WAKEFIELD ASSET MANAGEMENT LLLP

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Wakefield Asset Management Lllp is based out of Englewood. Wakefield Asset Management Lllp is a large advisory firm with 223 clients and discretionary assets under management (AUM) of $278,175,000 (Form ADV from 2020-06-29). Their last reported 13F filing for Q2 2020 included $209,764,000 in managed 13F securities and a top 10 holdings concentration of 27.53%. Wakefield Asset Management Lllp's largest holding is iShares MSCI EAFE Value ETF with shares held of 296,400. Whalewisdom has at least 8 13F filings

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06/30/2020

13F Activity

  • Market Value $209.764 Million
  • Prior Market Value $186.28 Million
  • New Purchases74 stocks
  • Additional Purchases29 stocks
  • Sold out of66 stocks
  • Reduced holdings in52 stocks
  • Top 10 Holdings % 27.53 %
  • Turnover % [1]:89.17%
  • Turnover Alt % [2]: 43.15 %
  • Time Held Top20:2.45 quarters
  • Time Held Top10:3.80 quarters
  • Time Held All:1.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 15.96%
Performance Last 4 Quarters: -5.77%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Geoffrey Todd Gervasini
Wakefield Asset Management Corp.
Wakefield Wealth Management, LLLP

View Last Form Adv Compilation Report on Record

WAKEFIELD ASSET MANAGEMENT, LLLP
7887 EAST BELLEVIEW AVE, SUITE #800
ENGLEWOOD CO    80111
Country: United States

Business Phone: 303-771-0630
Fax: 303-770-0160
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Other (specify) LIMITED LIABILITY LIMITED PARTNERSHIP (LLLP)
Organized in: CO
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 223
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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WAKEFIELD ASSET MANAGEMENT, LLLP

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
GERVASINI, GEOFFREY, TODD MANAGING PARTNER, CHIEF INVESTMENT OFFICER 12/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01
WAKEFIELD ASSET MANAGEMENT CORPORATION GENERAL PARTNER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP GENERAL PARTNER direct 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP GENERAL PARTNER direct 2014-11-01
YAEGER, JENNIFER, C. FINANCE OFFICER, CHIEF COMPLIANCE OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP FINANCE OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-01-01
WAKEFIELD WEALTH MANAGEMENT, LLLP CHIEF COMPLIANCE OFFICER direct 2014-11-01
GERVASINI, GEOFFREY, TODD SHAREHOLDER WAKEFIELD ASSET MANAGEMENT CORPORATION 12/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01

WAKEFIELD ASSET MANAGEMENT, LLLP

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

WAKEFIELD ASSET MANAGEMENT, LLLP

ownership team - last updated 2019-12-23
Name Title Start Date Direct/Indirect % Ownership
GERVASINI, GEOFFREY, TODD MANAGING PARTNER, CHIEF INVESTMENT OFFICER 12/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01
WAKEFIELD ASSET MANAGEMENT CORPORATION GENERAL PARTNER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP GENERAL PARTNER direct 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP GENERAL PARTNER direct 2014-11-01
YAEGER, JENNIFER, C. FINANCE OFFICER, CHIEF COMPLIANCE OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP FINANCE OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-01-01
WAKEFIELD WEALTH MANAGEMENT, LLLP CHIEF COMPLIANCE OFFICER direct 2014-11-01
GERVASINI, GEOFFREY, TODD SHAREHOLDER WAKEFIELD ASSET MANAGEMENT CORPORATION 12/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01

WAKEFIELD ASSET MANAGEMENT, LLLP

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GERVASINI, GEOFFREY, TODD MANAGING PARTNER, CHIEF INVESTMENT OFFICER 12/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01
WAKEFIELD ASSET MANAGEMENT CORPORATION GENERAL PARTNER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP GENERAL PARTNER direct 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP GENERAL PARTNER direct 2014-11-01
YAEGER, JENNIFER, C. FINANCE OFFICER, CHIEF COMPLIANCE OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP FINANCE OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-01-01
WAKEFIELD WEALTH MANAGEMENT, LLLP CHIEF COMPLIANCE OFFICER direct 2014-11-01
GERVASINI, GEOFFREY, TODD SHAREHOLDER WAKEFIELD ASSET MANAGEMENT CORPORATION 12/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01

WAKEFIELD ASSET MANAGEMENT, LLLP

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
GERVASINI, GEOFFREY, TODD MANAGING PARTNER, CHIEF INVESTMENT OFFICER 12/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01
WAKEFIELD ASSET MANAGEMENT CORPORATION GENERAL PARTNER 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP GENERAL PARTNER direct 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP GENERAL PARTNER direct 2014-11-01
YAEGER, JENNIFER, C. FINANCE OFFICER, CHIEF COMPLIANCE OFFICER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP FINANCE OFFICER, CHIEF COMPLIANCE OFFICER direct 2008-01-01
WAKEFIELD WEALTH MANAGEMENT, LLLP CHIEF COMPLIANCE OFFICER direct 2014-11-01
GERVASINI, GEOFFREY, TODD SHAREHOLDER WAKEFIELD ASSET MANAGEMENT CORPORATION 12/01/2006 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WAKEFIELD ASSET MANAGEMENT, LLLP MANAGING PARTNER, CHIEF INVESTMENT OFFICER direct 2006-12-01
WAKEFIELD ASSET MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP SHAREHOLDER indirect 2006-12-01
WAKEFIELD WEALTH MANAGEMENT, LLLP LIMITED PARTNER direct 2014-11-01
EUCLID ADVISORS LLC SENIOR VICE PRESIDENT direct 2002-07-01 2003-03-28
CAPITAL WEST ASSET MANAGEMENT LLC CHEIF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER direct 1999-09-01 2003-03-31
WAKEFIELD WEALTH MANAGEMENT, LLLP MANAGING PARTNER direct 2014-11-01 2014-12-01

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