NBW CAPITAL LLC

HTTP://WWW.NBWCAPITAL.COM/ BOSTON, MA Investment Advisor How do I update this listing?

NBW Capital is based out of Boston. NBW Capital is a large advisory firm with 286 clients and discretionary assets under management (AUM) of $341,360,073 (Form ADV from 2018-06-01). Their last reported 13F filing for Q4 2019 included $351,804,000 in managed 13F securities and a top 10 holdings concentration of 30.22%. NBW Capital's largest holding is UBS ETRACS Alerian MLP Infrastructure Index ETN due 4/2/2040 with shares held of 828,604. NBW Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $351.804 Million
  • Prior Market Value $336.54 Million
  • New Purchases1 stock
  • Additional Purchases14 stocks
  • Sold out of2 stocks
  • Reduced holdings in57 stocks
  • Top 10 Holdings % 30.22 %
  • Turnover % [1]:4.11%
  • Turnover Alt % [2]: 5.81 %
  • Time Held Top20:6.75 quarters
  • Time Held Top10:7.10 quarters
  • Time Held All:16.21 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 5.62%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

NBW CAPITAL LLC
101 FEDERAL STREET 22ND FLOOR
BOSTON MA    02110
Country: United States

Business Phone: 617-482-2222
Fax: 617-482-8484
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 33,275,100
Total Number of Clients: 286
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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NBW CAPITAL LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
BLAKELY, CHRISTOPHER, MALCOLM PARTNER 03/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT ASSOCIATES LTD HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELLORS LLC MEMBER, HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, DIRECTOR OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2013-03-01
NIEDERMEYER, BERNARD, EUGENE PARTNER 03/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NBW CAPITAL LLC PARTNER direct 2013-03-01
HARBOR CAPITAL MANAGEMENT CO INC MANAGING DIRECTOR direct 1992-11-01 2002-11-19
TAYLOR INVESTMENT ASSOCIATES LTD CHIEF INVESTMENT STRATEGIS direct 2008-01-01 2008-03-20
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, CHIEF INVESTMENT STRATEGIS direct 2008-01-01 2008-04-21
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, CHIEF INVESTMENT STRATEGIST direct 2008-01-01 2010-03-08
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01 2013-03-27
WHITNEY, MICHAEL, THOMAS PARTNER 03/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT ASSOCIATES LTD HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELLORS LLC MEMBER, HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, DIRECTOR OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2013-03-01
AIELLO, KELLIE, ANN CHIEF COMPLIANCE OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT COUNSELORS LLC CHIEF COMPLIANCE OFFICER direct 2014-01-01

NBW CAPITAL LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
BLAKELY, CHRISTOPHER, MALCOLM PARTNER 03/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT ASSOCIATES LTD HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELLORS LLC MEMBER, HEAD OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, DIRECTOR OF OPERATIONS direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2013-03-01
NIEDERMEYER, BERNARD, EUGENE PARTNER 03/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NBW CAPITAL LLC PARTNER direct 2013-03-01
HARBOR CAPITAL MANAGEMENT CO INC MANAGING DIRECTOR direct 1992-11-01 2002-11-19
TAYLOR INVESTMENT ASSOCIATES LTD CHIEF INVESTMENT STRATEGIS direct 2008-01-01 2008-03-20
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, CHIEF INVESTMENT STRATEGIS direct 2008-01-01 2008-04-21
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, CHIEF INVESTMENT STRATEGIST direct 2008-01-01 2010-03-08
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01 2013-03-27
WHITNEY, MICHAEL, THOMAS PARTNER 03/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT ASSOCIATES LTD HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELLORS LLC MEMBER, HEAD OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC MEMBER, DIRECTOR OF RESEARCH direct 2008-01-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2010-09-01
TAYLOR INVESTMENT COUNSELORS LLC PARTNER direct 2013-03-01
AIELLO, KELLIE, ANN CHIEF COMPLIANCE OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TAYLOR INVESTMENT COUNSELORS LLC CHIEF COMPLIANCE OFFICER direct 2014-01-01

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