WELLS FARGO BANK N A

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Wells Fargo Bank N A is based out of Sioux Falls. Wells Fargo Bank N A is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $16,150,729,376 (Form ADV from 2021-03-31). Whalewisdom has at least 4 13F filings, 52 13G filings, and 14 Form 4 filings

09/30/2021

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13F Holdings Summary

WELLS FARGO BANK N A filed under a combined 13F through WELLS FARGO & COMPANY for 09/30/2021

09/30/2021

13F Sector Allocation Over Time


Global (ex. US) Holdings

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Source: Refinitiv

View Last Form Adv Compilation Report on Record

WELLS CAPITAL MANAGEMENT SINGAPORE
80 RAFFLES PLACE, #26-20/21 UOB PLAZA 2
N/A    048624
Country: Singapore

Business Phone: 65 63956928
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Principal Office Outside the US,Investment advisor to an investment company
Form of Organization: Other (specify) SID OF WELLS FARGO BANK, N.A.
Organized in: CA
Number of employees: 3
Other Business Activities: bank
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.A (2),11.C (1),11.C (2),11.C (4),11.C (5),11.D (1),11.D (2),11.D (3),11.D (4),11.D (5),11.E (2),11.H (1).(a),11.H (1).(b),11.H (1).(c),11.H (2)
Data above was derived from SEC filings.

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WELLS FARGO BANK, N.A.

ownership team - last updated 2021-09-22
Name Title Start Date Direct/Indirect % Ownership
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
SQUIRE, SALLIE, CLEMENTS DIRECTOR, CHIEF ADMINISTRATIVE OFFICER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
FOY, SIOBHAN, CONNOLLY DIRECTOR, SENIOR VICE PRESIDENT 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS LLC 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
SQUIRE, SALLIE, CLEMENTS DIRECTOR, CHIEF ADMINISTRATIVE OFFICER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
FOY, SIOBHAN, CONNOLLY DIRECTOR, SENIOR VICE PRESIDENT 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
SQUIRE, SALLIE, CLEMENTS DIRECTOR, CHIEF ADMINISTRATIVE OFFICER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
FOY, SIOBHAN, CONNOLLY DIRECTOR, SENIOR VICE PRESIDENT 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS LLC 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS LLC 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2020-07-28
Name Title Start Date Direct/Indirect % Ownership
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON DIRECTOR, SVP, DEPUTY CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
MAVICO, DANIEL, JAMES SVP, CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
HARTMAN, KIRK, DOUGLAS DIRECTOR,PRESIDENT, CHIEF INVESTMENT OFFICER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED PRESIDENT, CHIEF INVESTMENT OFFICER direct 2013-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC PRESIDENT, CHIEF INVESTMENT OFFICER direct 2013-06-01
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
BANC OF AMERICA CAPITAL MANAGEMENT, INC. CHIEF INVESTMENT OFFICER - FIXED INCOME direct 1998-10-01 2001-03-01
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, DIRECTOR OF PORTFOLIO MANAGEMENT direct 2002-04-01 2002-11-07
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, CHIEF INVESTMENT OFFICER direct 2002-04-01 2012-11-08
ECM ASSET MANAGEMENT LIMITED DIRECTOR direct 2014-03-01 2014-05-27
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER direct 2013-01-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01 2017-07-24
SQUIRE, SALLIE, CLEMENTS DIRECTOR,EVP, CHIEF ADMINISTRATIVE OFFICER 01/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED EVP, CHIEF ADMINISTRATIVE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, PROFESSIONAL AND CORPORATE DEVELOPMENT direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR, CHIEF ADMINISTRATIVE OFFICER direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
FOY, SIOBHAN, CONNOLLY DIRECTOR 02/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS LLC 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

WELLS FARGO BANK, N.A.

