TOWERPOINT WEALTH, LLC

HTTP://WWW.TOWERPOINTWEALTH.COM SACRAMENTO, CA Investment Advisor How do I update this listing?

Towerpoint Wealth is based out of Sacramento. Towerpoint Wealth is a large advisory firm with 233 clients and discretionary assets under management (AUM) of $193,085,030 (Form ADV from 2019-07-09). Their last reported 13F filing for Q4 2019 included $151,334,000 in managed 13F securities and a top 10 holdings concentration of 63.31%. Towerpoint Wealth's largest holding is Vanguard Intermediate-Term Corp Bond ETF with shares held of 195,684. Whalewisdom has at least 9 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $151.334 Million
  • Prior Market Value $147.213 Million
  • New Purchases3 stocks
  • Additional Purchases18 stocks
  • Sold out of26 stocks
  • Reduced holdings in26 stocks
  • Top 10 Holdings % 63.31 %
  • Turnover % [1]:47.54%
  • Turnover Alt % [2]: 3.51 %
  • Time Held Top20:6.90 quarters
  • Time Held Top10:6.00 quarters
  • Time Held All:5.21 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.05%
Performance Last 4 Quarters: 7.79%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

TOWERPOINT WEALTH, LLC
500 CAPITOL MALL SUITE 1060
SACRAMENTO CA    95814
Country: United States

Business Phone: (916) 405-9140
Fax: (916) 405-9155
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 204,809,000
Total Number of Clients: 233
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2),11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

TOWERPOINT WEALTH, LLC

ownership team - last updated 2019-07-09
Name Title Start Date Direct/Indirect % Ownership
ESCHLEMAN, JOSEPH, FREDERICK CHIEF COMPLIANCE OFFICER AND MEMBER 05/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASPIAN ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND MEMBER direct 2017-05-01

TOWERPOINT WEALTH, LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
ESCHLEMAN, JOSEPH, FREDERICK CHIEF COMPLIANCE OFFICER AND MEMBER 05/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASPIAN ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND MEMBER direct 2017-05-01

TOWERPOINT WEALTH, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
ESCHLEMAN, JOSEPH, FREDERICK CHIEF COMPLIANCE OFFICER AND MEMBER 05/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASPIAN ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND MEMBER direct 2017-05-01

TOWERPOINT WEALTH, LLC

ownership team - last updated 2017-09-18
Name Title Start Date Direct/Indirect % Ownership
ESCHLEMAN, JOSEPH, FREDERICK CHIEF COMPLIANCE OFFICER AND MEMBER 05/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CASPIAN ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND MEMBER direct 2017-05-01

Elevate your investments