VANGUARD GROUP INC

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Vanguard Group is based out of Valley Forge. Vanguard Group is a large advisory firm with 280 clients and discretionary assets under management (AUM) of $4,839,296,481,989 (Form ADV from 2019-02-04). Their last reported 13F filing for Q4 2018 included $2,225,644,416,000 in managed 13F securities and a top 10 holdings concentration of 15.03%. Vanguard Group's largest holding is Microsoft Corp. with shares held of 603,102,597. Whalewisdom has at least 88 13F filings, and 16169 13G filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $2.226 Trillion
  • Prior Market Value $2.559 Trillion
  • New Purchases83 stocks
  • Additional Purchases2904 stocks
  • Sold out of101 stocks
  • Reduced holdings in1039 stocks
  • Top 10 Holdings % 15.03 %
  • Turnover % [1]:4.43%
  • Turnover Alt % [2]: 3.36 %
  • Time Held Top20:26.80 quarters
  • Time Held Top10:23.50 quarters
  • Time Held All:37.51 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: -1.8%
Performance Last 4 Quarters: 3.29%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
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  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
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  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
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  • 2013-03-31 - 13F-HR (Subscription required)
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  • 2012-09-30 - 13F-HR (Subscription required)
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  • 2012-03-31 - 13F-HR (Subscription required)
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  • 2011-09-30 - 13F-HR/A (Subscription required)
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View Last Form Adv Compilation Report on Record

VANGUARD GROUP INC
Classified as Hedge Fund
100 VANGUARD BLVD V26
MALVERN PA    19355
Country: United States
Business Phone: 610-669-1000
Fax: 610-669-6600
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: PA
Number of employees: 314
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,AT-COST
Amount of client funds and securities:
Total Number of Clients: 280
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4),11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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THE VANGUARD GROUP, INC.

ownership team - last updated 2018-05-10
Name Title Start Date Direct/Indirect % Ownership
HEISEN, JOANN, HEFFERNAN DIRECTOR 07/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC DIRECTOR direct 1998-07-01
MCNABB, FREDERICK, WILLIAM CHAIRMAN 08/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. CHIEF EXECUTIVE OFFICER AND CHAIRMAN direct 2008-08-01
VANGUARD ADVISERS INC CHAIRMAN, PRESIDENT AND CEO direct 2008-09-01
VANGUARD GLOBAL ADVISERS, LLC CHIEF EXECUTIVE OFFICER AND MANAGER direct 2012-06-01
VANGUARD GROUP INC MANAGING DIRECTOR direct 1997-08-01 2002-01-24
VANGUARD ADVISERS INC DIRECTOR direct 2000-01-01 2007-08-10
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 1995-08-01 2007-10-11
VANGUARD ADVISERS INC PRESIDENT AND DIRECTOR direct 2008-03-01 2008-03-28
THE VANGUARD GROUP, INC. DIRECTOR AND PRESIDENT direct 2008-03-01 2008-06-05
THE VANGUARD GROUP, INC. DIRECTOR, PRESIDENT, AND CEO direct 2008-08-01 2009-03-30
VANGUARD ADVISERS INC CHAIRMAN, DIRECTOR, PRESIDENT AND CEO direct 2008-09-01 2009-06-18
VANGUARD GLOBAL ADVISERS, LLC CHIEF EXECUTIVE OFFICER direct 2012-06-01 2012-06-14
VANGUARD GLOBAL ADVISERS, LLC CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER direct 2012-06-01 2016-12-16
THE VANGUARD GROUP, INC. PRESIDENT, CEO, AND CHAIRMAN direct 2008-08-01 2017-08-09
