VICKERMAN & DRISCOLL FINANCIAL ADVISORS INC

HTTP://WWW.VICKERMANDRISCOLL.COM SPOKANE, WA Investment Advisor How do I update this listing?

Vickerman & Driscoll Financial Advisors is based out of Spokane. Vickerman & Driscoll Financial Advisors is a large advisory firm with 315 clients and discretionary assets under management (AUM) of $241,753,439 (Form ADV from 2019-03-22). Their last reported 13F filing for Q3 2019 included $182,256,000 in managed 13F securities and a top 10 holdings concentration of 47.7%. Vickerman & Driscoll Financial Advisors's largest holding is SPDR S&P Technology ETF with shares held of 142,098. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $182.256 Million
  • Prior Market Value $180.419 Million
  • New Purchases0 stocks
  • Additional Purchases20 stocks
  • Sold out of0 stocks
  • Reduced holdings in35 stocks
  • Top 10 Holdings % 47.70 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 0.99 %
  • Time Held Top20:4.45 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:6.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.69%
Performance Last 4 Quarters: 9.75%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC.
108 N. WASHINGTON, SUITE 300
SPOKANE WA    99201
Country: United States

Business Phone: 509-325-7610
Fax: 509-325-7612
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 6
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,$2000/YR MIN FEE FOR CLIENTS ESTD AFTER 4/1/02.(NEGOTIABLE)
Amount of client funds and securities:
Total Number of Clients: 315
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC.

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
VICKERMAN, MICHAEL, JAMES PRESIDENT 07/01/1997 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. PRESIDENT direct 1997-07-01
DRISCOLL, KEVIN, ANDREW VICE PRESIDENT 07/01/1997 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE PRESIDENT - CHIEF COMPLIANCE OFFICER direct 1997-07-01
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE - PRESIDENT direct 1997-07-01 2005-02-17
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE PRESIDENT - COMPLIANCE OFFICER direct 1997-07-01 2005-02-17
BOONE, MARGARET, DOROTHY DIRECTOR OF OPERATIONS/CCO 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. DIRECTOR OF OPERATIONS/CCO direct 2019-01-01

VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC.

ownership team - last updated 2017-03-17
Name Title Start Date Direct/Indirect % Ownership
VICKERMAN, MICHAEL, JAMES PRESIDENT 07/01/1997 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. PRESIDENT direct 1997-07-01
DRISCOLL, KEVIN, ANDREW VICE PRESIDENT - CHIEF COMPLIANCE OFFICER 07/01/1997 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE PRESIDENT - CHIEF COMPLIANCE OFFICER direct 1997-07-01
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE - PRESIDENT direct 1997-07-01 2005-02-17
VICKERMAN & DRISCOLL FINANCIAL ADVISORS,INC. VICE PRESIDENT - COMPLIANCE OFFICER direct 1997-07-01 2005-02-17

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