TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

HTTP://WWW.KASPICK.COM BOSTON, MA Endowment Investment Advisor How do I update this listing?

Also known as:

  • KASPICK & COMPANY LLC

Tiaa Endowment & Philanthropic Services is based out of Boston. Tiaa Endowment & Philanthropic Services is a large advisory firm with 185 clients and discretionary assets under management (AUM) of $10,526,207,408 (Form ADV from 2018-09-01). Their last reported 13F filing for Q1 2019 included $305,506,000 in managed 13F securities and a top 10 holdings concentration of 99.69%. Tiaa Endowment & Philanthropic Services's largest holding is SPDR S&P 500 ETF Trust with shares held of 669,217. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $305.506 Million
  • Prior Market Value $220.088 Million
  • New Purchases4 stocks
  • Additional Purchases4 stocks
  • Sold out of2 stocks
  • Reduced holdings in3 stocks
  • Top 10 Holdings % 99.69 %
  • Turnover % [1]:40.00%
  • Turnover Alt % [2]: 22.86 %
  • Time Held Top20:0.73 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.23%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC
Classified as Hedge Fund
70 FRANKLIN STREET 7TH FLOOR
BOSTON MA    02110-1313
Country: United States

Business Phone: 650-585-4100
Fax: 650-595-1400
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 151
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 10,020,700,000
Total Number of Clients: 185
Amount of client funds and securities by related persons: 506,586,000
Total Number of clients from related persons: 75
Disclosures: 11.A (2),11.D (2),11.D (4)
Data above was derived from SEC filings.

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TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
KASPICK, JEFFREY, SCOTT MEMBER, BOARD OF MANAGERS 12/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS, AND CHAIRMAN EMERITUS direct 1997-12-01
KASPICK & CO LLC MEMBER direct 1997-12-01 2003-04-24
KASPICK & CO LLC MANAGING DIRECTOR indirect 1997-12-01 2006-03-24
KASPICK & CO LLC MANAGING DIRECTOR direct 1997-12-01 2006-03-24
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 1997-12-01 2007-12-07
MASON, ABIGAIL, BENTON CHIEF INVESTMENT OFFICER, TIAA KASPICK 12/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF INVESTMENT OFFICER direct 1997-12-01
KASPICK & CO LLC MEMBER direct 1997-12-01 2006-03-24
KASPICK & COMPANY, LLC DIRECTOR OF INVESTMENTS direct 1997-12-01 2011-04-28
TIAA-CREF REDWOOD LLC SOLE DIRECT OWNER 10/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC SOLE DIRECT OWNER direct 2006-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE DIRECT OWNER direct 2010-08-01
DEVANY, SARAH, ESTERLY CHIEF OPERATING OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF OPERATING OFFICER direct 2011-09-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2017-08-01
GERHARZ, JOSEPH, PATRICK CHIEF FINANCIAL OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2015-11-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2017-08-01
DECKBAR, CAROL, WARD MEMBER, BOARD OF MANAGERS 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC MANAGER direct 2010-12-01
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2016-06-01
TEACHERS ADVISORS, INC. MANAGING DIRECTOR, MUTUAL FUND PRODUCTS direct 2007-01-01
TEACHERS ADVISORS, INC. DIRECTOR, SENIOR VICE PRESIDENT, INVESTMENT PRODUCTS direct 2010-01-01
TEACHERS ADVISORS, INC. SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASSET MANAGEMENT direct 2012-03-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2013-08-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT, CEO ASSET MANAGEMENT direct 2014-09-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC MANAGING DIRECTOR, MUTUAL FUND PRODUCTS direct 2007-01-01
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECTOR, SENIOR VICE PRESIDENT, INVESTMENT PRODUCTS direct 2010-01-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASSET MANAGEMENT direct 2012-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC PRESIDENT direct 2012-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2013-08-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CEO ASSET MANAGEMENT direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EVP, INSTITUTIONAL INVESTMENTS & ENDOWMENT SERVICES direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2014-09-01
