWICH CT    06836-2571
Country: United States
Business Phone: 203-862-8000
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 62
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: REIMBURSEMENT OF EXPENSES
Amount of client funds and securities: 4,060,730,000
Total Number of Clients: 3
Amount of client funds and securities by related persons: 4,060,730,000
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
Leskin, Barry, Scott MANAGING DIRECTOR, CHIEF RISK OFFICER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Lux, Hal, Fred MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Erickson, Diane, Regina MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
KUKURUZA, PAUL, NMN MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
MORROCU, GAVIN, NMN MANAGING DIRECTOR, TAX DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
HAGAN, THEODORE, NMN MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
FECKL, NORMAN, WALTER MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOLTON LLC MANAGING MEMBER direct 2011-03-01
BOLTON LP LIMITED PARTNER direct 2011-03-01
BOLTON LP MANAGING MEMBER indirect 2013-12-01
GABOVICH, YURI, NMN MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
FRIEDMAN, DAVID, ELIOT MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2020-04-01
LINAHAN, GABRIELE, NMN MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
BURHANS, JULIA, BORISOVNA MANAGING DIRECTOR 05/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
M/H ADVISORS, LLC MEMBER direct 2001-07-01 2004-03-31
GILBERT, CHRISTIENNE, DAY MANAGING DIRECTOR 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2020-01-01
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,950,422,267 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 12,774,742,066 0 Master Fund
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,382,857,130 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 264,065,418 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2021-04-27
Name Title Start Date Direct/Indirect % Ownership
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT, CHIEF RISK OFFICER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
Leskin, Barry, Scott MANAGING DIRECTOR, DIRECTOR OF RISK 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Lux, Hal, Fred MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Erickson, Diane, Regina MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
KUKURUZA, PAUL, NMN MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
MORROCU, GAVIN, NMN MANAGING DIRECTOR, TAX DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
HAGAN, THEODORE, NMN MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
FECKL, NORMAN, WALTER MANAGING DIRECTOR, CHIEF CREDIT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOLTON LLC MANAGING MEMBER direct 2011-03-01
BOLTON LP LIMITED PARTNER direct 2011-03-01
BOLTON LP MANAGING MEMBER indirect 2013-12-01
GABOVICH, YURI, NMN PORTFOLIO MANAGER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
FRIEDMAN, DAVID, ELIOT MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2020-04-01
LINAHAN, GABRIELE, NMN MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
SMITH, JOHN, JOSEPH MANAGING DIRECTOR 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2019-01-01
BURHANS, JULIA, BORISOVNA MANAGING DIRECTOR 05/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
M/H ADVISORS, LLC MEMBER direct 2001-07-01 2004-03-31
GILBERT, CHRISTIENNE, DAY MANAGING DIRECTOR 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2020-01-01
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,984,890,189 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 11,298,039,000 0 Master Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,310,650,591 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 390,992,536 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT, CHIEF RISK OFFICER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
Leskin, Barry, Scott MANAGING DIRECTOR, DIRECTOR OF RISK 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Lux, Hal, Fred MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Erickson, Diane, Regina MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
KUKURUZA, PAUL MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
MORROCU, GAVIN MANAGING DIRECTOR, TAX DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
HAGAN, THEODORE MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
FECKL, NORMAN, WALTER MANAGING DIRECTOR, CHIEF CREDIT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOLTON LLC MANAGING MEMBER direct 2011-03-01
BOLTON LP LIMITED PARTNER direct 2011-03-01
BOLTON LP MANAGING MEMBER indirect 2013-12-01