VANGUARD ADMIRAL FUNDS STOCKHOLDER 12/01/1992 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1992-12-01
VANGUARD OHIO TAX-FREE FUNDS STOCKHOLDER 06/01/1990 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1990-06-01
VANGUARD VALLEY FORGE FUNDS STOCKHOLDER 11/01/1992 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1992-11-01
VANGUARD TAX-MANAGED FUNDS STOCKHOLDER 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1994-09-01
VANGUARD WHITEHALL FUNDS STOCKHOLDER 02/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1996-02-01
VANGUARD HORIZON FUNDS STOCKHOLDER 06/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1995-06-01
VANGUARD SCOTTSDALE FUNDS STOCKHOLDER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 2009-11-01
VANGUARD NEW JERSEY TAX-FREE FUNDS STOCKHOLDER 09/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1987-09-01
VANGUARD CALIFORNIA TAX-FREE FUNDS STOCKHOLDER 10/01/1985 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1985-10-01
VANGUARD NEW YORK TAX-FREE FUNDS STOCKHOLDER 01/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1986-01-01
VANGUARD PENNSYLVANIA TAX-FREE FUNDS STOCKHOLDER 01/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1986-01-01
VANGUARD CONVERTIBLE SECURITIES FUND STOCKHOLDER 04/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1986-04-01
VANGUARD QUANTITATIVE FUNDS STOCKHOLDER 08/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1986-08-01
VANGUARD VARIABLE INSURANCE FUNDS STOCKHOLDER 04/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1991-04-01
VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS STOCKHOLDER 07/01/1992 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1992-07-01
VANGUARD WELLINGTON FUND STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1975-05-01
VANGUARD WINDSOR FUNDS STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1975-05-01
VANGUARD WORLD FUND STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1975-05-01
VANGUARD TRUSTEES' EQUITY FUND STOCKHOLDER 02/01/1980 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1980-02-01
VANGUARD EXPLORER FUND STOCKHOLDER 12/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1975-12-01
VANGUARD GROUP INC STOCKHOLDER direct 1972-12-01 2007-10-11
VANGUARD MORGAN GROWTH FUND STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1975-05-01
VANGUARD WELLESLEY INCOME FUND STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1975-05-01
VANGUARD INDEX FUNDS STOCKHOLDER 08/01/1976 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1976-08-01
VANGUARD GLOBAL ADVISERS, LLC STOCKHOLDER indirect 1976-08-01
VANGUARD ADVISERS INC STOCKHOLDER indirect 1976-08-01
VANGUARD INVESTMENTS EUROPE SA STOCKHOLDER indirect 1976-08-01
VANGUARD ASSET MANAGEMENT, LIMITED STOCKHOLDER indirect 1976-08-01
VANGUARD INVESTMENTS AUSTRALIA LIMITED STOCKHOLDER indirect 1976-08-01
VANGUARD BOND INDEX FUNDS STOCKHOLDER 12/01/1986 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1986-12-01
VANGUARD FENWAY FUNDS STOCKHOLDER 11/01/1987 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1987-11-01
VANGUARD MALVERN FUNDS STOCKHOLDER 11/01/1988 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1988-11-01
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS STOCKHOLDER 04/01/1990 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1990-04-01
VANGUARD FIXED INCOME SECURITIES FUNDS STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1975-05-01
VANGUARD MONEY MARKET RESERVES STOCKHOLDER 05/01/1975 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1975-05-01
VANGUARD MUNICIPAL BOND FUNDS STOCKHOLDER 09/01/1977 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1977-09-01