ownership team - last updated 2019-12-06
Name Title Start Date Direct/Indirect % Ownership
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
NORTON, KAREN, LEE CHIEF OPERATIONS OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-10-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER direct 2014-10-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-10-01
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS CORPORATION 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2019-08-30
Name Title Start Date Direct/Indirect % Ownership
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
NORTON, KAREN, LEE CHIEF OPERATIONS OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-10-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER direct 2014-10-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-10-01
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS CORPORATION 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WFC HOLDINGS LLC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
NORTON, KAREN, LEE CHIEF OPERATIONS OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-10-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER direct 2014-10-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-10-01
MAVICO, DANIEL, JAMES CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
USAA INVESTMENT MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2012-03-01
USAA INVESTMENT MANAGEMENT COMPANY SECRETARY direct 2017-08-01
USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC. SECRETARY direct 2016-10-01
USAA ASSET MANAGEMENT COMPANY ASSISTANT SECRETARY direct 2013-05-01
USAA ASSET MANAGEMENT COMPANY SECRETARY direct 2017-08-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS CORPORATION 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27

WELLS FARGO BANK, N.A.

ownership team - last updated 2018-12-18
Name Title Start Date Direct/Indirect % Ownership
WELLS FARGO & COMPANY DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. 11/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27
WFC HOLDINGS CORPORATION DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
IBID, INC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. 11/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
NORTON, KAREN, LEE CHIEF OPERATIONS OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-10-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER direct 2014-10-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-10-01
FOY, SIOBHAN, CONNOLLY CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS CORPORATION 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27
WFC HOLDINGS CORPORATION SHAREHOLDER IBID, INC. 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01

WELLS FARGO BANK, N.A.