GABOVICH, YURI PORTFOLIO MANAGER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
FRIEDMAN, DAVID, ELIOT MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2020-04-01
LINAHAN, GABRIELE MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
SMITH, JOHN, JOSEPH MANAGING DIRECTOR 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2019-01-01
BURHANS, JULIA, BORISOVNA MANAGING DIRECTOR 05/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
M/H ADVISORS, LLC MEMBER direct 2001-07-01 2004-03-31
GILBERT, CHRISTIENNE, DAY MANAGING DIRECTOR 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2020-01-01
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,984,890,189 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 11,298,039,000 0 Master Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,310,650,591 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 390,992,536 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2020-05-01
Name Title Start Date Direct/Indirect % Ownership
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT, CHIEF RISK OFFICER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
Leskin, Barry, Scott MANAGING DIRECTOR, DIRECTOR OF RISK 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Lux, Hal, Fred MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Erickson, Diane, Regina MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
KUKURUZA, PAUL MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
MORROCU, GAVIN MANAGING DIRECTOR, TAX DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
HAGAN, THEODORE MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
FECKL, NORMAN, WALTER MANAGING DIRECTOR, CHIEF CREDIT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOLTON LLC MANAGING MEMBER direct 2011-03-01
BOLTON LP LIMITED PARTNER direct 2011-03-01
BOLTON LP MANAGING MEMBER indirect 2013-12-01
GABOVICH, YURI PORTFOLIO MANAGER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
FRIEDMAN, DAVID, ELIOT MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 04/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2020-04-01
LINAHAN, GABRIELE MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
SMITH, JOHN, JOSEPH MANAGING DIRECTOR 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2019-01-01
BURHANS, JULIA, BORISOVNA MANAGING DIRECTOR 05/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
M/H ADVISORS, LLC MEMBER direct 2001-07-01 2004-03-31
CONSTABILE, CHRISTIENNE, DAY MANAGING DIRECTOR 01/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2020-01-01
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,842,422,736 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 12,187,322,975 0 Master Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,626,481,418 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 498,139,753 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,842,422,736 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 12,187,322,975 0 Master Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,626,481,418 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 498,139,753 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HAGAN, THEODORE MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
Leskin, Barry, Scott MANAGING DIRECTOR, DIRECTOR OF RISK 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Lux, Hal, Fred MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Erickson, Diane, Regina MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
KUKURUZA, PAUL MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 12/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
MORROCU, GAVIN MANAGING DIRECTOR, TAX DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
FECKL, NORMAN, WALTER MANAGING DIRECTOR, CHIEF CREDIT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOLTON LLC MANAGING MEMBER direct 2011-03-01
BOLTON LP LIMITED PARTNER direct 2011-03-01
BOLTON LP MANAGING MEMBER indirect 2013-12-01
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT, CHIEF RISK OFFICER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
GABOVICH, YURI PORTFOLIO MANAGER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
GARSON, HEATHER, ELENE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
THIRD AVENUE MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2005-03-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY AND PALOMA PARTNERS ADVISORS LP direct 2005-03-01
TRUST ASSET MANAGEMENT, LLP CHIEF COMPLIANCE OFFICER direct 2011-09-01
KORE ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2005-12-01
KORE CAPITAL L.L.C. CHIEF COMPLIANCE OFFICER direct 2005-12-01
CANNAE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
COVE CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2014-09-01
