VALEO FINANCIAL ADVISORS, LLC

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Valeo Financial Advisors is based out of Indianapolis. Valeo Financial Advisors is a large advisory firm with 1492 clients and discretionary assets under management (AUM) of $2,541,458,239 (Form ADV from 2019-01-01). Their last reported 13F filing for Q3 2019 included $905,454,000 in managed 13F securities and a top 10 holdings concentration of 48.24%. Valeo Financial Advisors's largest holding is SPDR S&P 500 ETF Trust with shares held of 582,620. Whalewisdom has at least 10 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $905.454 Million
  • Prior Market Value $873.276 Million
  • New Purchases149 stocks
  • Additional Purchases422 stocks
  • Sold out of129 stocks
  • Reduced holdings in363 stocks
  • Top 10 Holdings % 48.24 %
  • Turnover % [1]:17.14%
  • Turnover Alt % [2]: 7.61 %
  • Time Held Top20:5.95 quarters
  • Time Held Top10:6.20 quarters
  • Time Held All:6.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.11%
Performance Last 4 Quarters: -1.92%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR/A (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VALEO FINANCIAL ADVISORS, LLC
Classified as Hedge Fund
9450 N MERIDIAN ST, STE 300
INDIANAPOLIS IN    46260
Country: United States

Business Phone: 317.218.6000
Fax: 317.218.6010
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IN
Number of employees: 68
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,PERCENTAGE OF CLIENT NET WORTH
Amount of client funds and securities: 1,203,950
Total Number of Clients: 1492
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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VALEO FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
EVANS, PHILLIP, RICHARD MEMBER 05/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSOCIATE DIRECTOR direct 2000-01-01 2002-02-27
TROTT, JOHN, CHARLES MEMBER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSISTANT DIRECTOR direct 1997-01-01 2001-01-26
OXFORD GROUP LTD ASSOCIATE DIRECTOR direct 1997-01-01 2002-02-27
VALEO FINANCIAL ADVISORS, LLC MEMBER AND CCO direct 2003-05-01 2006-03-03
VALEO FINANCIAL ADVISORS, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-05-01 2011-03-31
WORTMAN, JOHN, THOMAS MEMBER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSISTANT DIRECTOR direct 1997-03-01 2002-02-27
GINN, TIMOTHY, A MEMBER 07/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2008-07-01
FULK, GREGORY, ALAN CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2012-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VALEO-NB07 FUND, LLC United States 805-7670171478 Real Estate Fund 156,829 100,000 Fund of Funds
VALEO-FT13, LLC United States 805-9623193146 Private Equity Fund 0 5,000
VALEO-HD14, LLC United States 805-1270819788 Private Equity Fund 903,281 5,000
VALEO-FT14, LLC United States 805-6138433824 Private Equity Fund 0 5,000
VALEO HEDGE FUND PARTNERS I, LLC United States 805-4721187625 Hedge Fund 144,118 100,000 Fund of Funds

VALEO FINANCIAL ADVISORS, LLC

ownership team - last updated 2017-09-12
Name Title Start Date Direct/Indirect % Ownership
FULK, GREGORY, ALAN CHIEF COMPLIANCE OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2012-01-01
GINN, TIMOTHY, A MEMBER 07/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2008-07-01
WORTMAN, JOHN, THOMAS MEMBER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSISTANT DIRECTOR direct 1997-03-01 2002-02-27
TROTT, JOHN, CHARLES MEMBER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSISTANT DIRECTOR direct 1997-01-01 2001-01-26
OXFORD GROUP LTD ASSOCIATE DIRECTOR direct 1997-01-01 2002-02-27
VALEO FINANCIAL ADVISORS, LLC MEMBER AND CCO direct 2003-05-01 2006-03-03
VALEO FINANCIAL ADVISORS, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-05-01 2011-03-31
EVANS, PHILLIP, RICHARD MEMBER 05/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
VALEO FINANCIAL ADVISORS, LLC MEMBER direct 2003-05-01
OXFORD GROUP LTD ASSOCIATE DIRECTOR direct 2000-01-01 2002-02-27

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VALEO-TP05 FUND, LLC United States 805-8692233353 Real Estate Fund 160,159 100,000 Fund of Funds
VALEO-NB07 FUND, LLC United States 805-7670171478 Real Estate Fund 989,493 100,000 Fund of Funds
VALEO-FT13, LLC United States 805-9623193146 Private Equity Fund 744,879 5,000
VALEO-HD14, LLC United States 805-1270819788 Private Equity Fund 940,455 5,000
VALEO-FT14, LLC United States 805-6138433824 Private Equity Fund 581,761 5,000
VALEO HEDGE FUND PARTNERS I, LLC United States 805-4721187625 Hedge Fund 349,565 100,000 Fund of Funds

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