09/30/2020
13F Holdings Summary
Market Value
$13.99 Billion
13989922000.0
504.0
Prior Market Value
$12.891 Billion
New Purchases 19 stocks
Additional Purchases 266 stocks
Sold out of 16 stocks
Reduced holdings in 219 stocks
Top 10 Holdings %
74.71
%
Turnover %
[1] : 6.94%
Turnover Alt %
[2] :
2.76
%
Time Held Top20: 19.10 quarters
Time Held Top10: 18.20 quarters
Time Held All: 12.62 quarters
[1] :
Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2] :
Alt Turnover is calculated by taking either the total MV of new purchases or
the MV of securities sold, whichever is less,
divided by the total MV of the fund.
09/30/2020
13F Sector Allocation Over Time
You are limited to the prior 8 quarters of 13F filings.
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for WEALTHFRONT ADVISERS LLC
Portfolio Market Cap Analysis
Portfolio Performance
Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16
Performance
for Q3 2020:
6.34%
Performance Last 4 Quarters:
2.84%
Performance Metrics
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WEALTHFRONT ADVISERS LLC
ownership team - last updated 2020-06-22
Name
Title
Start Date
Direct/Indirect
% Ownership
MALKIEL, BURTON, GORDON
CHIEF INVESTMENT OFFICER
11/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
ALPHASHARES, LLC
MANAGER, AND CHIEF INVESTMENT OFFICER
direct
2006-10-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
MEMBER, MANAGER
indirect
2010-12-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHAIRMAN OF THE BOARD OF DIRECTORS
direct
2012-02-01
WEALTHFRONT INC.
CHIEF INVESTMENT OFFICER
direct
2012-11-01
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
DIRECTOR
direct
1978-04-01
2003-04-30
ALPHASHARES, INC.
SENIOR ADVISOR
direct
2006-10-01
2008-01-02
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHIEF INVESTMENT OFFICER
direct
2010-12-01
2011-05-06
WEALTHFRONT CORPORATION
SOLE MEMBER
08/01/2018
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
SOLE MEMBER
direct
2017-06-01
WEALTHFRONT ADVISERS LLC
SOLE MEMBER
direct
2018-08-01
IMBERMAN, ALAN, DEAN
CHIEF FINANCIAL OFFICER
08/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT ADVISERS LLC
CHIEF FINANCIAL OFFICER
direct
2018-08-01
RACHLEFF, ANDREW, SAMUEL
CHIEF EXECUTIVE OFFICER
02/01/2020
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
KACHING GROUP, INC
PRESIDENT & CEO, DIRECTOR, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, DIRECTOR, SHAREHOLDER
direct
2016-11-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2016-11-01
LIN, LAUREN, D
GENERAL COUNSEL
05/01/2020
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT ADVISERS LLC
GENERAL COUNSEL
direct
2020-05-01
Matthews, Jonathan, Foster
CHIEF COMPLIANCE OFFICER
05/01/2020
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
CHIEF COMPLIANCE OFFICER & SECRETARY
direct
2020-04-01
WEALTHFRONT ADVISERS LLC
CHIEF COMPLIANCE OFFICER
direct
2020-05-01
WEALTHFRONT ADVISERS LLC
ownership team - last updated 2020-02-28
Name
Title
Start Date
Direct/Indirect
% Ownership
WEALTHFRONT ADVISERS LLC
ownership team - last updated 2019-10-30
Name
Title
Start Date
Direct/Indirect
% Ownership
MALKIEL, BURTON, GORDON
CHIEF INVESTMENT OFFICER
11/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
ALPHASHARES, LLC
MANAGER, AND CHIEF INVESTMENT OFFICER
direct
2006-10-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
MEMBER, MANAGER
indirect
2010-12-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHAIRMAN OF THE BOARD OF DIRECTORS
direct
2012-02-01
WEALTHFRONT INC.
CHIEF INVESTMENT OFFICER
direct
2012-11-01
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
DIRECTOR
direct
1978-04-01
2003-04-30
ALPHASHARES, INC.
SENIOR ADVISOR
direct
2006-10-01
2008-01-02
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHIEF INVESTMENT OFFICER
direct
2010-12-01
2011-05-06
JOHNSON, ASHLEY, WHITFIELD FIEGLEIN
CHIEF EXECUTIVE OFFICER
08/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CFO
direct
2015-06-01
WEALTHFRONT INC.
