TRIAD INVESTMENT MANAGEMENT

HTTP://WWW.TRIADIM.COM NEWPORT BEACH, CA Investment Advisor How do I update this listing?

Triad Investment Management is based out of Newport Beach. Triad Investment Management is a large advisory firm with 31 clients and discretionary assets under management (AUM) of $106,585,401 (Form ADV from 2019-02-05). Their last reported 13F filing for Q2 2019 included $96,622,000 in managed 13F securities and a top 10 holdings concentration of 41.0%. Triad Investment Management's largest holding is Schlumberger Ltd. with shares held of 120,460. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $96.622 Million
  • Prior Market Value $98.151 Million
  • New Purchases0 stocks
  • Additional Purchases10 stocks
  • Sold out of7 stocks
  • Reduced holdings in29 stocks
  • Top 10 Holdings % 41.00 %
  • Turnover % [1]:16.28%
  • Turnover Alt % [2]: 9.25 %
  • Time Held Top20:1.40 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:1.91 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: -1.46%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

TRIAD INVESTMENT MANAGEMENT, LLC
1301 DOVE STREET SUITE 1080
NEWPORT BEACH CA    92660
Country: United States

Business Phone: (949) 679-3991
Fax: 949-851-7912
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 33,121,800
Total Number of Clients: 31
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-02-05
Name Title Start Date Direct/Indirect % Ownership
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01

TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-10-02
Name Title Start Date Direct/Indirect % Ownership
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01

TRIAD INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2017-07-03
Name Title Start Date Direct/Indirect % Ownership
HUTCHISON, DAVID, MICHAEL CHIEF COMPLIANCE OFFICER, PARTNER 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, PARTNER direct 2015-03-01
HELDMAN, JOHN, EDWARD PARTNER 02/01/2008 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRIAD INVESTMENT MANAGEMENT, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-02-01
TRIAD INVESTMENT MANAGEMENT, LLC PARTNER direct 2008-02-01

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