AMSOUTH ASSET MANAGEMENT, INC. VICE-PRESIDENT direct 2004-07-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE-PRESIDENT direct 2003-10-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE PRESIDENT direct 2004-07-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE-PRESIDENT direct 2004-07-01
COVARIANCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2016-04-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC PRESIDENT direct 2012-01-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SMD, COO, ASSET MANAGEMENT direct 2012-01-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC CEO ASSET MANAGEMENT direct 2014-09-01
CHURCHILL ASSET MANAGEMENT LLC MANAGER AND EVP, CEO TIAA-CREF ASSET MANAGEMENT direct 2015-07-01
O'LEARY, KEVIN, J CHAIR, BOARD OF MANAGERS / CHIEF EXECUTIVE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2017-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2017-08-01
TUNIKIPATI, VIJAY, NMN CHIEF RISK OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF RISK OFFICER direct 2018-03-01
JAWOR, MICHAEL, JAY CHIEF INVESTMENT OFFICER TIAA ENDOWMENTS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLENWOOD CAPITAL INVESTMENTS, L.L.C. CHIEF INVESTMENT OFFICER direct 2007-07-01
COVARIANCE CAPITAL MANAGEMENT, INC. CO-CHIEF INVESTMENT OFFICER direct 2010-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. DEPUTY CHIEF INVESTMENT OFFICER direct 2010-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-01-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
KORTHALS, CHARLES, ALAN CHIEF CLIENT RELATIONSHIP OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & CO LLC MEMBER direct 1997-12-01 2006-03-24
EASTLACK, COURTNEY, KIM MEMBER, BOARD OF MANAGERS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2018-03-01
CHITTENDEN, DOUGLAS, EDWARD MEMBER, BOARD OF MANAGERS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC MANAGER direct 2014-11-01
TIAA-CREF TRUST COMPANY, FSB DIRECTOR PRESIDENT, CEO & COO direct 2004-09-01
TIAA-CREF TRUST COMPANY, FSB DIRECTOR direct 2004-09-01
TIAA-CREF TUITION FINANCING, INC. PRESIDENT direct 2006-06-01
TIAA-CREF TUITION FINANCING, INC. PRESIDENT & DIRECTOR direct 2008-07-01
TIAA-CREF TUITION FINANCING, INC. DIRECTOR direct 2008-07-01
KAHN, MICHAEL, BRUCE MEMBER, BOARD OF MANAGERS 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2007-11-01
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS, AND PRESIDENT direct 2007-11-01
TIAA-CREF TRUST COMPANY, FSB MANAGING DIRECTOR - INSTITUTIONAL TRUST direct 2006-03-01
COVARIANCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2017-08-01
LYONS, DAVID, SEAN CHIEF COMPLIANCE OFFICER 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2015-11-01
THOMAS, SCOTT GENERAL COUNSEL 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC GENERAL COUNSEL direct 2018-11-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA SOLE OWNER TIAA-CREF REDWOOD LLC 08/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF OVERSEERS SOLE SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 06/01/1938 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CCAP FUND 6 - 2018, L.P. United States 805-1281189625 Private Equity Fund 89,483,290 1,000,000 Fund of Funds
CCAP FUND 8 - 2018, L.P. United States 805-1816184035 Private Equity Fund 48,358,728 1,000,000 Fund of Funds
CCAP FUND 8 - 2019, L.P. United States 805-8412423171 Private Equity Fund 0 1,000,000 Fund of Funds
CCAP FUND PDS, L.P. United States 805-7172929403 Hedge Fund 0 0 Master Fund Fund of Funds
CCM SERIES, LLC: CCM SERIES 5 United States 805-3004505416 Hedge Fund 43,130,270 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 3 United States 805-5929281807 Hedge Fund 126,426,290 0 Fund of Funds
CCAP FUND EIP, L.P. United States 805-5147644752 Hedge Fund 2,896,772 50,000 Fund of Funds
CCAP FUND 6 - 2016, L.P. United States 805-4607416756 Private Equity Fund 49,738,354 1,000,000 Fund of Funds
CCAP FUND 6 - 2015, L.P. United States 805-5747974671 Private Equity Fund 51,707,574 1,000,000 Fund of Funds
CCAP FUND 8 - 2016, L.P. United States 805-8622512370 Private Equity Fund 30,906,976 1,000,000 Fund of Funds
CCM SERIES, LLC: CCM SERIES 7 United States 805-5508469981 Hedge Fund 31,001,515 0 Fund of Funds
CCAP FUND 8 - 2017, L.P. United States 805-4866925413 Private Equity Fund 36,360,038 1,000,000 Fund of Funds