MANCHAC CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
SCHECTER CAPITAL LP CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROCKVILLE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
RARITAN VALLEY CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
LINAHAN, GABRIELE MANAGING DIRECTOR 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
SMITH, JOHN, JOSEPH MANAGING DIRECTOR 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2019-01-01
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,674,417,699 5,000,000 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 9,448,344,847 0 Master Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,531,979,317 5,000,000 Feeder Fund Fund of Funds
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 556,141,535 5,000,000 Feeder Fund Fund of Funds

PALOMA PARTNERS MANAGEMENT COMPANY

ownership team - last updated 2018-05-07
Name Title Start Date Direct/Indirect % Ownership
SUSSMAN, SELWYN, DONALD DIRECTOR 09/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NEW CHINA CAPITAL MANAGEMENT, LP LIMITED PARTNER indirect 2014-11-01
NEW CHINA CAPITAL MANAGEMENT, LP OWNER indirect 2014-11-01
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT indirect 2014-11-01
TRUST ASSET MANAGEMENT, LLP PARTNER direct 2001-01-01
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN, PALOMA PARTNERS ADVISORS LP direct 2014-11-01
TRUST ASSET MANAGEMENT, LLP PRESIDENT; SHAREHOLDER indirect 2001-01-01
NEW CHINA CAPITAL MANAGEMENT, LP SHAREHOLDER OF NEW CHINA CAPITAL MANAGEMENT CORP. (RELYING ADVISER) direct 2013-05-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2011-09-01
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER indirect 2008-12-01
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2001-06-12
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1997-08-01 2004-05-20
CLIFFWOOD PARTNERS LLC PRESIDENT indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC LIMITED PARTNER indirect 2001-02-01 2004-05-20
CLIFFWOOD PARTNERS LLC MANAGING MEMBER indirect 1999-10-01 2004-05-20
CLIFFWOOD PARTNERS, LLC CHAIRMAN indirect 1997-08-01 2004-05-20
BASEL ASSET MANAGEMENT, LLC PRINCIPAL direct 2003-11-01 2005-05-18
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-03-30
BASEL ASSET MANAGEMENT, LLC PRINCIPAL/MEMBER direct 2003-11-01 2006-09-08
BASEL ASSET MANAGEMENT, LLC OWNER indirect 2003-11-01 2006-09-08
PALOMA PARTNERS MANAGEMENT COMPANY CHAIRMAN direct 2011-09-01 2014-09-15
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR AND CHAIRMAN direct 2011-09-01 2014-11-21
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, CHAIRMAN direct 2011-09-01 2015-03-23
NEW CHINA CAPITAL MANAGEMENT, LP PARTNER indirect 2001-01-01 2015-03-26
NEW CHINA CAPITAL MANAGEMENT, LP SOLE MEMBER, PRESIDENT indirect 2001-01-01 2015-03-26
PACIFIC ALTERNATIVE ASSET MANAGEMENT CO LLC DIRECTOR/SHAREHOLDER indirect 2001-03-01 2017-03-30
BAUER, ANDREAS, RASMUS MANAGING DIRECTOR 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
LINAHAN, GABRIELE MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
GRIDLEY, JOHN, MICHAEL MANAGING DIRECTOR, DIRECTOR OF TRADING 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, DIRECTOR OF TRADING direct 2016-01-01
GARSON, HEATHER, ELENE MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 03/01/2005 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
THIRD AVENUE MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-06-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2005-03-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY AND PALOMA PARTNERS ADVISORS LP direct 2005-03-01
TRUST ASSET MANAGEMENT, LLP CHIEF COMPLIANCE OFFICER direct 2011-09-01
KORE ADVISORS L.P. CHIEF COMPLIANCE OFFICER direct 2005-12-01
KORE CAPITAL L.L.C. CHIEF COMPLIANCE OFFICER direct 2005-12-01
CANNAE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
COVE CAPITAL MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2014-09-01
MANCHAC CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
SCHECTER CAPITAL LP CHIEF COMPLIANCE OFFICER direct 2014-09-01
ROCKVILLE CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2014-09-01
RARITAN VALLEY CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
GABOVICH, YURI PORTFOLIO MANAGER 01/01/2002 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PORTFOLIO MANAGER direct 2002-01-01
HAYT, GREGORY, SCOTT DIRECTOR, PRESIDENT, CHIEF RISK OFFICER 02/01/2002 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY PRESIDENT AND CHIEF RISK OFFICER, direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER direct 2002-02-01
PALOMA PARTNERS MANAGEMENT COMPANY DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2002-02-01
