ULRICH CONSULTANTS & INVESTMENT GROUP, LLC

UIC's advisory services assist private clients in achieving their financial goals with investment-related information and advice. UIC provides asset allocation, investment selection and monitoring, performance reporting, and coordination with complex tax and estate plans and professionals. The portfolio planning process begins with a review of necessary documents and interviews to uncover a client’s financial goals and requirements. Next, a comprehensive financial model is created so that the impact of future cash flows and market volatility may be analyzed. Finally, investment guidelines are created, and a portfolio is constructed with sensitivity to tax efficiency, cost, liquidity, and growth needs. UIC employs a proactive, “hands on” approach that focuses on a discretionary basis and clients in both structures may impose specific restrictions on securities or security types.

UIC creates diversified portfolios using quantitative and qualitative research tools, incorporating data from sources like Callan Associates and Morningstar. They analyze performance data and conduct qualitative research, including manager interviews and investment documentation reviews. Portfolio assets are allocated among various asset classes based on client objectives, risk tolerance, and liquidity needs, and are rebalanced periodically to manage risk. Shifts in allocation are used to adjust for changing capital market scenarios. UIC generally selects investment managers for client portfolios, whose investment structure may include mutual funds, ETFs, indices, separate accounts, or various alternative investments. Each manager or investment vehicle employs a particular investment strategy, which, together with its risks, is described in the investment’s prospectus, ADV, offering materials, or other disclosures, which the client receives.

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