WALLER FINANCIAL PLANNING GROUP, INC

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Waller Financial Planning Group is based out of Columbus. Waller Financial Planning Group is a large advisory firm with 484 clients and discretionary assets under management (AUM) of $339,116,280 (Form ADV from 2019-01-30). Their last reported 13F filing for Q2 2019 included $179,751,000 in managed 13F securities and a top 10 holdings concentration of 65.3%. Waller Financial Planning Group's largest holding is SPDR Port Developed World ex-US ETF with shares held of 795,304. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $179.751 Million
  • Prior Market Value $172.902 Million
  • New Purchases1 stock
  • Additional Purchases23 stocks
  • Sold out of0 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 65.30 %
  • Turnover % [1]:2.33%
  • Turnover Alt % [2]: 5.15 %
  • Time Held Top20:1.95 quarters
  • Time Held Top10:1.90 quarters
  • Time Held All:1.95 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.88%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WALLER FINANCIAL PLANNING GROUP, INC.
941 CHATHAM LANE SUITE 212
COLUMBUS OH    43221
Country: United States

Business Phone: 614-457-7026
Fax: 614-457-0911
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OH
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 43,003,600
Total Number of Clients: 484
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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WALLER FINANCIAL PLANNING GROUP, INC.

ownership team - last updated 2019-01-30
Name Title Start Date Direct/Indirect % Ownership
OLSGARD, CHRISTOPHER, OWEN PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP, INC. SECRETARY/TREAURER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01
KERWOOD, CHARLES, ARTHUR PARTNER AND CHIEF COMPLIANCE OFFICER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP INC PRESIDENT direct 2006-01-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP INC VICE PRESIDENT, OPERATIONS direct 1990-06-01 2001-01-30
WALLER FINANCIAL PLANNING GROUP INC SENIOR VICE PRESIDENT direct 1990-06-01 2005-04-05
WALLER FINANCIAL PLANNING GROUP, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2011-10-01 2014-03-27
ELIASON, JASON, ALLEN PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP INC VICE PRESIDENT direct 2004-10-01
WALLER FINANCIAL PLANNING GROUP INC SENIOR VICE PRESIDENT, COO direct 2006-01-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. VICE PRESIDENT direct 2011-10-01
FARRIS, JASON, EDWARD PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP, INC. VICE PRESIDENT direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01

WALLER FINANCIAL PLANNING GROUP, INC.

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
OLSGARD, CHRISTOPHER, OWEN PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP, INC. SECRETARY/TREAURER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01
KERWOOD, CHARLES, ARTHUR PARTNER AND CHIEF COMPLIANCE OFFICER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP INC PRESIDENT direct 2006-01-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP INC VICE PRESIDENT, OPERATIONS direct 1990-06-01 2001-01-30
WALLER FINANCIAL PLANNING GROUP INC SENIOR VICE PRESIDENT direct 1990-06-01 2005-04-05
WALLER FINANCIAL PLANNING GROUP, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2011-10-01 2014-03-27
ELIASON, JASON, ALLEN PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP INC VICE PRESIDENT direct 2004-10-01
WALLER FINANCIAL PLANNING GROUP INC SENIOR VICE PRESIDENT, COO direct 2006-01-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. VICE PRESIDENT direct 2011-10-01
FARRIS, JASON, EDWARD PARTNER 10/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WALLER FINANCIAL PLANNING GROUP, INC. VICE PRESIDENT direct 2011-10-01
WALLER FINANCIAL PLANNING GROUP, INC. PARTNER direct 2011-10-01

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