ownership team - last updated 2017-04-21
Name Title Start Date Direct/Indirect % Ownership
WELLS FARGO & COMPANY DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. 11/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27
WFC HOLDINGS CORPORATION DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A 11/01/1998 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01
BARANKO, FRANCIS, JON CHIEF INVESTMENT OFFICER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, SVP, DIRECTOR OF EQUITY direct 2006-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF EQUITY OFFICER direct 2006-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC DIRECTOR OF EQUITY direct 2013-06-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC EXECUTIVE VICE PRESDIENT/DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF INVESTMENT OFFICER direct 2012-07-01
WELLS FARGO BANK, N.A. VICE PRESIDENT direct 2012-07-01
IBID, INC DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. 11/01/1998 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
NORTON, KAREN, LEE CHIEF OPERATIONS OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ANALYTIC INVESTORS, LLC MEMBER OF BOARD OF MANAGERS direct 2016-10-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, ADMINISTRATIVE OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED DIRECTOR, CHIEF OPERATING OFFICER direct 1999-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER direct 1999-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER direct 2013-06-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2014-10-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER direct 2014-10-01
GOLDEN CAPITAL MANAGEMENT, LLC MEMBER OF BOARD OF MANAGERS direct 2017-07-01
GOLDEN CAPITAL MANAGEMENT, LLC DIRECTOR direct 2017-07-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER direct 2014-10-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-10-01
FOY, SIOBHAN, CONNOLLY CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WELLS CAPITAL MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS CAPITAL MANAGEMENT INCORPORATED SVP, CHIEF COMPLIANCE OFFICER direct 2014-12-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO BANK, N.A. CHIEF COMPLIANCE OFFICER direct 2014-12-01
WELLS FARGO & CO SHAREHOLDER WFC HOLDINGS CORPORATION 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
TOWER PENSION SPECIALISTS INC SHAREHOLDER indirect 2000-03-01
SCI CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2000-03-01
SECURITIES CORPORATION OF IOWA SHAREHOLDER indirect 2000-03-01
PANGAEA ASSET MANAGEMENT, LLC MEMBER indirect 2000-06-01
FIRST SECURITY INVESTMENT MANAGEMENT INC INDIRECT PARENT indirect 2000-10-01
WELLS FARGO SECURITIES, LLC. SHAREHOLDER indirect 2000-10-01
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01
SUTTER ADVISORS LLC ULTIMATE PARENT OWNER indirect 2001-08-01
MARQUETTE FINANCIAL GROUP, INC. SHAREHOLDER direct 2002-02-01
NELSON CAPITAL MANAGEMENT INC SHAREHOLDER direct 2002-10-01
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-12-01
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2002-12-01
THE ROCK CREEK GROUP, LP SHAREHOLDER indirect 2002-12-01
STRUCTURED ASSET INVESTORS, LLC SHAREHOLDER direct 2004-05-01
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01
J. L. KAPLAN ASSOCIATES, LLC SHAREHOLDER indirect 2008-12-01
GALLATIN ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2008-12-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 2009-01-01
CALIBRE ADVISORY SERVICES, INC. PARENT OF WACHOVIA BANK, N.A. direct 2009-01-01
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 2009-01-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 2009-01-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2009-01-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2009-01-01
LOWRY HILL INVESTMENT ADVISORS INC DIRECT OWNER direct 1987-01-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-09-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2001-03-28
WELLS FARGO INVESTMENTS, LLC DIRECT OWNER indirect 2000-03-01 2001-03-30
WELLS FARGO VAN KASPER, LLC IN-DIRECT OWNER indirect 2000-10-01 2001-04-30
VAN KASPER ADVISERS SHAREHOLDER indirect 2001-01-01 2002-01-31
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2002-08-21
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2002-12-04
WELLS FARGO PRIVATE INVESTMENT ADVISORS,LLC SHAREHOLDER indirect 2002-10-01 2003-02-13
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2000-03-01 2003-03-28
SMITH ASSET MANAGEMENT GROUP LP LIMITED PARTNER direct 1997-10-01 2003-08-05
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-03-30
WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-09-01 2004-09-30
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 2002-07-01 2005-02-17
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2005-03-22
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
WELLS FARGO INVESTMENTS, LLC SHAREHOLDER indirect 2000-09-01 2006-08-28
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2009-08-06
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 2008-12-01 2009-08-07
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 2008-12-01 2009-08-31
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 2008-12-01 2009-11-30
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-01-08
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-01-11
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2010-03-08
WACHOVIA ALTERNATIVE STRATEGIES, INC. SHAREHOLDER indirect 2008-12-01 2010-04-05
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2009-01-01 2010-04-09
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2009-01-01 2010-06-22
H.D. VEST ADVISORY SERVICES, INC SOLE SHAREHOLDER indirect 2001-07-01 2011-03-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2011-10-05
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2012-03-26
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-09-01 2012-03-30
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01 2012-03-30
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-06-01 2015-05-20
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC OWNER indirect 2000-10-01 2015-05-20
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01 2015-10-13
WELLS CAPITAL MANAGEMENT INCORPORATED ULTIMATE PARENT COMPANY indirect 1996-04-01 2015-10-13
PEREGRINE CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2003-03-01 2016-03-17
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 2008-12-01 2016-10-31
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2016-11-01
GALLIARD CAPITAL MANAGEMENT INC PUBLIC BANK HOLDING COMPANY indirect 1929-12-01 2017-01-09
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01 2017-03-31
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-09-01 2017-03-31
WELLS FARGO INVESTMENT INSTITUTE, INC. SHAREHOLDER direct 2009-11-01 2017-04-17
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-09-01 2017-04-21
WELLS FARGO FUNDS MANAGEMENT, LLC SHAREHOLDER indirect 2002-12-01 2017-06-05
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC SHARE HOLDER indirect 2010-03-01 2017-07-03
GALLIARD CAPITAL MANAGEMENT INC SHAREHOLDER indirect 1998-09-01 2017-07-20
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2008-12-01 2017-07-24
WELLS FARGO ADVISORS, LLC SHARE HOLDER indirect 2010-03-01 2017-07-27
WFC HOLDINGS CORPORATION SHAREHOLDER IBID, INC. 09/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC SHAREHOLDER indirect 1998-11-01
ANALYTIC INVESTORS, LLC SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER indirect 1998-11-01
WELLS CAPITAL MANAGEMENT INCORPORATED SHAREHOLDER direct 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
TATTERSALL ADVISORY GROUP INC SHAREHOLDER indirect 1998-11-01
FIRST INTERNATIONAL ADVISORS, LLC SHAREHOLDER indirect 1998-11-01
GOLDEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1998-11-01
ECM ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-11-01
WELLS FARGO BANK N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A. direct 1998-11-01
WELLS FARGO BANK, N.A. SHAREHOLDER indirect 1998-09-01
WELLS FARGO BANK, N.A. DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A direct 1998-11-01

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