VANTAGE FINANCIAL PARTNERS LTD., INC.

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Vantage Financial Partners Ltd. is based out of Arlington Heights. Vantage Financial Partners Ltd. is a large advisory firm with 373 clients and discretionary assets under management (AUM) of $412,174,986 (Form ADV from 2019-10-16). Their last reported 13F filing for Q3 2019 included $151,089,357 in managed 13F securities and a top 10 holdings concentration of 73.0%. Vantage Financial Partners Ltd.'s largest holding is SPDR S&P 500 ETF Trust with shares held of 91,810. Whalewisdom has at least 13 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $151.089 Million
  • Prior Market Value $155.5 Million
  • New Purchases5 stocks
  • Additional Purchases34 stocks
  • Sold out of15 stocks
  • Reduced holdings in20 stocks
  • Top 10 Holdings % 73.00 %
  • Turnover % [1]:27.78%
  • Turnover Alt % [2]: 12.06 %
  • Time Held Top20:6.30 quarters
  • Time Held Top10:7.50 quarters
  • Time Held All:6.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 8.16%
Performance Last 4 Quarters: 14.05%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VANTAGE FINANCIAL PARTNERS LIMITED
NINE NORTH VAIL AVENUE SUITE 201
ARLINGTON HEIGHTS IL    60005-1430
Country: United States

Business Phone: 847-590-9191
Fax: 847-590-9009
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IL
Number of employees: 16
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 16,009,900
Total Number of Clients: 373
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.H (1).(c)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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VANTAGE FINANCIAL PARTNERS LIMITED

ownership team - last updated 2019-09-23
Name Title Start Date Direct/Indirect % Ownership
ROHRWASSER, MICHAEL, RICHARD PRESIDENT 01/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED PRESIDENT direct 1996-01-01
TAYLOR, KIMBERLY, RAE CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-01-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER, VP OF OPERATIONS, ASSISTANT SECRETARY direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-09-01

VANTAGE FINANCIAL PARTNERS LIMITED

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
ROHRWASSER, MICHAEL, RICHARD PRESIDENT 01/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED PRESIDENT direct 1996-01-01
TAYLOR, KIMBERLY, RAE CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-01-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER, VP OF OPERATIONS, ASSISTANT SECRETARY direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-09-01

VANTAGE FINANCIAL PARTNERS LIMITED

ownership team - last updated 2018-12-14
Name Title Start Date Direct/Indirect % Ownership
ROHRWASSER, MICHAEL, RICHARD PRESIDENT 01/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED PRESIDENT direct 1996-01-01
TAYLOR, KIMBERLY, RAE CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-01-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER, VP OF OPERATIONS, ASSISTANT SECRETARY direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-09-01

VANTAGE FINANCIAL PARTNERS LIMITED

ownership team - last updated 2018-04-24
Name Title Start Date Direct/Indirect % Ownership
ROHRWASSER, MICHAEL, RICHARD PRESIDENT 01/01/1996 Direct 75% or more
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED PRESIDENT direct 1996-01-01
TAYLOR, KIMBERLY, RAE CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 09/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-01-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER, VP OF OPERATIONS, ASSISTANT SECRETARY direct 2009-09-01
VANTAGE FINANCIAL PARTNERS LIMITED CHIEF COMPLIANCE OFFICER direct 2009-09-01

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