WAMBOLT & ASSOCIATES, LLC

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Wambolt & Associates is based out of Littleton. Wambolt & Associates is a large advisory firm with 262 clients and discretionary assets under management (AUM) of $190,340,979 (Form ADV from 2018-10-05). Their last reported 13F filing for Q1 2019 included $110,048,000 in managed 13F securities and a top 10 holdings concentration of 26.18%. Wambolt & Associates's largest holding is United Parcel Service, Inc. Class B with shares held of 56,721. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $110.048 Million
  • Prior Market Value $90.635 Million
  • New Purchases18 stocks
  • Additional Purchases79 stocks
  • Sold out of10 stocks
  • Reduced holdings in49 stocks
  • Top 10 Holdings % 26.18 %
  • Turnover % [1]:18.54%
  • Turnover Alt % [2]: 10.02 %
  • Time Held Top20:0.85 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 2.18%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WAMBOLT & ASSOCIATES, LLC
13976 W. BOWLES AVENUE STE. 200
LITTLETON CO    80127
Country: United States

Business Phone: 720-962-6700
Fax: 720-962-6777
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 9
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 262
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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WAMBOLT & ASSOCIATES, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
WAMBOLT, GREGORY, ALAN MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 06/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
CENTRIC INVESTMENT GROUP INC CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
CENTRIC INVESTMENT GROUP INC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
W & A, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-05-01
WAMBOLT & ASSOCIATES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-06-01
METIS, L.L.C. SHAREHOLDER indirect 2014-03-01
METIS, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-04-01
METIS WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2014-12-01

WAMBOLT & ASSOCIATES, LLC

ownership team - last updated 2018-10-05
Name Title Start Date Direct/Indirect % Ownership
WAMBOLT, GREGORY, ALAN MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 06/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
CENTRIC INVESTMENT GROUP INC CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
CENTRIC INVESTMENT GROUP INC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
W & A, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-05-01
WAMBOLT & ASSOCIATES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-06-01
METIS, L.L.C. SHAREHOLDER indirect 2014-03-01
METIS, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-04-01
METIS WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2014-12-01

WAMBOLT & ASSOCIATES, LLC

ownership team - last updated 2017-07-07
Name Title Start Date Direct/Indirect % Ownership
WAMBOLT, GREGORY, ALAN MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 06/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
CENTRIC INVESTMENT GROUP INC CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
CENTRIC INVESTMENT GROUP INC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2016-05-01
W & A, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-05-01
WAMBOLT & ASSOCIATES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2010-06-01
METIS, L.L.C. SHAREHOLDER indirect 2014-03-01
METIS, L.L.C. CHIEF COMPLIANCE OFFICER direct 2014-04-01
METIS WEALTH MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2014-12-01

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