CCM SERIES, LLC: CCM SERIES 6 United States 805-4427122213 Private Equity Fund 245,038,888 0 Fund of Funds
CCAP FUND 6 - 2017, L.P. United States 805-6912837012 Private Equity Fund 50,915,430 1,000,000 Fund of Funds
CCAP FUND MRA, L.P. United States 805-3052509555 Hedge Fund 41,786,056 0 Fund of Funds
CCAP FUND FI, L.P. United States 805-2153272951 Hedge Fund 139,521,773 0 Fund of Funds
CCM SERIES 2, LLC United States 805-1294905755 Hedge Fund 99,038,190 0 Fund of Funds
CCAP FUND HFD, L.P. United States 805-9018180070 Hedge Fund 139,156,235 0 Master Fund Fund of Funds
CCM SERIES, LLC: CCM SERIES 4 United States 805-7648553229 Hedge Fund 173,597,369 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 9 United States 805-7224222517 Other Private Fund CASH 65,906 0 Fund of Funds
CCAP FUND 8 - 2015, L.P. United States 805-8266114714 Private Equity Fund 77,158,450 1,000,000 Fund of Funds
CCAP FUND GE, L.P. United States 805-9786648163 Hedge Fund 548,870,574 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 1 United States 805-1731138624 Hedge Fund 391,889,578 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 8 United States 805-7008071727 Private Equity Fund 175,075,694 0 Fund of Funds
CCAP FUND HFND, L.P. United States 805-1510261173 Hedge Fund 139,918,825 0 Master Fund Fund of Funds
CCAP FUND 6 - 2019, L.P. United States 805-2456988944 Private Equity Fund 0 1,000,000 Fund of Funds

TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC

ownership team - last updated 2018-06-12
Name Title Start Date Direct/Indirect % Ownership
KASPICK, JEFFREY, SCOTT MEMBER, BOARD OF MANAGERS 12/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS, AND CHAIRMAN EMERITUS direct 1997-12-01
KASPICK & CO LLC MEMBER direct 1997-12-01 2003-04-24
KASPICK & CO LLC MANAGING DIRECTOR indirect 1997-12-01 2006-03-24
KASPICK & CO LLC MANAGING DIRECTOR direct 1997-12-01 2006-03-24
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 1997-12-01 2007-12-07
MASON, ABIGAIL, BENTON CHIEF INVESTMENT OFFICER 12/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF INVESTMENT OFFICER direct 1997-12-01
KASPICK & CO LLC MEMBER direct 1997-12-01 2006-03-24
KASPICK & COMPANY, LLC DIRECTOR OF INVESTMENTS direct 1997-12-01 2011-04-28
TIAA-CREF REDWOOD LLC SOLE DIRECT OWNER 10/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC SOLE DIRECT OWNER direct 2006-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE DIRECT OWNER direct 2010-08-01
SHERWOOD, LINDY CHIEF BUSINESS STRATEGY OFFICER 05/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC PRESIDENT, MEMBER, BOARD OF MANAGERS direct 2011-05-01
DEVANY, SARAH, ESTERLY CHIEF OPERATING OFFICER 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF OPERATING OFFICER direct 2011-09-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2017-08-01
GERHARZ, JOSEPH, PATRICK CHIEF FINANCIAL OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2015-11-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2017-08-01
DECKBAR, CAROL, WARD MEMBER, BOARD OF MANAGERS 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC MANAGER direct 2010-12-01
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2016-06-01
TEACHERS ADVISORS, INC. MANAGING DIRECTOR, MUTUAL FUND PRODUCTS direct 2007-01-01
TEACHERS ADVISORS, INC. DIRECTOR, SENIOR VICE PRESIDENT, INVESTMENT PRODUCTS direct 2010-01-01
TEACHERS ADVISORS, INC. SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASSET MANAGEMENT direct 2012-03-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2013-08-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT, CEO ASSET MANAGEMENT direct 2014-09-01
TEACHERS ADVISORS, INC. EXECUTIVE VICE PRESIDENT direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC MANAGING DIRECTOR, MUTUAL FUND PRODUCTS direct 2007-01-01
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECTOR, SENIOR VICE PRESIDENT, INVESTMENT PRODUCTS direct 2010-01-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER, ASSET MANAGEMENT direct 2012-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC PRESIDENT direct 2012-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2013-08-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, CEO ASSET MANAGEMENT direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EVP, INSTITUTIONAL INVESTMENTS & ENDOWMENT SERVICES direct 2014-09-01
TIAA-CREF INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2014-09-01
