WADDELL & REED FINANCIAL INC

HTTPS://CORPORATE.WADDELL.COM/ OVERLAND PARK, KS Investment Advisor How do I update this listing?

Waddell & Reed Financial is based out of Overland Park. Waddell & Reed Financial is a large advisory firm with 187019 clients and discretionary assets under management (AUM) of $6,371,423,977 (Form ADV from 2021-07-21). Whalewisdom has at least 85 13F filings, 2 13D filings, 692 13G filings, and 213 Form 4 filings

Download 13F Summary Create Alert

06/30/2021

Top Buys

  • Name% Change

06/30/2021

Top Sells

  • Name% Change

06/30/2021

13F Holdings Summary

No holdings for current quarter

03/31/2021

13F Activity

  • Market Value $48.65 Billion
  • Prior Market Value $47.425 Billion
  • New Purchases49 stocks
  • Additional Purchases176 stocks
  • Sold out of53 stocks
  • Reduced holdings in228 stocks
  • Top 10 Holdings % 22.16 %
  • Turnover % [1]:21.38%
  • Turnover Alt % [2]: 8.66 %
  • Time Held Top20:8.80 quarters
  • Time Held Top10:9.20 quarters
  • Time Held All:13.95 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-05-17

Performance for Q1 2021: -2.31%
Performance Last 4 Quarters: 30.07%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Ivy Investment Management Company

View Last Form Adv Compilation Report on Record

WADDELL & REED
6300 LAMAR AVENUE
OVERLAND PARK KS    66202-4200
Country: United States

Business Phone: 913-236-2000
Fax: 913-236-3512
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 1700
Other Business Activities: broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 187019
Amount of client funds and securities by related persons: 13,487,400,000
Total Number of clients from related persons: 86416
Disclosures: 11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.D (5),11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

WADDELL & REED, INC.