HAGAN, THEODORE MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2008-10-01
VERITION FUND MANAGEMENT LLC CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-10-01
MORROCU, GAVIN MANAGING DIRECTOR, TAX DIRECTOR 02/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR direct 1997-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 1997-02-01
AMBROSE, DOUGLAS, WESLEY MANAGING DIRECTOR, GENERAL COUNSEL 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
KUKURUZA, PAUL MANAGING DIRECTOR, CHIEF INFORMATION OFFICER 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER direct 2013-01-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY direct 2013-01-01
Liebowitz, Michael, Ezra MANAGING DIRECTOR 02/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2014-02-01
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY direct 2014-02-01
FERRARI, ANTHONY, THOMAS MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01
Erickson, Diane, Regina MANAGING DIRECTOR 12/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-12-01
Lux, Hal, Fred MANAGING DIRECTOR 05/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2010-05-01
Leskin, Barry, Scott MANAGING DIRECTOR 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PALOMA PARTNERS MANAGEMENT COMPANY MANAGING DIRECTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PALOMA PARTNERS LLC United States 805-2425879089 Hedge Fund 1,868,316,611 5,000,000 Feeder Fund
PALOMA INTERNATIONAL LP Cayman Islands 805-5315493818 Hedge Fund 12,176,300,000 0 Master Fund
CAPITAL PRESERVATION FUND LLC United States 805-9886953936 Hedge Fund 7,183,075 0 Master Fund Fund of Funds
CAPITAL PRESERVATION PARTNERS LIMITED Bermuda 805-5702848013 Hedge Fund 1,148,142 0 Feeder Fund Fund of Funds
CAPITAL PRESERVATION PARTNERS LLC United States 805-4518051164 Hedge Fund 6,277,939 0 Feeder Fund Fund of Funds
PALOMA INTERNATIONAL LIMITED Cayman Islands 805-3007827982 Hedge Fund 2,834,879,352 5,000,000 Feeder Fund
PALOMA OFFSHORE LIMITED Cayman Islands 805-9244657172 Hedge Fund 650,735,994 5,000,000 Feeder Fund

WhaleScore history for PALOMA PARTNERS MANAGEMENT COMPANY

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Sunrise Partners Limited Partnership AMEC PLC 0.47% 2016-02-16 UK
Sunrise Partners Limited Partnership AMEC PLC 0.51% 2016-01-27 UK
Paloma Partners Management Company BANK OF CYPRUS HOLDINGS PUBLIC LIMITED COMPANY 0.09% 2018-12-26 UK
Paloma Partners Management Company BANK OF CYPRUS HOLDINGS PUBLIC LIMITED COMPANY 0.73% 2018-12-21 UK
Paloma Partners Management Company BERKELEY GROUP HOLDINGS 1.97% 2017-03-15 UK
Paloma Partners Management Company CAPITA PLC 0.47% 2018-05-16 UK
Paloma Partners Management Company CAPITA PLC 0.55% 2018-05-15 UK
Paloma Partners Management Company CAPITA PLC 0.67% 2018-05-11 UK
Paloma Partners Management Company CAPITA PLC 0.57% 2018-04-24 UK
Paloma Partners Management Company CAPITA PLC 0.6% 2018-04-23 UK
Paloma Partners Management Company CAPITA PLC 0.59% 2018-04-17 UK
Paloma Partners Management Company CAPITA PLC 0.63% 2018-04-11 UK
Paloma Partners Management Company CAPITA PLC 0.5% 2018-04-09 UK
Paloma Partners Management Company CARILLION PLC 0.34% 2017-03-06 UK
Paloma Partners Management Company CARILLION PLC 0.6% 2017-03-03 UK
Paloma Partners Management Company CENTAMIN PLC 0.49% 2016-09-20 UK
Paloma Partners Management Company CENTAMIN PLC 0.59% 2016-09-14 UK
Paloma Partners Management Company CENTAMIN PLC 0.62% 2016-09-09 UK
Paloma Partners Management Company CENTAMIN PLC 0.55% 2016-09-07 UK
Sunrise Partners Limited Partnership CENTAMIN PLC 0.47% 2015-01-06 UK
Sunrise Partners Limited Partnership CENTAMIN PLC 0.52% 2014-12-19 UK
Sunrise Partners Limited Partnership CHARIOT OIL & GAS LTD 0.0% 2012-11-08 UK
Sunrise Partners Limited Partnership CHARIOT OIL & GAS LTD 0.73% 2012-11-07 UK
Sunrise Partners Limited Partnership CHARIOT OIL & GAS LTD 0.55% 2012-11-06 UK
Paloma Partners Management Company COBHAM PLC 0.3% 2018-05-31 UK
Paloma Partners Management Company COBHAM PLC 0.5% 2018-04-27 UK
Paloma Partners Management Company Currys plc 0.0% 2017-11-30 UK
Paloma Partners Management Company Currys plc 0.5% 2017-11-29 UK
Paloma Partners Management Company Currys plc 0.49% 2017-11-13 UK
Paloma Partners Management Company Currys plc 0.5% 2017-11-06 UK
Paloma Partners Management Company DIXONS CARPHONE PLC 0.5% 2017-11-29 UK
Paloma Partners Management Company DIXONS CARPHONE PLC 0.5% 2017-11-06 UK
Paloma Partners Management Company Entain PLC 0.31% 2018-03-29 UK
Paloma Partners Management Company Entain PLC 0.61% 2018-03-23 UK
PALOMA PARTNERS MANAGEMENT COMPANY ESSILORLUXOTTICA 0.08% 2018-12-26 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY ESSILORLUXOTTICA 0.53% 2018-12-21 FRANCE
