THOMPSON INVESTMENT MANAGEMENT, INC.

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Thompson Investment Management is based out of Madison. Thompson Investment Management is a large advisory firm with 320 clients and discretionary assets under management (AUM) of $4,558,782,000 (Form ADV from 2020-06-30). Their last reported 13F filing for Q1 2021 included $662,407,000 in managed 13F securities and a top 10 holdings concentration of 25.57%. Thompson Investment Management's largest holding is Hope Bancorp Inc with shares held of 25,750,000. Thompson Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 70 13F filings

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03/31/2021

13F Activity

  • Market Value $662.407 Million
  • Prior Market Value $587.998 Million
  • New Purchases16 stocks
  • Additional Purchases47 stocks
  • Sold out of6 stocks
  • Reduced holdings in75 stocks
  • Top 10 Holdings % 25.57 %
  • Turnover % [1]:11.17%
  • Turnover Alt % [2]: 4.49 %
  • Time Held Top20:24.60 quarters
  • Time Held Top10:11.00 quarters
  • Time Held All:26.39 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 21.4%
Performance Last 4 Quarters: 12.62%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

THOMPSON INVESTMENT MANAGEMENT, INC.
1255 FOURIER DRIVE SUITE 200
MADISON WI    53717
Country: United States

Business Phone: 608-827-5700
Fax: 608-827-7300
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: DE
Number of employees: 18
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 50,887,000
Total Number of Clients: 320
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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THOMPSON INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
PIERCE, NEDRA, SUSAN CHIEF COMPLIANCE OFFICER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-04-01
EVANS, JAMES, THOMAS CHIEF INVESTMENT OFFICER 06/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. VICE PRESIDENT direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-06-01
STEPHENS, JASON, LEE CHIEF EXECUTIVE OFFICER 03/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2015-03-01
Hubbard, Penny VICE PRESIDENT 02/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. VICE PRESIDENT direct 2020-02-01

THOMPSON INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

THOMPSON INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2019-08-20
Name Title Start Date Direct/Indirect % Ownership
THOMPSON, JOHN, WALTER PRESIDENT 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. PRESIDENT direct 2007-04-01
THOMPSON PLUMB & ASSOCIATES INC PRESIDENT, TREASURER direct 1997-01-01 2003-11-12
THOMPSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1997-01-01 2007-03-21
THOMPSON INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-11-01 2007-03-21
PIERCE, NEDRA, SUSAN CHIEF COMPLIANCE OFFICER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-04-01
EVANS, JAMES, THOMAS CHIEF INVESTMENT OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. VICE PRESIDENT direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-06-01
STEPHENS, JASON, LEE CHIEF EXECUTIVE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2015-03-01

THOMPSON INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
THOMPSON, JOHN, WALTER PRESIDENT 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. PRESIDENT direct 2007-04-01
THOMPSON PLUMB & ASSOCIATES INC PRESIDENT, TREASURER direct 1997-01-01 2003-11-12
THOMPSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1997-01-01 2007-03-21
THOMPSON INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-11-01 2007-03-21
PIERCE, NEDRA, SUSAN CHIEF COMPLIANCE OFFICER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-04-01
EVANS, JAMES, THOMAS CHIEF INVESTMENT OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. VICE PRESIDENT direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-06-01
STEPHENS, JASON, LEE CHIEF EXECUTIVE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2015-03-01

THOMPSON INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2017-09-13
Name Title Start Date Direct/Indirect % Ownership
STEPHENS, JASON, LEE CHIEF EXECUTIVE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER direct 2015-03-01
PIERCE, NEDRA, SUSAN CHIEF COMPLIANCE OFFICER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2006-05-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-04-01
THOMPSON, JOHN, WALTER PRESIDENT 04/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. PRESIDENT direct 2007-04-01
THOMPSON PLUMB & ASSOCIATES INC PRESIDENT, TREASURER direct 1997-01-01 2003-11-12
THOMPSON INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 1997-01-01 2007-03-21
THOMPSON INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-11-01 2007-03-21
EVANS, JAMES, THOMAS CHIEF INVESTMENT OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON INVESTMENT MANAGEMENT, INC. VICE PRESIDENT direct 2009-06-01
THOMPSON INVESTMENT MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2009-06-01

WhaleScore history for THOMPSON INVESTMENT MANAGEMENT, INC.

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