ownership team - last updated 2021-06-30
Name Title Start Date Direct/Indirect % Ownership
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
MIHAL, SHAWN MICHAEL EXECUTIVE VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
ERSKINE, ANN TERESA SVP AND CHIEF ANTI-MONEY LAUNDERING OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT AND INTERIM CHIEF COMPLIANCE OFFICER direct 2017-10-01
AUDETTE, MATTHEW JON PRESIDENT AND CHAIRMAN OF THE BOARD 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
LPL FINANCIAL LLC CHIEF FINANCIAL OFFICER direct 2015-09-01
E*TRADE CAPITAL MARKETS, INC. FINANCIAL OPERATIONS PRINCIPAL/TREASURER/SECRETARY direct 2000-01-01 2001-06-25
E*TRADE GLOBAL ASSET MANAGEMENT, INC. FINANCIAL OPERATIONS PRINCIPAL direct 2000-01-01 2002-04-01
E*TRADE GLOBAL ASSET MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2002-05-01 2003-03-17
E*TRADE ASSET MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2004-06-01 2008-02-11
E*TRADE ASSET MANAGEMENT, INC. CHIEF FINANCIAL OFFICER/VP/TREASURER direct 2004-06-01 2008-03-11
OROSCHAKOFF, MICHELLE VICE-CHAIRMAN OF THE BOARD 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
LPL FINANCIAL LLC MANAGING DIRECTOR, CHIEF RISK OFFICER direct 2013-09-01
LPL FINANCIAL LLC CHIEF RISK OFFICER direct 2013-09-01
LPL FINANCIAL LLC MANAGING DIRECTOR, CHIEF RISK OFFICER; CHIEF COMPLIANCE OFFICER, BROKERAGE direct 2015-06-01
LPL FINANCIAL LLC MANAGING DIRECTOR, CHIEF LEGAL & RISK OFFICER direct 2017-06-01
MORGAN STANLEY DW INC. COMPLIANCE DIRECTOR FOR BROKER DEALER direct 2006-08-01
MORGAN STANLEY & CO. INCORPORATED CO-CHIEF COMPLIANCE OFFICER - GWM direct 2007-04-01
FISHER INVESTMENTS,INC. GENERAL COUNSEL direct 2004-09-01
FISHER ASSET MANAGEMENT, LLC GENERAL COUNSEL, SECRETARY direct 2004-09-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC DIRECTOR direct 2011-12-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC DIRECTOR direct 2011-12-01
MORGAN STANLEY SMITH BARNEY LLC CHIEF COMPLIANCE OFFICER direct 2009-02-01
MORGAN STANLEY SMITH BARNEY LLC CO-CHIEF COMPLIANCE OFFICER direct 2009-02-01
SIMONICH, BRENT BLAIN TREASURER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
E*TRADE CAPITAL MANAGEMENT, LLC CFO direct 2014-03-01
E*TRADE CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2014-03-01
HORAN-ADAMS, KIRBY LEPAK EXECUTIVE VICE PRESIDENT 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. EXECUTIVE VICE PRESIDENT direct 2021-04-01
MITCHELL, CHRISTOPHER MILLS ASSISTANT TREASURER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
UVEST FINANCIAL SERVICES GROUP, INC. FINOP direct 2010-11-01
KEN STERN & ASSOCIATES INC CHIEF FINANCIAL OFFICER direct 1999-11-01 2002-01-24
KEN STERN & ASSOCIATES INC CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY direct 1999-11-01 2003-01-02
LPL FINANCIAL HOLDINGS INC. PARENT COMPANY LPL HOLDINGS, INC. 04/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MUTUAL SERVICE CORPORATION PRINCIPAL STOCKHOLDER indirect 2005-12-01
LPL FINANCIAL LLC PARENT COMPANY indirect 2005-12-01
LPL FINANCIAL CORPORATION PRINCIPAL STOCKHOLDER indirect 2005-12-01
ASSOCIATED SECURITIES CORP. PRINCIPAL STOCKHOLDER indirect 2005-12-01
ASSOCIATED SECURITIES CORP. MANAGING MEMBER indirect 2007-06-01
UVEST FINANCIAL SERVICES GROUP, INC. PRINCIPAL STOCKHOLDER indirect 2005-12-01
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC MANAGING MEMBER indirect 2007-06-01
INDEPENDENT ADVISERS GROUP CORP PRINCIPAL STOCKHOLDER indirect 2005-12-01
INDEPENDENT ADVISERS GROUP CORP PARENT COMPANY indirect 2005-12-01
FORTIGENT, LLC PARENT COMPANY indirect 2011-06-01
CONCORD EQUITY GROUP ADVISORS, LLC PARENT COMPANY indirect 2005-12-01
NESTWISE LLC PARENT COMPANY indirect 2005-12-01
LPL HOLDINGS, INC PARENT COMPANY WADDELL & REED FINANCIAL SERVICES, INC 04/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LPL FINANCIAL LLC MANAGING MEMBER direct 1989-04-01
INDEPENDENT ADVISERS GROUP CORP PARENT COMPANY direct 1995-12-01
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC PRINCIPAL STOCKHOLDER indirect 2005-12-01
WATERSTONE FINANCIAL GROUP, INC. PRINCIPAL STOCKHOLDER indirect 2005-12-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. PRINCIPAL STOCKHOLDER indirect 2005-12-01
UVEST FINANCIAL SERVICES GROUP, INC. PARENT COMPANY direct 2007-01-01
MUTUAL SERVICE CORPORATION MANAGING MEMBER indirect 2007-06-01
ASSOCIATED SECURITIES CORP. MANAGING MEMBER indirect 2007-06-01
WATERSTONE FINANCIAL GROUP, INC. MANAGING MEMBER indirect 2007-06-01
CONTEMPORARY FINANCIAL SOLUTIONS, INC. MANAGING MEMBER indirect 2007-06-01
CONCORD EQUITY GROUP ADVISORS, LLC PARENT COMPANY indirect 2011-06-01
FORTIGENT, LLC PARENT COMPANY indirect 2012-04-01
NESTWISE LLC MANAGING MEMBER direct 2012-04-01
LINSCO/PRIVATE LEDGER CORP. PRINCIPAL STOCKHOLDER indirect 2005-12-01 2007-07-20
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC MANAGING MEMBER indirect 2007-06-01 2007-08-07
MUTUAL SERVICE CORPORATION PRINCIPAL STOCKHOLDER indirect 2005-12-01 2007-08-22
ASSOCIATED SECURITIES CORP. PRINCIPAL STOCKHOLDER indirect 2005-12-01 2008-01-02
INDEPENDENT ADVISERS GROUP CORP PRINCIPAL STOCKHOLDER indirect 2005-12-01 2010-03-31
LINSCO/PRIVATE LEDGER CORP. PARENT COMPANY direct 1989-04-01 2011-12-20
ROBERTSON STEPHENS ASSET MANAGEMENT LLC INVESTOR direct 2013-01-01 2013-11-26

WADDELL & REED, INC.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2020-12-11
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2020-09-03
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