VANGUARD SPECIALIZED FUNDS STOCKHOLDER 10/01/1983 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 1983-10-01
VANGUARD CHESTER FUNDS STOCKHOLDER 08/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANGUARD GROUP INC STOCKHOLDER direct 1984-08-01
BUCKLEY, MORTIMER, JOSEPH CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2003-01-01
THE VANGUARD GROUP, INC. MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER direct 2003-01-01
THE VANGUARD GROUP, INC. DIRECTOR AND PRESIDENT direct 2017-07-01
VANGUARD ADVISERS INC DIRECTOR direct 2006-06-01
VANGUARD GLOBAL ADVISERS, LLC CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND ELECTED MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC SENIOR VICE PRESIDENT AND ELECTED MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, AND MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC MANAGER direct 2012-06-01
PEROLD, ANDRE, FRANCOIS DIRECTOR 12/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2004-12-01
FIRST QUADRANT LP CHAIRMAN OF THE ADVISORY PANEL, LIMITED PARTNER direct 2005-01-01
HIGHVISTA STRATEGIES LLC CHIEF INVESTMENT OFFICER, MANAGER direct 2005-01-01
HIGHVISTA STRATEGIES LLC CHIEF INVESTMENT OFFICER, MANAGER direct 2005-02-01
HIGHVISTA STRATEGIES LLC MANAGER indirect 2012-02-01
HIGHVISTA STRATEGIES LLC PARTNER indirect 2017-03-01
HIGHVISTA STRATEGIES LLC CHIEF INVESTMENT OFFICER, MANAGING PARTNER direct 2017-03-01
GUTMANN, AMY DIRECTOR 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2006-06-01
VANGUARD MONTGOMERY FUNDS STOCKHOLDER 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 2007-11-01
FULLWOOD, EMERSON, U DIRECTOR 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2008-01-01
VOLANAKIS, PETER, FREDERICK DIRECTOR 12/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2008-12-01
NORRIS, JAMES, MAURICE MANAGING DIRECTOR 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2009-03-01
VANGUARD GLOBAL ADVISERS, LLC SENIOR VICE PRESIDENT AND ELECTED MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC SENIOR VICE PRESIDENT AND MANAGER direct 2012-06-01
VANGUARD GLOBAL ADVISERS, LLC MANAGER direct 2012-06-01
VANGUARD ASSET MANAGEMENT, LIMITED DIRECTOR direct 2010-05-01
VANGUARD INVESTMENTS AUSTRALIA LIMITED DIRECTOR direct 2008-05-01
LOUGHREY, FRANCIS, JOSEPH DIRECTOR 10/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2009-10-01
VANGUARD STAR FUNDS STOCKHOLDER 03/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 2009-03-01
VANGUARD CHARLOTTE FUNDS STOCKHOLDER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 2011-10-01
KING, MARTHA, GEIGER MANAGING DIRECTOR 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2012-03-01
VANGUARD ADVISERS INC DIRECTOR direct 2011-06-01
MCISAAC, CHRISTOPHER, DAVIS MANAGING DIRECTOR 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2012-03-01
VANGUARD ADVISERS INC DIRECTOR direct 2012-01-01
VANGUARD GLOBAL ADVISERS, LLC SENIOR VICE PRESIDENT AND ELECTED MANAGER direct 2015-07-01
VANGUARD GLOBAL ADVISERS, LLC SENIOR VICE PRESIDENT AND MANAGER direct 2015-07-01
VANGUARD GLOBAL ADVISERS, LLC ELECTED MANAGER direct 2015-07-01
MALPASS, SCOTT, CHARLES DIRECTOR 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
TIFF ADVISORY SERVICES, INC. DIRECTOR direct 2011-12-01
TIFF ENDOWMENT ASSET MANAGEMENT, LLC DIRECTOR indirect 2011-12-01
THE VANGUARD GROUP, INC. DIRECTOR direct 2012-03-01
CATHOLIC INVESTMENT SERVICES, INC. SECRETARY AND TRUSTEE direct 2013-12-01
COMMONFUND CAPITAL INC DIRECTOR direct 1994-01-01 2001-12-21
LOUGHRIDGE, MARK DIRECTOR 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2012-03-01
MARCANTE, JOHN, THOMAS MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2013-03-01
