TOWNSEND & ASSOCIATES, INC

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Townsend & Associates is based out of Westminster. Townsend & Associates is a large advisory firm with 1118 clients and discretionary assets under management (AUM) of $707,290,214 (Form ADV from 2020-06-16). Their last reported 13F filing for Q2 2020 included $119,004,000 in managed 13F securities and a top 10 holdings concentration of 32.81%. Townsend & Associates's largest holding is iShares Dow Jones U.S. ETF with shares held of 92,718. Whalewisdom has at least 12 13F filings

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06/30/2020

13F Activity

  • Market Value $119.004 Million
  • Prior Market Value $96.191 Million
  • New Purchases8 stocks
  • Additional Purchases37 stocks
  • Sold out of9 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 32.81 %
  • Turnover % [1]:24.29%
  • Turnover Alt % [2]: 22.65 %
  • Time Held Top20:2.50 quarters
  • Time Held Top10:2.20 quarters
  • Time Held All:7.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 11.02%
Performance Last 4 Quarters: -1.73%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TOWNSEND
2761 W. 120TH AVE., SUITE 200
WESTMINSTER CO    80234
Country: United States

Business Phone: 303-452-5986
Fax: 303-452-5989
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CO
Number of employees: 23
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 33,523,600
Total Number of Clients: 1118
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2020-06-16
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2020-02-29
Name Title Start Date Direct/Indirect % Ownership

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2019-11-01
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2019-09-18
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2019-04-16
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

TOWNSEND & ASSOCIATES, INC.

ownership team - last updated 2018-04-23
Name Title Start Date Direct/Indirect % Ownership
TOWNSEND, JEFFERY, EDWARD PRESIDENT 07/01/1991 Direct 75% or more
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. PRESIDENT direct 1991-07-01
TOWNSEND & ASSOCIATES, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1991-07-01
KELLY, SHAWN, ROBERT CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 02/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-02-01
TOWNSEND & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2008-02-01

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