WATER OAK ADVISORS LLC

HTTP://WWW.LINKEDIN.COM/COMPANY/1332667/ WINTER PARK, FL Investment Advisor How do I update this listing?

Water OAK Advisors is based out of Winter Park. Water OAK Advisors is a large advisory firm with 623 clients and discretionary assets under management (AUM) of $1,876,688,398 (Form ADV from 2018-07-16). Their last reported 13F filing for Q4 2018 included $113,231,000 in managed 13F securities and a top 10 holdings concentration of 93.26%. Water OAK Advisors's largest holding is Vanguard S&P 500 ETF with shares held of 202,417. Water OAK Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 19 13F filings

Subscription Required

Equal-WT
WhaleScore

?

66

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $113.231 Million
  • Prior Market Value $126.01 Million
  • New Purchases0 stocks
  • Additional Purchases5 stocks
  • Sold out of0 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 93.26 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 6.90 %
  • Time Held Top20:12.06 quarters
  • Time Held Top10:8.80 quarters
  • Time Held All:12.41 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -6.62%
Performance Last 4 Quarters: -6.24%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WATER OAK ADVISORS, LLC
145 LINCOLN AVENUE SUITE A
WINTER PARK FL    32789-3836
Country: United States

Business Phone: 407-567-2956
Fax: 407-622-1799
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: FL
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 738,483,000
Total Number of Clients: 623
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Non-derivative Insider Transactions Since 12/31/2018

Loading...

WATER OAK ADVISORS, LLC

ownership team - last updated 2018-04-03
Name Title Start Date Direct/Indirect % Ownership
LEMONS, LANCE, CLARKE PRESIDENT 05/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
CMG CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-09-01
CNL BANK WEALTH MANAGMENT PRESIDENT direct 2006-05-01
CMG CAPITAL MANAGEMENT, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1996-09-01 2005-09-19
CURLEY, STEPHEN, ARMFIELD CHIEF INVESTMENT OFFICER / PRINCIPAL 02/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CNLBANK WEALTH MANAGEMENT VICE PRESIDENT direct 2010-02-01
WATER OAK ADVISORS, LLC DIRECTOR / CHIEF INVESTMENT OFFICER direct 2010-02-01
WATER OAK ADVISORS, LLC DIRECTOR & CCO direct 2010-02-01
WATER OAK ADVISORS, LLC DIRECTOR direct 2010-02-01
WATER OAK ADVISORS, LLC CHIEF INVESTMENT OFFICER / PRINCIPAL direct 2010-02-01
WATER OAK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2011-07-01
MACAIONE, SCOTT, JOSEPH HEAD OF ADVISORY SERVICES / PRINCIPAL 05/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WATER OAK ADVISORS, LLC DIRECTOR / HEAD OF ADVISORY SERVICES direct 2011-05-01
WATER OAK ADVISORS, LLC DIRECTOR direct 2011-05-01
WATER OAK ADVISORS, LLC HEAD OF ADVISORY SERVICES / PRINCIPAL direct 2011-05-01
MENDOZA, GREGORY, JOSEPH CHIEF COMPLIANCE OFFICER/MANAGER OF OPERATIONS 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WATER OAK ADVISORS, LLC CHIEF COMPLIANCE OFFICER/MANAGER OF OPERATIONS direct 2016-03-01

WhaleScore history for WATER OAK ADVISORS LLC

You must have a subscription to view WhaleScore histories

Elevate your investments