Paloma Partners Management Company Galliford Try plc 0.0% 2020-03-23 UK
Paloma Partners Management Company Galliford Try plc 0.78% 2020-03-18 UK
Paloma Partners Management Company Galliford Try plc 0.89% 2020-03-16 UK
Paloma Partners Management Company Galliford Try plc 0.9% 2020-03-13 UK
Paloma Partners Management Company Galliford Try plc 0.81% 2020-02-28 UK
Paloma Partners Management Company Galliford Try plc 0.72% 2020-02-25 UK
Paloma Partners Management Company Galliford Try plc 0.64% 2020-02-24 UK
Paloma Partners Management Company Galliford Try plc 0.55% 2020-02-21 UK
Paloma Partners Management Company Galliford Try plc 0.23% 2020-02-13 UK
Paloma Partners Management Company Galliford Try plc 0.44% 2018-03-30 UK
Paloma Partners Management Company Galliford Try plc 0.59% 2018-03-29 UK
Paloma Partners Management Company Galliford Try plc 0.61% 2018-03-28 UK
Sunrise Partners Limited Partnership GLENCORE XSTRATA PLC 0.7% 2012-11-09 UK
Paloma Partners Management Company GVC Holdings Plc 0.61% 2018-03-23 UK
Paloma Partners Management Company HAMMERSON PLC 0.0% 2019-05-28 UK
Paloma Partners Management Company HAMMERSON PLC 0.59% 2019-05-17 UK
Paloma Partners Management Company HAMMERSON PLC 0.59% 2019-05-17 UK
Paloma Partners Management Company HAMMERSON PLC 0.62% 2019-05-02 UK
Paloma Partners Management Company HAMMERSON PLC 0.62% 2019-05-02 UK
Paloma Partners Management Company HAMMERSON PLC 0.51% 2019-04-29 UK
Paloma Partners Management Company HAMMERSON PLC 0.51% 2019-04-29 UK
Paloma Partners Management Company HUGO BOSS AG 0.64% 2019-10-25 GERMANY
Paloma Partners Management Company HUGO BOSS AG 0.53% 2019-10-23 GERMANY
Paloma Partners Management Company IMI PLC 0.0% 2018-05-31 UK
Paloma Partners Management Company IMI PLC 0.51% 2018-04-27 UK
Paloma Partners Management Company INMARSAT PLC 0.0% 2017-11-30 UK
Paloma Partners Management Company INMARSAT PLC 0.59% 2017-11-02 UK
Paloma Partners Management Company INMARSAT PLC 0.6% 2017-10-27 UK
Paloma Partners Management Company INMARSAT PLC 0.52% 2017-10-25 UK
Paloma Partners Management Company ITV PLC 0.0% 2020-08-28 UK
Paloma Partners Management Company ITV PLC 0.62% 2020-08-10 UK
Paloma Partners Management Company ITV PLC 0.51% 2020-08-05 UK
Paloma Partners Management Company K+S Aktiengesellschaft 0.54% 2018-10-26 GERMANY
Paloma Partners Management Company Kingspan Group Plc 0.19% 2018-12-26 IRELAND
Paloma Partners Management Company Kingspan Group Plc 0.19% 2018-12-26 IRELAND
Paloma Partners Management Company Kingspan Group Plc 0.19% 2018-12-26 IRELAND
Paloma Partners Management Company Kingspan Group Plc 0.19% 2018-12-26 IRELAND
Paloma Partners Management Company Kingspan Group Plc 1.72% 2018-12-21 IRELAND
Paloma Partners Management Company Kingspan Group Plc 1.72% 2018-12-21 IRELAND
Paloma Partners Management Company Kingspan Group Plc 1.72% 2018-12-21 IRELAND
Paloma Partners Management Company Kingspan Group Plc 1.72% 2018-12-21 IRELAND
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.0% 2018-05-31 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.74% 2018-05-21 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.6% 2018-05-16 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.5% 2018-05-10 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.49% 2018-05-08 FRANCE
PALOMA PARTNERS MANAGEMENT COMPANY LAGARDERE SA 0.51% 2018-04-24 FRANCE
Sunrise Partners Limited Partnership LONMIN PLC 0.2% 2012-11-09 UK
Sunrise Partners Limited Partnership LONMIN PLC 0.77% 2012-11-07 UK
Sunrise Partners Limited Partnership LONMIN PLC 0.58% 2012-11-06 UK
SUNRISE PARTNERS LIMITED PARTNERSHIP MEDIASET NV 0.22% 2012-11-08 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MEDIASET NV 0.77% 2012-11-07 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MEDIASET SPA 0.22% 2012-11-08 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MEDIASET SPA 0.77% 2012-11-07 Italy
Sunrise Partners Limited Partnership MEDIASET SPA 0.58% 2012-11-06 UK
SUNRISE PARTNERS LIMITED PARTNERSHIP MFE-MEDIAFOREUROPE N.V. 0.22% 2012-11-08 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MFE-MEDIAFOREUROPE N.V. 0.22% 2012-11-08 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MFE-MEDIAFOREUROPE N.V. 0.77% 2012-11-07 Italy
SUNRISE PARTNERS LIMITED PARTNERSHIP MFE-MEDIAFOREUROPE N.V. 0.77% 2012-11-07 Italy
Paloma Partners Management Company MONDI PLC 0.0% 2019-08-05 UK
Paloma Partners Management Company MONDI PLC 0.76% 2019-07-29 UK
Paloma Partners Management Company MONDI PLC 0.98% 2019-07-26 UK
Paloma Partners Management Company MONDI PLC 0.85% 2019-07-24 UK
Paloma Partners Management Company MONDI PLC 0.7% 2019-07-23 UK

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