WEST CHESTER CAPITAL ADVISORS, INC

HTTP://WWW.WCCADVISORS.COM JOHNSTOWN, PA Investment Advisor How do I update this listing?

West Chester Capital Advisors is based out of Johnstown. West Chester Capital Advisors is a large advisory firm with 30 clients and discretionary assets under management (AUM) of $842,331,944 (Form ADV from 2018-05-01). Their last reported 13F filing for Q3 2019 included $73,514,000 in managed 13F securities and a top 10 holdings concentration of 65.6%. West Chester Capital Advisors's largest holding is ProShares Ultra S&P500 Fund with shares held of 143,279. Whalewisdom has at least 65 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $73.514 Million
  • Prior Market Value $76.628 Million
  • New Purchases5 stocks
  • Additional Purchases24 stocks
  • Sold out of11 stocks
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 65.60 %
  • Turnover % [1]:25.00%
  • Turnover Alt % [2]: 18.31 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:4.20 quarters
  • Time Held All:5.67 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.51%
Performance Last 4 Quarters: 14.36%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR/A (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
AMERISERV TRUST FINANCIAL SERVICES CO

View Last Form Adv Compilation Report on Record

WEST CHESTER CAPITAL ADVISORS INC
216 FRANKLIN STREET
JOHNSTOWN PA    15901-1911
Country: United States

Business Phone: 814-533-5338
Fax: 814-533-5128
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 30
Amount of client funds and securities by related persons: 839,077,000
Total Number of clients from related persons: 30
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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WEST CHESTER CAPITAL ADVISORS INC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
AMERISERV FINANCIAL BANK OWNER 03/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC OWNER direct 2007-03-01
ADAMS, JEROME, MICHAEL DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
DENNISON, ALLAN, RAYMOND DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
AMERISERV ASSOCIATES, INC. DIRECTOR direct 2004-05-01
FORD, CRAIG, GIFFORD DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
AMERISERV ASSOCIATES, INC. INTERIM CHAIRMAN direct 2002-12-01
AMERISERV ASSOCIATES, INC. CHAIRMAN & DIRECTOR direct 2002-12-01
WISE, ROBERT, LESTER DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
KRAWICK, STEVEN, MICHAEL DIRECTOR, CEO, PRESIDENT AND CHIEF INVESTMENT OFFICER 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR, CEO, PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2014-04-01
LUDY, ERIC, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2014-09-01
STOPKO, JEFFREY, ALBERT DIRECTOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBAN ASSOCIATES INC EVP, TREASURER & DIRECTOR direct 1997-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2015-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01 2007-03-12
HUERTH, JAMES, THEODORE PRESIDENT & CHIEF EXECUTIVE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2016-02-01

WEST CHESTER CAPITAL ADVISORS INC

ownership team - last updated 2018-06-08
Name Title Start Date Direct/Indirect % Ownership
AMERISERV FINANCIAL BANK OWNER 03/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC OWNER direct 2007-03-01
ADAMS, JEROME, MICHAEL DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
FORD, CRAIG, GIFFORD DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
AMERISERV ASSOCIATES, INC. INTERIM CHAIRMAN direct 2002-12-01
AMERISERV ASSOCIATES, INC. CHAIRMAN & DIRECTOR direct 2002-12-01
WISE, ROBERT, LESTER DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
KRAWICK, STEVEN, MICHAEL DIRECTOR, CEO, PRESIDENT AND CHIEF INVESTMENT OFFICER 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2012-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR, CEO, PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2014-04-01
DENNISON, ALLAN, RAYMOND DIRECTOR 03/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01
AMERISERV ASSOCIATES, INC. DIRECTOR direct 2004-05-01
LUDY, ERIC, SCOTT CHIEF COMPLIANCE OFFICER 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC CHIEF COMPLIANCE OFFICER direct 2014-09-01
STOPKO, JEFFREY, ALBERT DIRECTOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
UBAN ASSOCIATES INC EVP, TREASURER & DIRECTOR direct 1997-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2015-01-01
WEST CHESTER CAPITAL ADVISORS INC DIRECTOR direct 2007-03-01 2007-03-12
HUERTH, JAMES, THEODORE PRESIDENT & CHIEF EXECUTIVE OFFICER 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WEST CHESTER CAPITAL ADVISORS INC PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2016-02-01

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