IMA WEALTH, INC.

HTTP://WWW.TRUENORTHCORP.COM WICHITA, KS Investment Advisor How do I update this listing?

IMA Wealth is based out of Wichita. IMA Wealth is a large advisory firm with discretionary assets under management (AUM) of $328,151,008 (Form ADV from 2013-12-09). Their last reported 13F filing for Q4 2019 included $269,437,000 in managed 13F securities and a top 10 holdings concentration of 32.14%. IMA Wealth's largest holding is Bank of America Corp. (North Carolina National Bank) with shares held of 416,905. Whalewisdom has at least 58 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $269.437 Million
  • Prior Market Value $264.76 Million
  • New Purchases9 stocks
  • Additional Purchases43 stocks
  • Sold out of11 stocks
  • Reduced holdings in73 stocks
  • Top 10 Holdings % 32.14 %
  • Turnover % [1]:7.09%
  • Turnover Alt % [2]: 9.84 %
  • Time Held Top20:5.55 quarters
  • Time Held Top10:6.90 quarters
  • Time Held All:7.24 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 3.52%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TRUENORTH, INC.
8200 EAST 32ND STREET NORTH SUITE 100
WICHITA KS    67226
Country: UNITED STATES

Business Phone: 316-266-6574
Fax: 316-266-6570
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: KS
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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IMA WEALTH, INC.

ownership team - last updated 2019-06-19
Name Title Start Date Direct/Indirect % Ownership
HORNBECK, MARGARET ELAINE EXECUTIVE VICE PRESIDENT/COO/CCO/DIR 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/COO/CCO/DIR direct 2000-06-01
TRUENORTH, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2003-04-17
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2004-09-02
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR direct 1999-07-01 2007-08-06
SCHULTZ, SUE ANN VOGELGESANG SECRETARY/GENERAL COUNSEL 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SECRETARY,GENERAL COUNSEL direct 1999-07-01
TRUENORTH, INC. SECRETARY/GENERAL COUNSEL direct 2000-06-01
POOL, SUSAN LOUISE SENIOR VICE PRESIDENT/DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/DIRECTOR direct 2006-03-01
TRUENORTH, INC. VICE PRESIDENT, MARKETING DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. VICE PRESIDENT, DIRECTOR direct 1999-07-01 2012-08-23
THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. SHAREHOLDER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PARENT CORPORATION direct 1985-03-01
TRUENORTH, INC. SHAREHOLDER direct 2014-01-01
HOLT, RICHARD WILLIAM PRESIDENT, DIRECTOR, CIO, FINOP 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
VSR FINANCIAL SERVICES, INC. VICE PRESIDENT, ADVISORY SERVICES direct 2012-07-01

IMA WEALTH, INC.

ownership team - last updated 2019-03-18
Name Title Start Date Direct/Indirect % Ownership
THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. SHAREHOLDER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PARENT CORPORATION direct 1985-03-01
TRUENORTH, INC. SHAREHOLDER direct 2014-01-01
HORNBECK, MARGARET ELAINE EXECUTIVE VICE PRESIDENT/COO/CCO/DIR 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/COO/CCO/DIR direct 2000-06-01
TRUENORTH, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2003-04-17
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2004-09-02
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR direct 1999-07-01 2007-08-06
SCHULTZ, SUE ANN VOGELGESANG SECRETARY/GENERAL COUNSEL 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SECRETARY,GENERAL COUNSEL direct 1999-07-01
TRUENORTH, INC. SECRETARY/GENERAL COUNSEL direct 2000-06-01
POOL, SUSAN LOUISE SENIOR VICE PRESIDENT/DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/DIRECTOR direct 2006-03-01
TRUENORTH, INC. VICE PRESIDENT, MARKETING DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. VICE PRESIDENT, DIRECTOR direct 1999-07-01 2012-08-23
COOPER, CURTIS WESTON PRESIDENT AND CEO/DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PRESIDENT/DIRECTOR direct 2015-06-01
TRUENORTH, INC. PRESIDENT AND CEO/DIRECTOR direct 2016-07-01
HOLT, RICHARD WILLIAM SENIOR VICE PRESIDENT, DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VSR FINANCIAL SERVICES, INC. VICE PRESIDENT, ADVISORY SERVICES direct 2012-07-01

IMA WEALTH, INC.

ownership team - last updated 2018-11-07
Name Title Start Date Direct/Indirect % Ownership
HORNBECK, MARGARET ELAINE EXECUTIVE VICE PRESIDENT/COO/CCO/DIR 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/COO/CCO/DIR direct 2000-06-01
TRUENORTH, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2003-04-17
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2004-09-02
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR direct 1999-07-01 2007-08-06
SCHULTZ, SUE ANN VOGELGESANG SECRETARY/GENERAL COUNSEL 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SECRETARY,GENERAL COUNSEL direct 1999-07-01
TRUENORTH, INC. SECRETARY/GENERAL COUNSEL direct 2000-06-01
POOL, SUSAN LOUISE SENIOR VICE PRESIDENT/DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/DIRECTOR direct 2006-03-01
TRUENORTH, INC. VICE PRESIDENT, MARKETING DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. VICE PRESIDENT, DIRECTOR direct 1999-07-01 2012-08-23
THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. SHAREHOLDER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PARENT CORPORATION direct 1985-03-01
TRUENORTH, INC. SHAREHOLDER direct 2014-01-01
COOPER, CURTIS WESTON PRESIDENT AND CEO/DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PRESIDENT/DIRECTOR direct 2015-06-01
TRUENORTH, INC. PRESIDENT AND CEO/DIRECTOR direct 2016-07-01
HOLT, RICHARD WILLIAM SENIOR VICE PRESIDENT, DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VSR FINANCIAL SERVICES, INC. VICE PRESIDENT, ADVISORY SERVICES direct 2012-07-01