AMSOUTH ASSET MANAGEMENT, INC. VICE-PRESIDENT direct 2004-07-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE-PRESIDENT direct 2003-10-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE PRESIDENT direct 2004-07-01
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC VICE-PRESIDENT direct 2004-07-01
COVARIANCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2016-04-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC PRESIDENT direct 2012-01-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SMD, COO, ASSET MANAGEMENT direct 2012-01-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC CEO ASSET MANAGEMENT direct 2014-09-01
CHURCHILL ASSET MANAGEMENT LLC MANAGER AND EVP, CEO TIAA-CREF ASSET MANAGEMENT direct 2015-07-01
KING, ANDREW, THAYER COUNSEL 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC COUNSEL direct 2017-08-01
O'LEARY, KEVIN, J CHAIR, BOARD OF MANAGERS / CHIEF EXECUTIVE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2017-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF EXECUTIVE OFFICER, DIRECTOR direct 2017-08-01
TUNIKIPATI, VIJAY, NMN CHIEF RISK OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC CHIEF RISK OFFICER direct 2018-03-01
BARAKAT, MICHAEL, NEDDAL CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2014-08-01
JAWOR, MICHAEL, JAY CHIEF INVESTMENT OFFICER TIAA ENDOWMENTS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
GLENWOOD CAPITAL INVESTMENTS, L.L.C. CHIEF INVESTMENT OFFICER direct 2007-07-01
COVARIANCE CAPITAL MANAGEMENT, INC. CO-CHIEF INVESTMENT OFFICER direct 2010-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. DEPUTY CHIEF INVESTMENT OFFICER direct 2010-10-01
COVARIANCE CAPITAL MANAGEMENT, INC. CHIEF INVESTMENT OFFICER direct 2017-01-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
SIRIUS PARTNERS, L.P. TRUSTEE indirect 2013-07-01
EASTLACK, COURTNEY, KIM MEMBER, BOARD OF MANAGERS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & COMPANY, LLC MEMBER, BOARD OF MANAGERS direct 2018-03-01
KORTHALS, CHARLES, ALAN CHIEF CLIENT RELATIONSHIP OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
KASPICK & CO LLC MEMBER direct 1997-12-01 2006-03-24
KORNREICH, MEREDITH, JO GENERAL COUNSEL 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA ADVISORY SERVICES, LLC CHIEF COUNSEL, CORPORATE FINANCE LAW & ASSISTANT SECRETARY direct 2001-12-01 2003-04-10
TIAA-CREF TUITION FINANCING, INC. CHIEF COUNSEL direct 2001-04-01 2003-04-14
TIAA-CREF TUITION FINANCING, INC. VICE PRESIDENT AND CHIEF LEGAL OFFICER & ASSISTANT SECRETARY direct 2003-11-01 2006-03-30
HESS, LISA, WOLFSON MEMBER, BOARD OF MANAGERS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SKYTOP CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 1996-10-01
SKYTOP CAPITAL MANAGEMENT LLC TRUSTEE indirect 1996-12-01
SKYTOP CAPITAL MANAGEMENT LLC MANAGING PARTNER AND PRESIDENT direct 2010-08-01
SKYTOP CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2011-03-01
SKYTOP CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2011-03-01
SKYTOP CAPITAL MANAGEMENT LLC TRUSTEE indirect 2011-03-01
COVARIANCE CAPITAL MANAGEMENT, INC. DIRECTOR direct 2012-03-01
ZESIGER CAPITAL GROUP LLC MANAGING DIRECTOR direct 1995-10-01 2002-03-12
SKYTOP CAPITAL MANAGEMENT LLC MANAGING PARTNER, PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2010-08-01 2013-03-28
CHITTENDEN, DOUGLAS, EDWARD MEMBER, BOARD OF MANAGERS 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC MANAGER direct 2014-11-01
TIAA-CREF TRUST COMPANY, FSB DIRECTOR PRESIDENT, CEO & COO direct 2004-09-01
TIAA-CREF TRUST COMPANY, FSB DIRECTOR direct 2004-09-01
TIAA-CREF TUITION FINANCING, INC. PRESIDENT direct 2006-06-01
TIAA-CREF TUITION FINANCING, INC. PRESIDENT & DIRECTOR direct 2008-07-01
TIAA-CREF TUITION FINANCING, INC. DIRECTOR direct 2008-07-01
JOHNSON, DENNIS, ANTHONY CHIEF INVESTMENT OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILSON, KEMP & ASSOCIATES, INC. DIRECTOR / VICE CHAIRMAN direct 2011-12-01
WILSON, KEMP & ASSOCIATES, INC. CHAIRMAN / PRESIDENT / DIRECTOR AND CHIEF INVESTMENT OFFICER direct 2012-12-01
WILSON, KEMP & ASSOCIATES, INC. CHAIRMAN / DIRECTOR AND CHIEF INVESTMENT OFFICER direct 2012-12-01
WORLD ASSET MANAGEMENT, INC. DIRECTOR/VICE CHAIRMAN direct 2011-08-01
WORLD ASSET MANAGEMENT, INC. PRESIDENT / CHAIRMAN / DIRECTOR AND CHIEF INVESTMENT OFFICER direct 2012-05-01
