SWAINE & LEIDEL WEALTH SERVICES, LLC

HTTP://WWW.DAVIDLEIDEL.COM SEBRING, FL Investment Advisor How do I update this listing?

Swaine & Leidel Wealth Services is based out of Sebring. Swaine & Leidel Wealth Services is a large advisory firm with 378 clients and discretionary assets under management (AUM) of $120,589,809 (Form ADV from 2019-04-04). Their last reported 13F filing for Q1 2019 included $79,042,000 in managed 13F securities and a top 10 holdings concentration of 41.69%. Swaine & Leidel Wealth Services's largest holding is SPDR Port Long Term Treasury ETF with shares held of 195,212. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $79.042 Million
  • Prior Market Value $62.885 Million
  • New Purchases24 stocks
  • Additional Purchases19 stocks
  • Sold out of19 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 41.69 %
  • Turnover % [1]:87.76%
  • Turnover Alt % [2]: 51.57 %
  • Time Held Top20:0.45 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:0.51 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.1%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SWAINE & LEIDEL WEALTH SERVICES, LLC
145 WEST CENTER AVENUE
SEBRING FL    33870
Country: United States

Business Phone: 863-385-1101
Fax: 863-385-1646
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Subscription fees,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 378
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (4)
Data above was derived from SEC filings.

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SWAINE & LEIDEL WEALTH SERVICES, LLC

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
SWAINE, JOHN, WILLIAM MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2012-05-01
LEIDEL, GEORGE, DAVID MANAGING MEMBER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER direct 2012-05-01

SWAINE & LEIDEL WEALTH SERVICES, LLC

ownership team - last updated 2018-12-27
Name Title Start Date Direct/Indirect % Ownership
SWAINE, JOHN, WILLIAM MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2012-05-01
LEIDEL, GEORGE, DAVID MANAGING MEMBER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER direct 2012-05-01

SWAINE & LEIDEL WEALTH SERVICES, LLC

ownership team - last updated 2018-06-18
Name Title Start Date Direct/Indirect % Ownership
SWAINE, JOHN, WILLIAM MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2012-05-01
LEIDEL, GEORGE, DAVID MANAGING MEMBER 05/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SWAINE & LEIDEL WEALTH SERVICES, LLC MANAGING MEMBER direct 2012-05-01

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