THE VANGUARD GROUP, INC. MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER direct 2013-03-01
RAMPULLA, THOMAS, MARK MANAGING DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2015-07-01
VANGUARD ADVISERS INC DIRECTOR direct 2015-05-01
RISI, KARIN, ANN MANAGING DIRECTOR 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2015-07-01
VANGUARD ADVISERS INC DIRECTOR direct 2015-05-01
HOUSTON, SARAH, LIANE CHIEF AUDIT EXECUTIVE 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. CHIEF AUDIT EXECUTIVE direct 2015-07-01
ROLLINGS, MICHAEL, THOMAS MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2006-04-01
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT AND ACTING CHIEF FINANCIAL OFFICER direct 2006-04-01
MML INVESTORS SERVICES, LLC DIRECTOR direct 2006-12-01
OPPENHEIMERFUNDS INC DIRECTOR direct 2010-01-01
THE VANGUARD GROUP, INC. MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER direct 2016-06-01
BABSON CAPITAL MANAGEMENT LLC MEMBER OF THE BOARD OF MANAGERS direct 2005-05-01
CORNERSTONE REAL ESTATE ADVISERS LLC MANAGING MEMBER indirect 2005-05-01
CORNERSTONE REAL ESTATE ADVISERS LLC MANAGER direct 2006-08-01
CORNERSTONE REAL ESTATE ADVISERS LLC MEMBER OF THE BOARD OF MANAGERS direct 2006-08-01
CORNERSTONE REAL ESTATE ADVISERS LLC MANAGING MEMBER direct 2006-08-01
CORNERSTONE REAL ESTATE ADVISERS LLC DIRECTOR direct 2006-08-01
CORNERSTONE REAL ESTATE ADVISERS LLC MANAGING MEMBER indirect 2008-07-01
VANGUARD ADVISERS INC DIRECTOR direct 2016-09-01
MML INVESTMENT ADVISERS, LLC DIRECTOR direct 2013-10-01
SOCIETY OF GROWNUPS, LLC DIRECTOR direct 2014-04-01
SOCIETY OF GROWNUPS, LLC MANAGER direct 2014-04-01
ROBINSON, ANNE, ELIZABETH GENERAL COUNSEL, MANAGING DIRECTOR, AND SECRETARY 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. GENERAL COUNSEL, MANAGING DIRECTOR, AND SECRETARY direct 2016-09-01
VANGUARD ADVISERS INC DIRECTOR AND GENERAL COUNSEL direct 2016-09-01
JAMES, JOHN, MARK MANAGING DIRECTOR 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR direct 2016-12-01
VANGUARD ASSET MANAGEMENT, LIMITED EXECUTIVE DIRECTOR direct 2015-08-01
DVORAK, BRIAN, WAYNE CHIEF COMPLIANCE OFFICER 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. CHIEF COMPLIANCE OFFICER direct 2017-06-01
MULLIGAN, DEANNA, MARIE DIRECTOR 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GUARDIAN BAILLIE GIFFORD LIMITED CHAIRMAN/NON-EXECUTIVE DIRECTOR direct 2011-06-01
THE VANGUARD GROUP, INC. DIRECTOR direct 2017-07-01
RS INVESTMENT MANAGEMENT CO. LLC CHAIRMAN & DIRECTOR direct 2011-07-01
RASKIN, SARAH, BLOOM DIRECTOR 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. DIRECTOR direct 2017-07-01
DAVIS, GREGORY MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER direct 2017-07-01
VANGUARD INSTITUTIONAL INDEX FUNDS STOCKHOLDER 02/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
THE VANGUARD GROUP, INC. STOCKHOLDER direct 2018-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
VANGUARD GLOBAL CORPORATE BOND INDEX FUND Ireland 805-2609083679 Other Private Fund UCITS FUND 456,649,102 100,000
VANGUARD GLOBAL CREDIT BOND FUND Ireland 805-1119022813 Other Private Fund UCITS FUND 80,851,975 100,000
VANGUARD GLOBAL SHORT-TERM CORPORATE BOND INDEX FUND Ireland 805-7573479699 Other Private Fund UCITS FUND 153,285,558 100,000
VANGUARD TARGET RETIREMENT 2065 FUND United Kingdom 805-1727743684 Other Private Fund POOLED FUND 24,375 100,000 Fund of Funds
VANGUARD FTSE DEVELOPED WORLD EX-UK EQUITY INDEX FUND United Kingdom 805-6256932420 Other Private Fund POOLED FUND 5,380,108,009 100,000
VANGUARD FTSE GLOBAL ALL CAP INDEX FUND United Kingdom 805-7238775015 Other Private Fund POOLED FUND 54,932,979 100,000
