TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

HTTP://WWW.TOWER-VIEW.COM MILWAUKEE, WI Investment Advisor How do I update this listing?

Tower View Investment Management & Research is based out of Milwaukee. Tower View Investment Management & Research is a large advisory firm with 139 clients and discretionary assets under management (AUM) of $169,500,000 (Form ADV from 2020-06-17). Their last reported 13F filing for Q2 2020 included $136,708,000 in managed 13F securities and a top 10 holdings concentration of 27.94%. Tower View Investment Management & Research's largest holding is Lilly (Eli) & Co. with shares held of 25,328. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $136.708 Million
  • Prior Market Value $110.834 Million
  • New Purchases45 stocks
  • Additional Purchases57 stocks
  • Sold out of7 stocks
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 27.95 %
  • Turnover % [1]:33.12%
  • Turnover Alt % [2]: 18.80 %
  • Time Held Top20:5.80 quarters
  • Time Held Top10:4.30 quarters
  • Time Held All:6.06 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.86%
Performance Last 4 Quarters: 7.25%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

  

Business Phone: 414-791-6834
Fax: 414-433-1935
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WI
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 139
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

ownership team - last updated 2020-06-17
Name Title Start Date Direct/Indirect % Ownership
GHEI, RAMAN, JOHN MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 1999-07-01
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC MANAGING DIRECTOR direct 1999-07-01 2005-12-08
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC CHIEF COMPLIANCE OFFICER direct 1999-07-01 2008-02-25

TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

ownership team - last updated 2019-09-03
Name Title Start Date Direct/Indirect % Ownership
GHEI, RAMAN, JOHN MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 1999-07-01
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC MANAGING DIRECTOR direct 1999-07-01 2005-12-08
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC CHIEF COMPLIANCE OFFICER direct 1999-07-01 2008-02-25

TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
GHEI, RAMAN, JOHN MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 1999-07-01
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC MANAGING DIRECTOR direct 1999-07-01 2005-12-08
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC CHIEF COMPLIANCE OFFICER direct 1999-07-01 2008-02-25

TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC

ownership team - last updated 2017-09-27
Name Title Start Date Direct/Indirect % Ownership
GHEI, RAMAN, JOHN PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 1999-07-01
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC MANAGING DIRECTOR direct 1999-07-01 2005-12-08
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC CHIEF COMPLIANCE OFFICER direct 1999-07-01 2008-02-25

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