THOMSON HORSTMANN & BRYANT INC

HTTP://WWW.THBINC.COM NORWALK, CT Investment Advisor How do I update this listing?

Thomson Horstmann & Bryant is based out of Norwalk. Thomson Horstmann & Bryant is a large advisory firm with 44 clients and discretionary assets under management (AUM) of $773,895,722 (Form ADV from 2018-09-11). Their last reported 13F filing for Q3 2018 included $814,206,000 in managed 13F securities and a top 10 holdings concentration of 19.46%. Thomson Horstmann & Bryant's largest holding is Old Second Bancorp Inc with shares held of 1,340,116. Thomson Horstmann & Bryant has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 56 13F filings, and 276 13G filings

Subscription Required

Equal-WT
WhaleScore

?

66

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $814.982 Million
  • Prior Market Value $819.618 Million
  • New Purchases8 stocks
  • Additional Purchases61 stocks
  • Sold out of11 stocks
  • Reduced holdings in96 stocks
  • Top 10 Holdings % 19.44 %
  • Turnover % [1]:11.45%
  • Turnover Alt % [2]: 9.10 %
  • Time Held Top20:4.05 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:10.09 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -14.47%
Performance Last 4 Quarters: 0.12%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR/A (Subscription required)
  • 2010-12-31 - 13F-HR/A (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR/A (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR/A (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

THOMSON HORSTMANN & BRYANT INC
Classified as Hedge Fund
501 MERRITT 7
NORWALK CT    06851
Country: United States

Business Phone: 203-653-7060
Fax: 203 840-9144
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 59,800,200
Total Number of Clients: 44
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Non-derivative Insider Transactions Since 09/30/2018

Loading...
ownership team - last updated 2018-04-17
Name Title Start Date Direct/Indirect % Ownership
THOMSON HORSTMANN & BRYANT INC II. 100% SHAREHOLDER 08/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC 100% SHAREHOLDER direct 2010-08-01
THOMSON HORSTMANN & BRYANT INC ACTIVE indirect 2010-08-01
BRYANT, WILLIAM, WHITSEL CHAIRMAN, TREASURER, DIRECTOR 04/01/1983 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC CHAIRMAN, TREASURER, DIRECTOR direct 1983-04-01
KENNEDY, JAMES, MICHAEL CHIEF COMPLIANCE OFFICER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT - COMPLIANCE direct 2002-04-01
THOMSON HORSTMANN & BRYANT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
CUESTA, CHRISTOPHER, NICHOLAS CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER 10/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC CEO, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC SHAREHOLDER indirect 2010-08-01
BRYANT, WILLIAM VICE PRESIDENT, PORTFOLIO MANAGER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT, PORTFOLIO MANAGER direct 2010-01-01
THOMSON HORSTMANN & BRYANT INC SHAREHOLDER indirect 2010-08-01
DICKINSON, KEITH, EDWARD VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT direct 2015-01-01
MAHESHWARI, MANISH VICE PRESIDENT 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT direct 2015-01-01
CUESTA, CHRISTOPHER, NICHOLAS SHAREHOLDER THOMSON HORSTMANN & BRYANT II 08/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
THOMSON HORSTMANN & BRYANT INC VICE PRESIDENT, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC CEO, PORTFOLIO MANAGER direct 2005-10-01
THOMSON HORSTMANN & BRYANT INC SHAREHOLDER indirect 2010-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
THB INVESTMENTS LLC United States 805-7951528023 Other Private Fund SEED CAPITAL INCUBATOR FUND 268,516 10,000
THB MICROCAP FUND, LLC United States 805-8712501828 Hedge Fund 43,462,843 500,000
THB SMALLCAP FUND, LLC United States 805-3731893361 Hedge Fund 38,882,800 500,000

WhaleScore history for THOMSON HORSTMANN & BRYANT INC

You must have a subscription to view WhaleScore histories

Elevate your investments