IMA WEALTH, INC.

ownership team - last updated 2018-06-20
Name Title Start Date Direct/Indirect % Ownership
HORNBECK, MARGARET ELAINE EXECUTIVE VICE PRESIDENT/COO/CCO/DIR 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/COO/CCO/DIR direct 2000-06-01
TRUENORTH, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2003-04-17
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2004-09-02
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR direct 1999-07-01 2007-08-06
SCHULTZ, SUE ANN VOGELGESANG SECRETARY/GENERAL COUNSEL 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SECRETARY,GENERAL COUNSEL direct 1999-07-01
TRUENORTH, INC. SECRETARY/GENERAL COUNSEL direct 2000-06-01
POOL, SUSAN LOUISE SENIOR VICE PRESIDENT/DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/DIRECTOR direct 2006-03-01
TRUENORTH, INC. VICE PRESIDENT, MARKETING DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. VICE PRESIDENT, DIRECTOR direct 1999-07-01 2012-08-23
THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. SHAREHOLDER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PARENT CORPORATION direct 1985-03-01
TRUENORTH, INC. SHAREHOLDER direct 2014-01-01
COOPER, CURTIS WESTON PRESIDENT AND CEO/DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PRESIDENT/DIRECTOR direct 2015-06-01
TRUENORTH, INC. PRESIDENT AND CEO/DIRECTOR direct 2016-07-01
HOLT, RICHARD WILLIAM SENIOR VICE PRESIDENT, DIRECTOR 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
VSR FINANCIAL SERVICES, INC. VICE PRESIDENT, ADVISORY SERVICES direct 2012-07-01

TRUENORTH, INC.

ownership team - last updated 2013-12-09
Name Title Start Date Direct/Indirect % Ownership
THE IMA FINANCIAL GROUP, INC. PARENT CORPORATION 03/01/1985 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PARENT CORPORATION direct 1985-03-01
TRUENORTH, INC. SHAREHOLDER direct 2014-01-01
STROHM, DAVID, LEVERNE PRESIDENT, CEO, CIO, INVESTMENT POLICY COMM. CHAIRMAN, CHAIRMAN OF THE BOARD 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. PRESIDENT, CEO, CIO, INVESTMENT POLICY COMM. CHAIRMAN, CHAIRMAN OF THE BOARD direct 1999-07-01
TRUENORTH, INC. PRESIDENT, CEO, DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. PRESIDENT, CEO, INVESTMENT POLICY COMM MEMBER, DIRECTOR direct 1999-07-01 2009-03-06
TRUENORTH, INC. PRESIDENT, CEO, INVESTMENT POLICY COMM MEMBER, CHAIRMAN OF THE BOARD direct 1999-07-01 2013-03-22
TRUENORTH, INC. PRESIDENT, CFO,TREASURER, FINOP,BOARD CHAIR direct 2000-06-01 2015-03-26
TRUENORTH, INC. CEO, CFO, CIO, TREASURER, FINOP,BOARD CHAIR direct 2000-06-01 2016-03-17
TRUENORTH, INC. CIO, BOARD CHAIR direct 2016-07-01 2017-01-20
HORNBECK, MARGARET, ELAINE SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INVESTMENT POLICY COMM. MEMBER, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/COO/CCO/DIR direct 2000-06-01
TRUENORTH, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2003-04-17
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1999-07-01 2004-09-02
TRUENORTH, INC. SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR direct 1999-07-01 2007-08-06
POOL, SUSAN, LOUISE SENIOR VICE PRESIDENT, DIRECTOR 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 1999-07-01
TRUENORTH, INC. SENIOR VICE PRESIDENT/DIRECTOR direct 2006-03-01
TRUENORTH, INC. VICE PRESIDENT, MARKETING DIRECTOR direct 1999-07-01 2007-08-06
TRUENORTH, INC. VICE PRESIDENT, DIRECTOR direct 1999-07-01 2012-08-23
SCHULTZ, SUE ANN, VOGELGESANG SECRETARY,GENERAL COUNSEL 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SECRETARY,GENERAL COUNSEL direct 1999-07-01
TRUENORTH, INC. SECRETARY/GENERAL COUNSEL direct 2000-06-01
LYNCH, MICHAEL, DEAN TREASURER 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. TREASURER direct 1999-07-01
BEEVERS, ARNOLD, WILLIAM SENIOR VICE PRESIDENT, PORTFOLIO MGR, INVESTMENT POLICY COMM. MEMBER 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, PORTFOLIO MGR direct 2004-12-01
TRUENORTH, INC. SENIOR VICE PRESIDENT, PORTFOLIO MGR, INVESTMENT POLICY COMM. MEMBER direct 2004-12-01
TAYLOR, ROBERT, KEVIN VICE PRESIDENT, PORTFOLIO MANAGER/SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER 12/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. ANALYST/MEMBER, INVESTMENT POLICY COMM. direct 2003-12-01
TRUENORTH, INC. VICE PRESIDENT, PORTFOLIO MANAGER/SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER direct 2003-12-01
TRUENORTH, INC. ANALYST,INVESTMENT POLICY COMM. MEMBER direct 2003-12-01
TRUENORTH, INC. VICE PRESIDENT, SECURITIES ANALYST,INVESTMENT POLICY COMM. MEMBER direct 2003-12-01
MIES, CHRISTINE SENIOR VICE PRESIDENT, OPERATIONS MGR, INVESTMENT POLICY COMMITTEE MEMBER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRUENORTH, INC. SENIOR VICE PRESIDENT, OPERATIONS MGR, INVESTMENT POLICY COMMITTEE MEMBER direct 2013-04-01

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