WADDELL & REED, INC.

ownership team - last updated 2019-12-11
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
KRAMPER, MATTHEW SCOTT VP AND PRINCIPAL OPERATIONS OFFICER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND PRINCIPAL OPERATIONS OFFICER direct 2019-10-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2019-08-09
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SVP AND GENERAL COUNSEL 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE SVP, CHAIRMAN OF THE BOARD, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SVP, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SVP AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SVP AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP AND FINANCIAL AND OPERATIONS PRINCIPAL 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
JUNKINS, CRAIG A SVP AND PRINCIPAL OPERATIONS OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1998-06-01 2001-05-07
FFP ADVISORY SERVICES INC CEO/PRESIDENT/CHAIRMAN OF THE BOARD direct 2002-02-01 2005-11-03
ADVANCED EQUITIES ADVISORY SERVICES, INC. PRESIDENT direct 2006-06-01 2007-01-03
FIRST ALLIED SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2008-09-01 2010-01-08
FIRST ADVISORS, INC. CEO/PRESIDENT/DIRECTOR/OFFICER direct 2006-06-01 2012-04-30
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT AND CHIEF PRODUCT OFFICER direct 2013-01-01 2016-03-29
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2019-06-28
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SENIOR VICE PRESIDENT AND GENERAL COUNSEL 03/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE CHAIRMAN OF THE BOARD, SENIOR VICE PRESIDENT, TREASURER, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT, CHIEF OPERATIONS OFFICER AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SENIOR VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP, CORPORATE CONTROLLER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
JUNKINS, CRAIG A PRINCIPAL OPERATIONS OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1998-06-01 2001-05-07
FFP ADVISORY SERVICES INC CEO/PRESIDENT/CHAIRMAN OF THE BOARD direct 2002-02-01 2005-11-03
ADVANCED EQUITIES ADVISORY SERVICES, INC. PRESIDENT direct 2006-06-01 2007-01-03
FIRST ALLIED SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2008-09-01 2010-01-08
FIRST ADVISORS, INC. CEO/PRESIDENT/DIRECTOR/OFFICER direct 2006-06-01 2012-04-30
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT AND CHIEF PRODUCT OFFICER direct 2013-01-01 2016-03-29
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SENIOR VICE PRESIDENT AND GENERAL COUNSEL 03/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE CHAIRMAN OF THE BOARD, SENIOR VICE PRESIDENT, TREASURER, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT, CHIEF OPERATIONS OFFICER AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SENIOR VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
DORSEY, LORI ANN SENIOR VICE PRESIDENT AND CHIEF MARKETING OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHEIF MARKETING OFFICER direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP, CORPORATE CONTROLLER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
JUNKINS, CRAIG A PRINCIPAL OPERATIONS OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1998-06-01 2001-05-07
FFP ADVISORY SERVICES INC CEO/PRESIDENT/CHAIRMAN OF THE BOARD direct 2002-02-01 2005-11-03
ADVANCED EQUITIES ADVISORY SERVICES, INC. PRESIDENT direct 2006-06-01 2007-01-03
FIRST ALLIED SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2008-09-01 2010-01-08
FIRST ADVISORS, INC. CEO/PRESIDENT/DIRECTOR/OFFICER direct 2006-06-01 2012-04-30
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT AND CHIEF PRODUCT OFFICER direct 2013-01-01 2016-03-29
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SENIOR VICE PRESIDENT AND GENERAL COUNSEL 03/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE CHAIRMAN OF THE BOARD, SENIOR VICE PRESIDENT, TREASURER, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT, CHIEF OPERATIONS OFFICER AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SENIOR VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, DIRECTOR, PRINCIPAL FINANCIAL OFFICER 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
DORSEY, LORI ANN SENIOR VICE PRESIDENT AND CHIEF MARKETING OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHEIF MARKETING OFFICER direct 2017-08-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DALEY, MICHAEL JOHN VP, CORPORATE CONTROLLER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP, CORPORATE CONTROLLER, PRINCIPAL FINANCIAL OFFICER direct 2018-05-01
WADDELL & REED, INC. VP, CORPORATE CONTROLLER direct 2018-05-01
JUNKINS, CRAIG A PRINCIPAL OPERATIONS OFFICER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AXA ADVISORS, LLC EXECUTIVE VICE PRESIDENT direct 1998-06-01 2001-05-07
FFP ADVISORY SERVICES INC CEO/PRESIDENT/CHAIRMAN OF THE BOARD direct 2002-02-01 2005-11-03
ADVANCED EQUITIES ADVISORY SERVICES, INC. PRESIDENT direct 2006-06-01 2007-01-03
FIRST ALLIED SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 2008-09-01 2010-01-08
FIRST ADVISORS, INC. CEO/PRESIDENT/DIRECTOR/OFFICER direct 2006-06-01 2012-04-30
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT AND CHIEF PRODUCT OFFICER direct 2013-01-01 2016-03-29
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WADDELL & REED, INC.