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2015-06-01
WFAS LLC
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2017-06-01
WEALTHFRONT CORPORATION
SOLE MEMBER
08/01/2018
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
SOLE MEMBER
direct
2017-06-01
WEALTHFRONT ADVISERS LLC
SOLE MEMBER
direct
2018-08-01
Asante, Emily, Wilson
CHIEF COMPLIANCE OFFICER
10/01/2019
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT ADVISERS LLC
CHIEF COMPLIANCE OFFICER
direct
2019-10-01
IMBERMAN, ALAN, DEAN
CHIEF FINANCIAL OFFICER
08/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT ADVISERS LLC
CHIEF FINANCIAL OFFICER
direct
2018-08-01
Choe, JoonWon
GENERAL COUNSEL
10/01/2019
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WFAS LLC
CHIEF COMPLIANCE OFFICER & SENIOR MANAGING COUNSEL
direct
2017-07-01
WEALTHFRONT ADVISERS LLC
ownership team - last updated 2019-08-13
Name
Title
Start Date
Direct/Indirect
% Ownership
RACHLEFF, ANDREW, SAMUEL
CEO, EXECUTIVE CHAIRMAN, DIRECTOR, INDIRECT SHAREHOLDER
11/01/2016
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
KACHING GROUP, INC
PRESIDENT & CEO, DIRECTOR, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, DIRECTOR, SHAREHOLDER
direct
2016-11-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2016-11-01
LEIMAN-CARBIA, JULIUS, RAPHAEL
CHIEF COMPLIANCE OFFICER & SECRETARY
06/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
J.P. MORGAN SECURITIES LLC
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
CITIGROUP GLOBAL MARKETS INC.
CO CHIEF COMPLIANCE OFFICER
direct
2008-09-01
J.P. MORGAN CLEARING CORP.
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
Fortunato, David
PRESIDENT AND CHIEF TECHNOLOGY OFFICER
12/01/2011
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CHIEF TECHNOLOGY OFFICER
direct
2011-12-01
MALKIEL, BURTON, GORDON
CHIEF INVESTMENT OFFICER
11/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
ALPHASHARES, LLC
MANAGER, AND CHIEF INVESTMENT OFFICER
direct
2006-10-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
MEMBER, MANAGER
indirect
2010-12-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHAIRMAN OF THE BOARD OF DIRECTORS
direct
2012-02-01
WEALTHFRONT INC.
CHIEF INVESTMENT OFFICER
direct
2012-11-01
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
DIRECTOR
direct
1978-04-01
2003-04-30
ALPHASHARES, INC.
SENIOR ADVISOR
direct
2006-10-01
2008-01-02
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHIEF INVESTMENT OFFICER
direct
2010-12-01
2011-05-06
JOHNSON, ASHLEY, WHITFIELD FIEGLEIN
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
06/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CFO
direct
2015-06-01
WEALTHFRONT INC.
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2015-06-01
WFAS LLC
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2017-06-01
WEALTHFRONT CORPORATION
SOLE MEMBER
08/01/2018
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
SOLE MEMBER
direct
2017-06-01
WEALTHFRONT ADVISERS LLC
SOLE MEMBER
direct
2018-08-01
WEALTHFRONT ADVISERS LLC
ownership team - last updated 2019-01-18
Name
Title
Start Date
Direct/Indirect
% Ownership
RACHLEFF, ANDREW, SAMUEL
CEO, EXECUTIVE CHAIRMAN, DIRECTOR, INDIRECT SHAREHOLDER
11/01/2016
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
KACHING GROUP, INC
PRESIDENT & CEO, DIRECTOR, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, DIRECTOR, SHAREHOLDER
direct
2016-11-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2016-11-01
FORTUNATO, DAVID, KIMBALL
CHIEF TECHNOLOGY OFFICER
12/01/2011
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CHIEF TECHNOLOGY OFFICER
direct
2011-12-01
MALKIEL, BURTON, GORDON
CHIEF INVESTMENT OFFICER
11/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
ALPHASHARES, LLC
MANAGER, AND CHIEF INVESTMENT OFFICER
direct
2006-10-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
MEMBER, MANAGER
indirect
2010-12-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHAIRMAN OF THE BOARD OF DIRECTORS
direct
2012-02-01
WEALTHFRONT INC.