VANGUARD FTSE DEVELOPED EUROPE EX-UK EQUITY INDEX FUND United Kingdom 805-2145318378 Other Private Fund POOLED FUND 2,126,321,887 100,000
VANGUARD TARGET RETIREMENT 2060 FUND United Kingdom 805-4738794099 Other Private Fund POOLED FUND 40,511 100,000 Fund of Funds
VANGUARD GLOBAL STOCK INDEX FUND Ireland 805-8738383876 Other Private Fund UCITS FUND 11,103,131,463 100,000
VANGUARD JAPAN GOVERNMENT BOND INDEX FUND Ireland 805-5514262679 Other Private Fund UCITS FUND 1,277,031,152 200,000,000
VANGUARD GLOBAL SHORT TERM BOND INDEX FUND Ireland 805-4191096117 Other Private Fund UCITS FUND 2,314,123,849 200,000,000
ASF PRIVATE FUND Cayman Islands 805-9892811178 Hedge Fund 18,194,023 1
MPF PRIVATE FUND Cayman Islands 805-4963110572 Hedge Fund 100,874,213 1
VANGUARD EMERGING MARKETS STOCK INDEX FUND Ireland 805-1008263004 Other Private Fund UCITS FUND 10,740,850,371 200,000,000
VANGUARD FTSE UK ALL SHARE INDEX UNIT TRUST United Kingdom 805-6850163127 Other Private Fund POOLED FUND 10,204,940,602 100,000
VANGUARD US GOVERNMENT BOND INDEX FUND Ireland 805-6577999498 Other Private Fund UCITS FUND 1,787,888,536 200,000,000
VANGUARD US INVESTMENT GRADE CREDIT INDEX FUND Ireland 805-2274270124 Other Private Fund UCITS FUND 1,999,827,533 200,000,000
VANGUARD 20+ EURO TREASURY INDEX FUND Ireland 805-3049683562 Other Private Fund UCITS FUND 632,492,958 500,000
VANGUARD EUROPEAN STOCK INDEX FUND Ireland 805-8868733226 Other Private Fund UCITS FUND 5,395,880,554 200,000,000
VANGUARD GLOBAL BOND INDEX FUND Ireland 805-8406017077 Other Private Fund UCITS FUND 15,666,485,954 200,000,000
VANGUARD EURO GOVERNMENT BOND INDEX FUND Ireland 805-3887364091 Other Private Fund UCITS FUND 5,792,491,361 200,000,000
VANGUARD UK SHORT-TERM INVESTMENT GRADE BOND FUND Ireland 805-4483268449 Other Private Fund UCITS FUND 1,950,008,461 200,000,000
VANGUARD UK INVESTMENT GRADE BOND INDEX FUND Ireland 805-2077737256 Other Private Fund UCITS FUND 3,612,768,521 200,000,000
VANGUARD GLOBAL SMALL CAP INDEX FUND Ireland 805-1389914252 Other Private Fund UCITS FUND 1,454,661,977 200,000,000
VANGUARD GLOBAL EQUITY INCOME FUND United Kingdom 805-4883701155 Other Private Fund POOLED FUND 28,637,801 100,000
VANGUARD GLOBAL EQUITY FUND United Kingdom 805-3656756397 Other Private Fund POOLED FUND 32,619,427 100,000
VANGUARD PACIFIC EX-JAPAN STOCK INDEX FUND Ireland 805-9666881662 Other Private Fund UCITS FUND 3,371,388,103 200,000,000
VANGUARD UK GOVERNMENT BOND INDEX FUND Ireland 805-3472678319 Other Private Fund UCITS FUND 2,987,530,823 200,000,000
VANGUARD JAPAN STOCK INDEX FUND Ireland 805-6144906727 Other Private Fund UCITS FUND 4,202,503,775 200,000,000
VANGUARD SRI EUROPEAN STOCK FUND Ireland 805-1831597482 Other Private Fund UCITS FUND 707,868,720 200,000,000
VANGUARD EUROZONE STOCK INDEX FUND Ireland 805-6072356426 Other Private Fund UCITS FUND 2,109,799,884 200,000,000
VANGUARD FTSE UK EQUITY INCOME INDEX FUND United Kingdom 805-7627491853 Other Private Fund POOLED FUND 1,588,917,505 100,000
VANGUARD UK INFLATION-LINKED GILT INDEX FUND United Kingdom 805-5736385480 Other Private Fund POOLED FUND 1,674,596,861 100,000
VANGUARD UK LONG DURATION GILT INDEX FUND United Kingdom 805-8999352793 Other Private Fund POOLED FUND 432,062,583 100,000
VANGUARD GLOBAL BALANCED FUND United Kingdom 805-6531915726 Other Private Fund POOLED FUND 67,405,697 100,000
VANGUARD GLOBAL EMERGING MARKETS FUND United Kingdom 805-4297146126 Other Private Fund POOLED FUND 43,638,174 100,000
VANGUARD SRI GLOBAL STOCK FUND Ireland 805-3870994200 Other Private Fund UCITS FUND 669,102,881 200,000,000
VANGUARD SRI EURO INVESTMENT GRADE BOND FUND Ireland 805-3345755356 Other Private Fund UCITS FUND 166,617,540 100,000

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