WALTHAUSEN & COMPANY ., LLC

HTTP://WWW.WALTHAUSENFUNDS.COM MALTA, NY Investment Advisor How do I update this listing?

Walthausen & Company . is based out of Malta. Walthausen & Company . is a large advisory firm with 32 clients and discretionary assets under management (AUM) of $923,619,194 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $769,417,000 in managed 13F securities and a top 10 holdings concentration of 18.55%. Walthausen & Company .'s largest holding is McGrath RentCorp with shares held of 296,842. Walthausen & Company . has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $769.417 Million
  • Prior Market Value $722.424 Million
  • New Purchases13 stocks
  • Additional Purchases54 stocks
  • Sold out of14 stocks
  • Reduced holdings in61 stocks
  • Top 10 Holdings % 18.55 %
  • Turnover % [1]:19.71%
  • Turnover Alt % [2]: 15.89 %
  • Time Held Top20:1.25 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:1.72 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.22%
Performance Last 4 Quarters: 5.91%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
The Bank of NY Mellon

View Last Form Adv Compilation Report on Record

WALTHAUSEN & CO., LLC
Classified as Hedge Fund
2691 ROUTE 9 SUITE 102
MALTA NY    12020-4319
Country: United States

Business Phone: 518-371-3450
Fax: 518-371-3980
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 32
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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WALTHAUSEN & CO., LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
WALTHAUSEN, JOHN, BUTLER MEMBER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
PARADIGM CAPITAL MGMT.INC DIRECTOR/PORTFOLIO MANAGER direct 1993-07-01 2003-02-12
PARADIGM CAPITAL MANAGEMENT, INC. DIRECTOR/PORTFOLIO MANAGER direct 1994-09-01 2004-12-14
PARADIGM CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT, PORTFOLIO MANAGER direct 1994-09-01 2007-02-26
WALTHAUSEN & CO., LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2007-08-01 2007-09-25
WALTHAUSEN & CO., LLC MANAGING DIRECTOR direct 2007-08-01 2011-07-06
WALTHAUSEN & CO., LLC MANAGING DIRECTOR/MEMBER direct 2007-08-01 2016-03-28
NICHOLS, PAUL, TIMOTHY MEMBER 08/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC VICE PRESIDENT - TRADING direct 2007-08-01
WALTHAUSEN & CO., LLC VICE PRESIDENT - TRADING/MEMBER direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
WESTHOFF, STANLEY, MICHAEL MEMBER 08/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC ANALYST direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
HINMAN, DEFOREST, RICHARD MEMBER 08/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC ANALYST direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
HODGE, MARK, LOGAN MEMBER/CCO 09/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC CHIEF COMPLIANCE OFFICER direct 2007-09-01
WALTHAUSEN & CO., LLC CHIEF COMPLIANCE OFFICER/MEMBER direct 2007-09-01
WALTHAUSEN & CO., LLC MEMBER/CCO direct 2007-09-01

WALTHAUSEN & CO., LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
WALTHAUSEN, JOHN, BUTLER MEMBER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
PARADIGM CAPITAL MGMT.INC DIRECTOR/PORTFOLIO MANAGER direct 1993-07-01 2003-02-12
PARADIGM CAPITAL MANAGEMENT, INC. DIRECTOR/PORTFOLIO MANAGER direct 1994-09-01 2004-12-14
PARADIGM CAPITAL MANAGEMENT, INC. SENIOR VICE PRESIDENT, PORTFOLIO MANAGER direct 1994-09-01 2007-02-26
WALTHAUSEN & CO., LLC MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER direct 2007-08-01 2007-09-25
WALTHAUSEN & CO., LLC MANAGING DIRECTOR direct 2007-08-01 2011-07-06
WALTHAUSEN & CO., LLC MANAGING DIRECTOR/MEMBER direct 2007-08-01 2016-03-28
NICHOLS, PAUL, TIMOTHY MEMBER 08/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC VICE PRESIDENT - TRADING direct 2007-08-01
WALTHAUSEN & CO., LLC VICE PRESIDENT - TRADING/MEMBER direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
WESTHOFF, STANLEY, MICHAEL MEMBER 08/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC ANALYST direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
HINMAN, DEFOREST, RICHARD MEMBER 08/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC ANALYST direct 2007-08-01
WALTHAUSEN & CO., LLC MEMBER direct 2007-08-01
HODGE, MARK, LOGAN MEMBER/CCO 09/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WALTHAUSEN & CO., LLC CHIEF COMPLIANCE OFFICER direct 2007-09-01
WALTHAUSEN & CO., LLC CHIEF COMPLIANCE OFFICER/MEMBER direct 2007-09-01
WALTHAUSEN & CO., LLC MEMBER/CCO direct 2007-09-01

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