TOROSO INVESTMENTS, LLC

HTTP://WWW.TOROSOINV.COM MASSAPEQUA, NY Investment Advisor How do I update this listing?

Toroso Investments is based out of Massapequa. Toroso Investments is a large advisory firm with 237 clients and discretionary assets under management (AUM) of $203,250,647 (Form ADV from 2018-04-18). Their last reported 13F filing for Q4 2018 included $129,767,000 in managed 13F securities and a top 10 holdings concentration of 30.8%. Toroso Investments's largest holding is Vanguard Total Stock Market ETF with shares held of 45,973. Whalewisdom has at least 1 13F filings, and 1 13G filings The firm last filed a Form D notice of exempt offering of securities on 2014-02-27. The notice included securities offered of Equity

Download 13F Summary to Excel Create Email Alert

12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.69%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Amplify Investments, LLC
ENVESTNET ASSET MANAGEMENT INC

View Last Form Adv Compilation Report on Record

TOROSO INVESTMENTS, LLC
898 N. BROADWAY SUITE 2
MASSAPEQUA NY    11758
Country: United States

Business Phone: 844-986-7676
Fax: 844-986-7676
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 11
Other Business Activities: ,CONSULTING SERVICES TO OTHER INVESTMENT FIRMS.
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 237
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2014-02-27 D INVESTING Equity 2,000,000 150,000 1,850,000
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
BRUNO DEL AMA subscription required
    DIRECTOR
DANIEL HOWARD CARLSON subscription required
    EXECUTIVE OFFICER DIRECTOR
JOSE CARLOS GONZALEZ subscription required
    DIRECTOR
LARRY ARTHUR MEDIN subscription required
    EXECUTIVE OFFICER DIRECTOR
MICHAEL JEREMY VENUTO subscription required
    EXECUTIVE OFFICER DIRECTOR
OSCAR JOSE JUNQUERA subscription required
    DIRECTOR

TOROSO INVESTMENTS, LLC

ownership team - last updated 2018-04-18
Name Title Start Date Direct/Indirect % Ownership
MEDIN, LARRY, ARTHUR DIRECTOR 04/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
OAM AVATAR LLC PRESIDENT, HEAD OF DISTRIBUTION AND SALES direct 2008-04-01
OAM AVATAR LLC PRESIDENT direct 2008-04-01
TOROSO INVESTMENTS, LLC CHIEF EXECUTIVE OFFICER / PRESIDENT / MANAGING MEMBER / DIRECTOR direct 2012-04-01
TOROSO INVESTMENTS, LLC DIRECTOR direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF EXECUTIVE OFFICER / PRESIDENT / MANAGING MEMBER direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF EXECUTIVE OFFICER / PRESIDENT direct 2012-04-01
TOROSO INVESTMENTS, LLC CHAIRMAN direct 2015-04-01
CARLSON, DANIEL, HOWARD CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER / SECRETARY 04/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
OAM AVATAR LLC CHIEF MARKETING OFFICER direct 2008-04-01
TOROSO INVESTMENTS, LLC CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER / DIRECTOR direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER / SECRETARY direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / MANAGING MEMBER direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER direct 2012-04-01
VENUTO, MICHAEL, JEREMY CHIEF INVESTMENT OFFICER / MANAGING MEMBER / DIRECTOR 04/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TOROSO INVESTMENTS, LLC CHIEF INVESTMENT OFFICER direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF INVESTMENT OFFICER / MANAGING MEMBER / DIRECTOR direct 2012-04-01
TOROSO INVESTMENTS, LLC CHIEF INVESTMENT OFFICER / MANAGING MEMBER direct 2012-04-01
GT CAPITAL OWNER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TOROSO INVESTMENTS, LLC OWNER direct 2015-11-01
MCCA TOROSO LLC OWNER 12/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TOROSO INVESTMENTS, LLC OWNER direct 2015-12-01
DEL AMA, BRUNO OWNER 02/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
14 RIA CEO direct 2008-04-01
GLOBAL X MANAGEMENT COMPANY LLC CEO/CHIEF COMPLIANCE OFFICER direct 2008-04-01
TOROSO INVESTMENTS, LLC CEO / CCO indirect 2008-04-01
TOROSO INVESTMENTS, LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER indirect 2008-04-01
TOROSO INVESTMENTS, LLC CHIEF EXECUTIVE OFFICER indirect 2008-04-01
TOROSO INVESTMENTS, LLC DIRECTOR direct 2012-04-01
TOROSO INVESTMENTS, LLC DIRECTOR / OWNER direct 2012-04-01
TOROSO INVESTMENTS, LLC DIRECTOR / MEMBER direct 2012-04-01
TRIAS, GUILLERMO CHIEF EXECUTIVE OFFICER, MANAGING MEMBER, DIRECTOR GT CAPITAL 03/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TOROSO INVESTMENTS, LLC OWNER indirect 2011-03-01
TOROSO INVESTMENTS, LLC CEO direct 2015-10-01
TOROSO INVESTMENTS, LLC CEO/DIRECTOR direct 2015-10-01
CLAURE, MARTIN DIRECTOR MCCA TOROSO LLC 12/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TOROSO INVESTMENTS, LLC DIRECTOR direct 2015-12-01
TOROSO INVESTMENTS, LLC DIRECTOR indirect 2015-12-01

Elevate your investments