CHIEF INVESTMENT OFFICER
direct
2012-11-01
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
DIRECTOR
direct
1978-04-01
2003-04-30
ALPHASHARES, INC.
SENIOR ADVISOR
direct
2006-10-01
2008-01-02
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHIEF INVESTMENT OFFICER
direct
2010-12-01
2011-05-06
JOHNSON, ASHLEY, WHITFIELD FIEGLEIN
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
06/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CFO
direct
2015-06-01
WEALTHFRONT INC.
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2015-06-01
WFAS LLC
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2017-06-01
LEIMAN-CARBIA, JULIUS, RAPHAEL
CHIEF COMPLIANCE OFFICER & SECRETARY
06/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
J.P. MORGAN SECURITIES LLC
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
CITIGROUP GLOBAL MARKETS INC.
CO CHIEF COMPLIANCE OFFICER
direct
2008-09-01
J.P. MORGAN CLEARING CORP.
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
WEALTHFRONT CORPORATION
SOLE MEMBER
08/01/2018
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
SOLE MEMBER
direct
2017-06-01
WEALTHFRONT ADVISERS LLC
SOLE MEMBER
direct
2018-08-01
WEALTHFRONT ADVISERS LLC
ownership team - last updated 2018-10-30
Name
Title
Start Date
Direct/Indirect
% Ownership
RACHLEFF, ANDREW, SAMUEL
CEO, EXECUTIVE CHAIRMAN, DIRECTOR, INDIRECT SHAREHOLDER
11/01/2016
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
KACHING GROUP, INC
PRESIDENT & CEO, DIRECTOR, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2006-10-01
WEALTHFRONT INC.
EXECUTIVE CHAIRMAN, SHAREHOLDER (COMMON & PREFERRED)
direct
2006-10-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, DIRECTOR, SHAREHOLDER
direct
2016-11-01
WEALTHFRONT INC.
CEO & PRESIDENT, EXECUTIVE CHAIRMAN, SHAREHOLDER
direct
2016-11-01
FORTUNATO, DAVID, KIMBALL
CHIEF TECHNOLOGY OFFICER
12/01/2011
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CHIEF TECHNOLOGY OFFICER
direct
2011-12-01
MALKIEL, BURTON, GORDON
CHIEF INVESTMENT OFFICER
11/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
ALPHASHARES, LLC
MANAGER, AND CHIEF INVESTMENT OFFICER
direct
2006-10-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
MEMBER, MANAGER
indirect
2010-12-01
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHAIRMAN OF THE BOARD OF DIRECTORS
direct
2012-02-01
WEALTHFRONT INC.
CHIEF INVESTMENT OFFICER
direct
2012-11-01
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
DIRECTOR
direct
1978-04-01
2003-04-30
ALPHASHARES, INC.
SENIOR ADVISOR
direct
2006-10-01
2008-01-02
BAOCHUAN CAPITAL MANAGEMENT, LLC
CHIEF INVESTMENT OFFICER
direct
2010-12-01
2011-05-06
JOHNSON, ASHLEY, WHITFIELD FIEGLEIN
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
06/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT INC.
CFO
direct
2015-06-01
WEALTHFRONT INC.
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2015-06-01
WFAS LLC
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
direct
2017-06-01
LEIMAN-CARBIA, JULIUS, RAPHAEL
CHIEF COMPLIANCE OFFICER & SECRETARY
06/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
J.P. MORGAN SECURITIES LLC
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
CITIGROUP GLOBAL MARKETS INC.
CO CHIEF COMPLIANCE OFFICER
direct
2008-09-01
J.P. MORGAN CLEARING CORP.
CHIEF COMPLIANCE OFFICER
direct
2013-05-01
WEALTHFRONT CORPORATION
SOLE MEMBER
08/01/2018
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WEALTHFRONT STRATEGIES LLC
SOLE MEMBER
direct
2017-06-01
WEALTHFRONT ADVISERS LLC
SOLE MEMBER
direct
2018-08-01
JUREK, JAKUB, WOJCIECH
VP OF RESEARCH
04/01/2016
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WFAS LLC
CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER
direct
2017-06-01
WEALTHFRONT INC.
ownership team - last updated 2018-01-02
Name
Title
Start Date
Direct/Indirect
% Ownership
WhaleScore history for WEALTHFRONT ADVISERS LLC
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