UNITED INCOME, INC.

HTTP://WWW.SIGMA-FSI.COM/ WASHINGTON, DC Investment Advisor How do I update this listing?

United Income is based out of Washington. United Income is a large advisory firm with 509 clients and discretionary assets under management (AUM) of $569,519,579 (Form ADV from 2019-01-09). Their last reported 13F filing for Q4 2018 included $282,719,000 in managed 13F securities and a top 10 holdings concentration of 50.65%. United Income's largest holding is iShares 1-3 Year Treasury Bond ETF with shares held of 317,090. Whalewisdom has at least 1 13F filings The firm last filed a Form D notice of exempt offering of securities on 2018-08-17. The notice included securities offered of Equity

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12/31/2018

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12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: Not ready yet
Performance Last 4 Quarters: 0.0%
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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

UNITED INCOME, INC.
1660 L ST. NW SUITE 1000
WASHINGTON DC    20036
Country: United States

Business Phone: 202-558-2017
Fax: 855-215-3032
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 44
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 148,461,000
Total Number of Clients: 509
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2018-08-17 D OTHER BANKING AND FINANCIAL SERVICES Equity 10,122,740 10,122,740 0
2016-07-13 D OTHER BANKING AND FINANCIAL SERVICES Equity 7,500,000 5,000,000 2,500,000
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
CHESSY WEST subscription required
    EXECUTIVE OFFICER PROMOTER
JAMES MCCLAMROCH subscription required
    DIRECTOR
JEFF OBERSTEIN subscription required
    DIRECTOR
MATTHEW FELLOWES subscription required
    EXECUTIVE OFFICER DIRECTOR PROMOTER
NOT APPLICABLE MORNINGSTAR, INC. subscription required
    PROMOTER

UNITED INCOME, INC.

ownership team - last updated 2018-04-04
Name Title Start Date Direct/Indirect % Ownership
FELLOWES, MATTHEW, CRUICKSHANKS MANAGING MEMBER 10/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
UNITED INCOME, INC. MANAGING MEMBER direct 2016-10-01
MORNINGSTAR INC MEMBER 10/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
MPOWER ADVISORS, LLC MEMBER indirect 1999-09-01
MORNINGSTAR ASSOCIATES, LLC SOLE MEMBER direct 1999-09-01
IBBOTSON ASSOCIATES, INC. SHAREHOLDER direct 2006-03-01
IBBOTSON ASSOCIATES ADVISORS, LLC SHAREHOLDER indirect 2006-03-01
ELLEVEST, INC. SHAREHOLDER (COMMON, SERIES A PREFERRED) direct 2015-04-01
MORNINGSTAR INVESTMENT SERVICES LLC SOLE MEMBER indirect 2015-12-01
MORNINGSTAR RESEARCH SERVICES LLC SOLE MEMBER direct 2016-07-01
UNITED INCOME, INC. MEMBER direct 2016-10-01
MPOWER ADVISORS, LLC SHAREHOLDER indirect 2003-07-01 2003-07-01
MORNINGSTAR ASSOCIATES, LLC MEMBER direct 1999-09-01 2015-03-26
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHOLDER direct 2000-12-01 2015-04-10
ELLEVATE FINANCIAL, INC. OWNER direct 2015-04-01 2017-04-28
FELLOWES VENTURES LLC MEMBER 10/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
UNITED INCOME, INC. MEMBER direct 2016-10-01
BESKE, GAVIN, ANDREW CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
UNITED INCOME, INC. CHIEF COMPLIANCE OFFICER direct 2018-03-01
MANSUETO, JOSEPH, DANIEL SHAREHOLDER MORNINGSTAR, INC. 05/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
IBBOTSON ASSOCIATES, INC. SHAREHOLDER indirect 1984-04-01
MORNINGSTAR INVESTMENT SERVICES LLC SHAREHOLDER indirect 1984-04-01
IBBOTSON ASSOCIATES ADVISORS, LLC SHAREHOLDER indirect 1984-04-01
MORNINGSTAR RESEARCH SERVICES LLC SHAREHOLDER indirect 1984-04-01
UNITED INCOME, INC. SHAREHOLDER indirect 2005-05-01
MORNINGSTAR INVESTMENT SERVICES, INC SHAREHLDR indirect 1984-04-01 2015-04-10
FELLOWES, INC. MANAGING MEMBER FELLOWES VENTURES LLC 06/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
UNITED INCOME, INC. MANAGING MEMBER indirect 2016-06-01
FELLOWES, JAMES, EVERETT SHAREHOLDER / CHAIRMAN OF THE BOARD FELLOWES, INC. 11/01/2008 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
UNITED INCOME, INC. SHAREHOLDER / CHAIRMAN OF THE BOARD indirect 2008-11-01

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