MILES CAPITAL, INC.

HTTP://WWW.MILES-CAPITAL.COM WEST DES MOINES, IA Investment Advisor How do I update this listing?

Miles Capital is based out of West Des Moines. Miles Capital is a large advisory firm with 77 clients and discretionary assets under management (AUM) of $1,787,096,443 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $121,290,000 in managed 13F securities and a top 10 holdings concentration of 31.69%. Miles Capital's largest holding is iShares iBoxx $ High Yield Corp Bond ETF with shares held of 115,570. Miles Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 66 13F filings

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67

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $121.29 Million
  • Prior Market Value $122.561 Million
  • New Purchases25 stocks
  • Additional Purchases37 stocks
  • Sold out of28 stocks
  • Reduced holdings in102 stocks
  • Top 10 Holdings % 31.69 %
  • Turnover % [1]:29.94%
  • Turnover Alt % [2]: 13.37 %
  • Time Held Top20:8.15 quarters
  • Time Held Top10:7.10 quarters
  • Time Held All:7.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.86%
Performance Last 4 Quarters: 5.64%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR/A (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MILES CAPITAL, INC.
1415 28TH STREET SUITE 200
WEST DES MOINES IA    50266-1461
Country: United States

Business Phone: [515] 244-5426
Fax: 866-331-8863
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IA
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 77
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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MILES CAPITAL, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
MILES, DAVID, WAYNE CHAIRMAN 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. SHAREHOLDER indirect 2009-12-01
MILES CAPITAL, INC. CHAIRMAN direct 2014-07-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 1987-05-01 2003-03-26
INVESTORS MANAGEMENT GROUP LTD DIRECTOR AND PRESIDENT direct 1987-05-01 2003-07-22
PRINCIPAL MANAGEMENT CORP SENIOR VICE PRESIDENT - PRODUCT DEVELOPMENT direct 2005-03-01 2005-03-31
WB CAPITAL MANAGEMENT INC. PRESIDENT, CEO direct 2009-10-01 2010-11-10
MILES CAPITAL, INC. CEO direct 2009-10-01 2011-07-26
MILES CAPITAL, INC. CEO, SHAREHOLDER direct 2009-10-01 2013-08-30
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER direct 2009-10-01 2014-03-31
MILES CAPITAL HOLDINGS, INC. SOLE SHAREHOLDER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. PARENT CORPORATION direct 2009-12-01
MILES CAPITAL, INC. SOLE SHAREHOLDER direct 2009-12-01
BOAL, GREGORY, D. CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. PRESIDENT, SHAREHOLDER direct 2010-10-01
MILES CAPITAL, INC. PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2010-10-01
MILES CAPITAL, INC. PRESIDENT direct 2010-10-01
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2014-07-01
AMERUS CAPITAL MANAGEMENT GROUP, INC. EXECUTIVE VICE PRESIDENT - INVESTMENT MANAGEMENT direct 2003-06-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR AND PRESIDENT direct 2003-06-01
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2004-01-01
GOSSELINK, GWENETH, KAY CHIEF COMPLIANCE OFFICER 08/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2013-08-01
MILES, DAVID, WAYNE SHAREHOLDER MILES CAPITAL HOLDINGS, INC. 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. SHAREHOLDER indirect 2009-12-01
MILES CAPITAL, INC. CHAIRMAN direct 2014-07-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 1987-05-01 2003-03-26
INVESTORS MANAGEMENT GROUP LTD DIRECTOR AND PRESIDENT direct 1987-05-01 2003-07-22
PRINCIPAL MANAGEMENT CORP SENIOR VICE PRESIDENT - PRODUCT DEVELOPMENT direct 2005-03-01 2005-03-31
WB CAPITAL MANAGEMENT INC. PRESIDENT, CEO direct 2009-10-01 2010-11-10
MILES CAPITAL, INC. CEO direct 2009-10-01 2011-07-26
MILES CAPITAL, INC. CEO, SHAREHOLDER direct 2009-10-01 2013-08-30
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER direct 2009-10-01 2014-03-31

MILES CAPITAL, INC.

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
MILES, DAVID, WAYNE CHAIRMAN 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. SHAREHOLDER indirect 2009-12-01
MILES CAPITAL, INC. CHAIRMAN direct 2014-07-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 1987-05-01 2003-03-26
INVESTORS MANAGEMENT GROUP LTD DIRECTOR AND PRESIDENT direct 1987-05-01 2003-07-22
PRINCIPAL MANAGEMENT CORP SENIOR VICE PRESIDENT - PRODUCT DEVELOPMENT direct 2005-03-01 2005-03-31
WB CAPITAL MANAGEMENT INC. PRESIDENT, CEO direct 2009-10-01 2010-11-10
MILES CAPITAL, INC. CEO direct 2009-10-01 2011-07-26
MILES CAPITAL, INC. CEO, SHAREHOLDER direct 2009-10-01 2013-08-30
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER direct 2009-10-01 2014-03-31
MILES CAPITAL HOLDINGS, INC. SOLE SHAREHOLDER 12/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. PARENT CORPORATION direct 2009-12-01
MILES CAPITAL, INC. SOLE SHAREHOLDER direct 2009-12-01
BOAL, GREGORY, D. CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. PRESIDENT, SHAREHOLDER direct 2010-10-01
MILES CAPITAL, INC. PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2010-10-01
MILES CAPITAL, INC. PRESIDENT direct 2010-10-01
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2014-07-01
AMERUS CAPITAL MANAGEMENT GROUP, INC. EXECUTIVE VICE PRESIDENT - INVESTMENT MANAGEMENT direct 2003-06-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR AND PRESIDENT direct 2003-06-01
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2004-01-01
GOSSELINK, GWENETH, KAY CHIEF COMPLIANCE OFFICER 08/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. CHIEF COMPLIANCE OFFICER direct 2013-08-01
MILES, DAVID, WAYNE SHAREHOLDER MILES CAPITAL HOLDINGS, INC. 12/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MILES CAPITAL, INC. SHAREHOLDER indirect 2009-12-01
MILES CAPITAL, INC. CHAIRMAN direct 2014-07-01
INVESTORS MANAGEMENT GROUP LTD DIRECTOR direct 1987-05-01 2003-03-26
INVESTORS MANAGEMENT GROUP LTD DIRECTOR AND PRESIDENT direct 1987-05-01 2003-07-22
PRINCIPAL MANAGEMENT CORP SENIOR VICE PRESIDENT - PRODUCT DEVELOPMENT direct 2005-03-01 2005-03-31
WB CAPITAL MANAGEMENT INC. PRESIDENT, CEO direct 2009-10-01 2010-11-10
MILES CAPITAL, INC. CEO direct 2009-10-01 2011-07-26
MILES CAPITAL, INC. CEO, SHAREHOLDER direct 2009-10-01 2013-08-30
MILES CAPITAL, INC. CHIEF EXECUTIVE OFFICER direct 2009-10-01 2014-03-31

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