TRIAD INVESTMENT MANAGEMENT

HTTP://WWW.TRIADIM.COM NEWPORT BEACH, CA Investment Advisor How do I update this listing?

Triad Investment Management is based out of Newport Beach. Triad Investment Management is a large advisory firm with 25 clients and discretionary assets under management (AUM) of $124,619,207 (Form ADV from 2018-10-02). Their last reported 13F filing for Q1 2019 included $98,151,000 in managed 13F securities and a top 10 holdings concentration of 41.32%. Triad Investment Management's largest holding is Annaly Mortgage Management, Inc. with shares held of 555,356. Whalewisdom has at least 2 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $98.151 Million
  • Prior Market Value $76.354 Million
  • New Purchases9 stocks
  • Additional Purchases34 stocks
  • Sold out of10 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 41.32 %
  • Turnover % [1]:38.00%
  • Turnover Alt % [2]: 28.02 %
  • Time Held Top20:0.70 quarters
  • Time Held Top10:0.50 quarters
  • Time Held All:0.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -1.75%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

TRIAD INVESTMENT MANAGEMENT, LLC
1301 DOVE STREET SUITE 1080
NEWPORT BEACH CA    92660
Country: United States

Business Phone: (949) 679-3991
Fax: 949-851-7912
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 102,457,000
Total Number of Clients: 25
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-02-05
Name Title Start Date Direct/Indirect % Ownership
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01

TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-10-02
Name Title Start Date Direct/Indirect % Ownership
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01

TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2017-07-03
Name Title Start Date Direct/Indirect % Ownership
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01

Elevate your investments