WATER ISLAND CAPITAL LLC

HTTPS://TWITTER.COM/ARBITRAGEFUNDS NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Download 13F Summary Create Email Alert

Subscription Required

Equal-WT
WhaleScore 2.0 ?

80

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Water Island Capital is based out of New York. Water Island Capital is a hedge fund with 11 clients and discretionary assets under management (AUM) of $3,199,554,035 (Form ADV from 2022-03-29). Their last reported 13F filing for Q2 2022 included $1,600,886,000 in managed 13F securities and a top 10 holdings concentration of 39.13%. Water Island Capital's largest holding is Alleghany Corp (NY) with shares held of 90,411. Water Island Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 95 13F filings, 8 13D filings, and 64 13G filings

06/30/2022

13F Activity

  • Market Value $1.601 Billion
  • Prior Market Value $1.971 Billion
  • New Purchases37 stocks
  • Additional Purchases18 stocks
  • Sold out of34 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 39.13 %
  • Turnover % [1]:80.68%
  • Turnover Alt % [2]: 34.20 %
  • Time Held Top20:1.10 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:1.64 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 2.18%
Performance Last 4 Quarters: 3.16%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

Global (ex. US) Holdings

A premium subscription (standard or higher) is required to view global (non-US) holdings

Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

WATER ISLAND CAPITAL, LLC
Classified as Hedge Fund
41 MADISON AVENUE 42ND FLOOR
NEW YORK NY    10010-2202
Country: United States

Business Phone: 800-560-8210
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 34
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 153,472,000
Total Number of Clients: 11
Amount of client funds and securities by related persons: 153,472,000
Total Number of clients from related persons: 2
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2022-03-29
Name Title Start Date Direct/Indirect % Ownership
ORRICO, JOHN, SABBOTT MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
CHEW, CHRISTINA SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER direct 2013-12-01
CASADEI, ERIC, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2010-12-01
FOLTYNOWICZ, ROGER, PHILLIP MANAGEMENT COMMITTEE MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
HICKEY, JONATHAN, THOMAS MANAGEMENT COMMITTEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2014-11-01
CHANNEN, PHILIP, EDWARD CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BATTERYMARCH FINANCIAL MANAGEMENT INC CONTROLLER & CHIEF COMPLIANCE OFFICER direct 2004-04-01
BATTERYMARCH FINANCIAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-04-01
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
DUNLEAVY, JUSTIN, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
PLUNKETT, CHRISTOPHER, JOHN MANAGEMENT COMMITTEE MEMBER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2022-01-01
WATER ISLAND CAPITAL PARTNERS LP MANAGING MEMBER 02/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01
ORRICO, JOHN, SABBOTT LIMITED PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
ORRICO, JOHN, SABBOTT MANAGING MEMBER WATER ISLAND CAPITAL PARTNERS GP LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
WATER ISLAND CAPITAL PARTNERS GP LLC GENERAL PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND LEVARB FUND, LP United States 805-1270304054 Hedge Fund 12,241,738 250,000
WATER ISLAND MERGER ARBITRAGE INSTITUTIONAL COMMINGLED MASTER FUND, LP Cayman Islands 805-2959939521 Hedge Fund 141,229,903 50,000,000 Master Fund

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
ORRICO, JOHN, SABBOTT MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
CHEW, CHRISTINA SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER direct 2013-12-01
CASADEI, ERIC, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2010-12-01
FOLTYNOWICZ, ROGER, PHILLIP MANAGEMENT COMMITTEE MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
HICKEY, JONATHAN, THOMAS MANAGEMENT COMMITTEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2014-11-01
CHANNEN, PHILIP, EDWARD CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BATTERYMARCH FINANCIAL MANAGEMENT INC CONTROLLER & CHIEF COMPLIANCE OFFICER direct 2004-04-01
BATTERYMARCH FINANCIAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-04-01
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
DUNLEAVY, JUSTIN, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
WATER ISLAND CAPITAL PARTNERS LP MANAGING MEMBER 02/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01
ORRICO, JOHN, SABBOTT LIMITED PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
ORRICO, JOHN, SABBOTT MANAGING MEMBER WATER ISLAND CAPITAL PARTNERS GP LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
WATER ISLAND CAPITAL PARTNERS GP LLC GENERAL PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND LEVARB FUND, LP United States 805-1270304054 Hedge Fund 15,688,167 250,000
WATER ISLAND MERGER ARBITRAGE INSTITUTIONAL COMMINGLED MASTER FUND, LP Cayman Islands 805-2959939521 Hedge Fund 152,633,751 50,000,000 Master Fund

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND EVENT-DRIVEN FUND, LLC United States 805-1872852231 Hedge Fund 6,946,858 1,000,000 Fund of Funds
WATER ISLAND LEVARB FUND, LP United States 805-1270304054 Hedge Fund 10,679,687 250,000
WATER ISLAND MERGER ARBITRAGE INSTITUTIONAL COMMINGLED MASTER FUND, LP Cayman Islands 805-2959939521 Hedge Fund 153,504,994 50,000,000 Master Fund