WORLD ASSET MANAGEMENT, INC. PRESIDENT / CHAIRMAN direct 2012-05-01
WORLD ASSET MANAGEMENT, INC. PRESIDENT / CHAIRMAN / CHIEF INVESTMENT OFFICER direct 2012-05-01
SHAMROCK CAPITAL ADVISORS, INC MANAGING DIRECTOR direct 2008-07-01
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA SOLE OWNER TIAA-CREF REDWOOD LLC 08/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER OF APPLICANT direct 1990-09-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC MEMBER indirect 2001-12-01
TIAA ADVISORY SERVICES, LLC SOLE MEMBER indirect 2001-12-01
KASPICK & COMPANY, LLC SOLE OWNER indirect 2006-08-01
COVARIANCE CAPITAL MANAGEMENT, INC. SOLE OWNER indirect 2010-08-01
STONEPEAK PARTNERS LP SOLE MEMBER OF TIAA-STONEPEAK INVESTMENTS II, LLC indirect 2011-08-01
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC SHAREHHOLDER indirect 2012-07-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC MEMBER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER direct 2015-03-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TIAA FSB HOLDINGS, INC. indirect 2017-06-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01 2003-04-10
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01 2005-02-01
LOWE ENTERPRISES INVESTMENT MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01 2006-03-31
TEACHERS ADVISORS INC. SHAREHOLDER indirect 1998-10-01 2008-10-02
TIAA-CREF INVESTMENT MANAGEMENT LLC DIRECT OWNER direct 1990-09-01 2011-09-12
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2011-09-12
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-02-29
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2012-03-27
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2013-04-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2013-04-02
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2013-04-19
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2013-11-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-03-28
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2014-10-17
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1996-08-01 2014-11-11
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1996-08-01 2014-11-11
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01 2014-12-15
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1996-08-01 2015-02-18
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2015-03-16
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2015-03-18
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2015-03-20
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-03-30
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-03-30
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2015-03-31
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2015-05-08
GREENWOOD RESOURCES CAPITAL MANAGEMENT LLC MEMBER indirect 2012-07-01 2015-08-17
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2015-09-25
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2015-10-13
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2015-10-15
TIAA-CREF HOLDCO SUBSIDIARY, LLC SHAREHOLDER indirect 2014-07-01 2015-11-05
TRADEWINDS GLOBAL INVESTORS, LLC MEMBER indirect 2014-10-01 2015-12-07
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-01-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-03-24
NWQ INVESTMENT MANAGEMENT COMPANY, LLC MEMBER indirect 2014-10-01 2016-06-20
NUVEEN ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-06-23
SANTA BARBARA ASSET MANAGEMENT, LLC MEMBER indirect 2014-10-01 2016-07-12
WINSLOW CAPITAL MANAGEMENT LLC MEMBER indirect 2014-10-01 2016-08-01
NUVEEN INVESTMENTS ADVISERS INC. MEMBER indirect 2014-10-01 2016-08-12
NUVEEN FUND ADVISORS, LLC MEMBER indirect 2014-10-01 2016-09-14
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 2014-07-01 2017-01-12
SYMPHONY ASSET MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-17
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 2014-07-01 2017-01-20
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-07-01 2017-01-20
GRESHAM INVESTMENT MANAGEMENT LLC MEMBER indirect 2014-10-01 2017-01-31
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 2014-07-01 2017-04-20
TIAA BOARD OF OVERSEERS SOLE SHAREHOLDER TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA 06/01/1938 Indirect 75% or more
Fund Name Position direct/indirect start date end date
AGR PARTNERS LLC SHAREHOLDER indirect 1918-03-01