ownership team - last updated 2018-06-14
Name Title Start Date Direct/Indirect % Ownership
WADDELL & REED FINANCIAL SERVICES, INC. SHAREHOLDER 05/01/1993 Direct 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER direct 1993-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1993-05-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1993-05-01 2011-07-05
BUYLE, MARK PATRICK SENIOR VICE PRESIDENT, INTERIM GENERAL COUNSEL 03/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL direct 2000-03-01
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER direct 2000-03-01 2004-08-24
AUSTIN CALVERT & FLAVIN INC SECRETARY direct 1999-08-01 2004-10-04
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2005-10-14
WADDELL & REED, INC. VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2007-07-23
WADDELL & REED, INC. SENIOR VICE PRESIDENT, ASSISTANT SECRETARY, CHIEF LEGAL OFFICER, ASSOCIATE GENERAL COUNSEL direct 2000-03-01 2009-02-23
AUSTIN CALVERT & FLAVIN INC ASSISTANT SECRETARY direct 1999-08-01 2009-03-26
BLOSS, BRENT KYLE CHAIRMAN OF THE BOARD, SENIOR VICE PRESIDENT, TREASURER, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT-FINANCE, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2007-08-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR direct 2014-03-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR direct 2014-04-01
WADDELL & REED, INC. SENIOR VICE PRESIDENT, TREASURER, DIRECTOR, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2014-04-01
WADDELL & REED INVESTMENT MANAGEMENT CO SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
IVY INVESTMENT MANAGEMENT COMPANY SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR direct 2014-03-01
MIHAL, SHAWN MICHAEL PRESIDENT, CHIEF OPERATIONS OFFICER AND DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT direct 2015-04-01
WADDELL & REED, INC. CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR direct 2015-04-01
TRANSAMERICA FINANCIAL ADVISORS, INC. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2010-09-01
GREAT AMERICAN ADVISORS, INC. CHIEF COMPLIANCE OFFICER/ANTI-MONEY LAUNDERING COMPLIANCE OFFICER direct 2004-10-01
CLOUSE, BENJAMIN RUSSELL SENIOR VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT, PRINCIPAL ACCOUNTING OFFICER, PRINCIPAL FINANCIAL OFFICER direct 2016-03-01
GLENN, JACQUELYN ELAYNE SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHIEF SUPERVISORY OFFICER direct 2016-10-01
REEVES, MATTHEW KIRK SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND HEAD OF PRODUCT AND PLANNING direct 2017-08-01
DORSEY, LORI ANN SENIOR VICE PRESIDENT AND CHIEF MARKETING OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SENIOR VICE PRESIDENT AND CHEIF MARKETING OFFICER direct 2017-08-01
ERSKINE, ANN TERESA VICE PRESIDENT 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VICE PRESIDENT AND INTERIM CHIEF COMPLIANCE OFFICER direct 2017-10-01
HANSEN, ELIZABETH ANN SVP AND CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERIPRISE FINANCIAL SERVICES, INC. VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 2016-12-01
SECURITIES AMERICA ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2007-02-01
DEVINE, YVONNE J VP AND TREASURER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. VP AND TREASURER direct 2018-03-01
WADDELL & REED FINANCIAL, INC. SHAREHOLDER WADDELL & REED FINANCIAL SERVICES,INC. 05/01/1986 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WADDELL & REED, INC. SHAREHOLDER indirect 1986-05-01
IVY MANAGEMENT INC SHAREHOLDER indirect 1991-12-01
IVY INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 2002-12-01
AUSTIN CALVERT & FLAVIN INC SHAREHOLDER indirect 1999-08-01 2009-03-26
WADDELL & REED INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1991-12-01 2011-07-05
LEGEND ADVISORY CORP INDIRECT OWNER indirect 2000-03-01 2012-10-16

WhaleScore history for WADDELL & REED FINANCIAL INC

You must have a subscription to view WhaleScore histories

Elevate your investments