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2019-11-26
Name Title Start Date Direct/Indirect % Ownership
ORRICO, JOHN, SABBOTT MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
CHEW, CHRISTINA SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER direct 2013-12-01
FOLTYNOWICZ, ROGER, PHILLIP MANAGEMENT COMMITTEE MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
HICKEY, JONATHAN, THOMAS MANAGEMENT COMMITTEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2014-11-01
CHANNEN, PHILIP, EDWARD CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BATTERYMARCH FINANCIAL MANAGEMENT INC CONTROLLER & CHIEF COMPLIANCE OFFICER direct 2004-04-01
BATTERYMARCH FINANCIAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-04-01
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
QS INVESTORS, LLC CHIEF COMPLIANCE OFFICER AND SECRETARY direct 2014-11-01
DUNLEAVY, JUSTIN, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
Watkins, Curtis, Barger MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
WATER ISLAND CAPITAL PARTNERS LP MANAGING MEMBER 02/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01
ORRICO, JOHN, SABBOTT LIMITED PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
WATER ISLAND CAPITAL PARTNERS GP LLC GENERAL PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND LEVARB FUND, LP United States 805-1270304054 Hedge Fund 9,262,430 250,000
WATER ISLAND MERGER ARBITRAGE INSTITUTIONAL COMMINGLED FUND, LP United States 805-1059321991 Other Private Fund COMMINGLED INSTITUTIONAL FUND 115,758,341 50,000,000
WATER ISLAND EVENT-DRIVEN FUND, LLC United States 805-1872852231 Hedge Fund 7,990,172 1,000,000 Fund of Funds

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
ORRICO, JOHN, SABBOTT MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
CHEW, CHRISTINA SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER direct 2013-12-01
FOLTYNOWICZ, ROGER, PHILLIP MANAGEMENT COMMITTEE MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
HICKEY, JONATHAN, THOMAS MANAGEMENT COMMITTEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2014-11-01
DUNLEAVY, JUSTIN, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
CHWAZIK, LUDMILA CHIEF COMPLIANCE OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER direct 2011-06-01
Watkins, Curtis, Barger MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
WATER ISLAND CAPITAL PARTNERS LP MANAGING MEMBER 02/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01
ORRICO, JOHN, SABBOTT LIMITED PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
WATER ISLAND CAPITAL PARTNERS GP LLC GENERAL PARTNER WATER ISLAND CAPITAL PARTNERS LP 02/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2018-02-01
WATER ISLAND CAPITAL,LLC GENERAL PARTNER indirect 2018-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND MERGER ARBITRAGE INSTITUTIONAL COMMINGLED FUND, LP United States 805-1059321991 Other Private Fund COMMINGLED INSTITUTIONAL FUND 115,758,341 50,000,000
WATER ISLAND EVENT-DRIVEN FUND, LLC United States 805-1872852231 Hedge Fund 7,990,172 1,000,000 Fund of Funds
WATER ISLAND LEVARB FUND, LP United States 805-1270304054 Hedge Fund 9,262,430 250,000

WATER ISLAND CAPITAL,LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
ORRICO, JOHN, SABBOTT MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER 01/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER direct 2000-01-01
WATER ISLAND CAPITAL,LLC MANAGING MEMBER & MANAGEMENT COMMITTEE MEMBER direct 2000-01-01
WIC ADVISORS, LLC PRESIDENT direct 2005-11-01
MUNN, TODD, WISTAR MINORITY OWNER 12/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
CHEW, CHRISTINA SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER direct 2013-12-01
SCHONBERG, JONATHAN, NEAL MINORITY OWNER 03/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2006-03-01
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2010-12-01
FOLTYNOWICZ, ROGER, PHILLIP MINORITY OWNER 12/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JOHN SABBOTT ORRICO MINORITY OWNER direct 2010-12-01
HICKEY, JONATHAN, THOMAS MANAGEMENT COMMITTEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2014-11-01
BINDAL, ADITYA CHIEF RISK OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC CHIEF RISK OFFICER direct 2015-09-01
DUNLEAVY, JUSTIN, MICHAEL MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01
OSOWIECKI, MATTHEW, JAMES MANAGEMENT COMMITEE MEMBER 11/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2010-01-01
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITEE MEMBER direct 2014-11-01
CHWAZIK, LUDMILA CHIEF COMPLIANCE OFFICER 11/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC CHIEF COMPLIANCE OFFICER direct 2016-11-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER direct 2011-06-01
CAMPBELL, MARK, ALLEN MINORITY OWNER 01/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2004-01-01
WATER ISLAND CAPITAL,LLC MINORITY OWNER direct 2010-12-01
Watkins, Curtis, Barger MANAGEMENT COMMITTEE MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER ISLAND CAPITAL,LLC MANAGEMENT COMMITTEE MEMBER direct 2017-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
WATER ISLAND GLOBAL MASTER, LP Cayman Islands 805-3561402595 Hedge Fund 39,011,252 1,000,000 Master Fund

WhaleScore history for WATER ISLAND CAPITAL LLC

You must have a subscription to view WhaleScore histories

**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Water Island Capital LLC AMEC PLC 0.0% 2014-11-28 UK
Water Island Capital LLC AMEC PLC 1.44% 2014-11-13 UK
Water Island Capital LLC AMEC PLC 1.34% 2014-11-04 UK
Water Island Capital LLC AMEC PLC 1.46% 2014-06-13 UK
Water Island Capital LLC AMEC PLC 1.36% 2014-06-04 UK
Water Island Capital LLC AMEC PLC 1.19% 2014-03-27 UK
Water Island Capital LLC AMEC PLC 1.01% 2014-03-18 UK
Water Island Capital LLC AMEC PLC 0.83% 2014-02-28 UK

Elevate your investments