TEACHERS ADVISORS, LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1918-03-01
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1938-06-01
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC SOLE OWNER indirect 1990-09-01
LOWE ENTERPRISES RESIDENTIAL ADVISORS, LLC SHAREHOLDER indirect 1993-10-01
TIAA-CREF TRUST COMPANY, FSB SHAREHOLDER indirect 1998-05-01
TIAA-CREF TUITION FINANCING, INC. SHAREHOLDER indirect 1998-09-01
TIAA ADVISORY SERVICES, LLC SHAREHOLDER indirect 2001-12-01
COVARIANCE CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2010-08-01
NUVEEN ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
SYMPHONY ASSET MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
NUVEEN INVESTMENTS ADVISERS, LLC SHAREHOLDER indirect 2014-10-01
NUVEEN FUND ADVISORS, LLC SHAREHOLDER indirect 2014-10-01
SANTA BARBARA ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2014-10-01
NWQ INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2014-10-01
WINSLOW CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
GRESHAM INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 2014-10-01
TRADEWINDS GLOBAL INVESTORS, LLC SHAREHOLDER indirect 2014-10-01
EVERBANK WEALTH MANAGEMENT, INC. 100% OWNER OF TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA indirect 2017-06-01
LOWE ENTERPRISE RESIDENTIAL ADVISORS SHAREHOLDER indirect 1993-10-01 2006-03-31
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1993-10-01 2008-09-29
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1993-10-01 2008-10-02
KASPICK & COMPANY, LLC SOLE SHAREHOLDER indirect 1998-05-01 2008-12-05
TIAA-CREF ALTERNATIVES ADVISORS, LLC SHAREHOLDER indirect 1938-06-01 2012-03-27
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2014-11-11
CHURCHILL ASSET MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2016-10-28
AGR PARTNERS LLC SHAREHOLDER indirect 1938-06-01 2017-01-12
TIAA-CREF INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1938-06-01 2017-01-20
TEACHERS ADVISORS, INC. SHAREHOLDER indirect 1938-06-01 2017-01-20

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CCM SERIES, LLC: CCM SERIES 6 United States 805-4427122213 Private Equity Fund 196,726,923 0 Fund of Funds
CCAP FUND 6 - 2017, L.P. United States 805-6912837012 Private Equity Fund 74,386,089 1,000,000 Fund of Funds
CCAP FUND MRA, L.P. United States 805-3052509555 Hedge Fund 70,019,821 0 Master Fund Fund of Funds
CCAP FUND FI, L.P. United States 805-2153272951 Hedge Fund 104,986,528 0 Fund of Funds
CCM SERIES 2, LLC United States 805-1294905755 Hedge Fund 96,238,951 0 Fund of Funds
CCAP FUND HFD, L.P. United States 805-9018180070 Hedge Fund 190,957,380 0 Master Fund Fund of Funds
CCM SERIES, LLC: CCM SERIES 4 United States 805-7648553229 Hedge Fund 195,004,464 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 9 United States 805-7224222517 Other Private Fund CASH 9,885,187 0 Fund of Funds
CCAP FUND 8 - 2015, L.P. United States 805-8266114714 Private Equity Fund 71,094,900 1,000,000 Fund of Funds
CCAP FUND GE, L.P. United States 805-9786648163 Hedge Fund 535,701,588 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 1 United States 805-1731138624 Hedge Fund 479,887,723 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 8 United States 805-7008071727 Private Equity Fund 137,672,835 0 Fund of Funds
CCAP FUND HFND, L.P. United States 805-1510261173 Hedge Fund 142,572,459 0 Master Fund Fund of Funds
CCAP FUND PDS, L.P. United States 805-7172929403 Hedge Fund 55,783,765 0 Master Fund Fund of Funds
CCM SERIES, LLC: CCM SERIES 5 United States 805-3004505416 Hedge Fund 45,394,344 0 Fund of Funds
CCM SERIES, LLC: CCM SERIES 3 United States 805-5929281807 Hedge Fund 121,091,936 0 Fund of Funds
CCAP FUND EIP, L.P. United States 805-5147644752 Hedge Fund 3,745,486 50,000 Fund of Funds
CCAP FUND 6 - 2016, L.P. United States 805-4607416756 Private Equity Fund 45,717,288 1,000,000 Fund of Funds
CCAP FUND 6 - 2015, L.P. United States 805-5747974671 Private Equity Fund 52,120,820 1,000,000 Fund of Funds
CCAP FUND 8 - 2016, L.P. United States 805-8622512370 Private Equity Fund 28,513,436 1,000,000 Fund of Funds
CCM SERIES, LLC: CCM SERIES 7 United States 805-5508469981 Hedge Fund 62,920,750 0 Fund of Funds
CCAP FUND 8 - 2017, L.P. United States 805-4866925413 Private Equity Fund 41,721,368 1,000,000 Fund of Funds

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