WESTCHESTER CAPITAL MANAGEMENT, LLC

HTTP://WWW.WESTCHESTERCAPITALFUNDS.COM VALHALLA, NY Investment Advisor How do I update this listing?

Westchester Capital Management is based out of Valhalla. Westchester Capital Management is a large advisory firm with 6 clients and discretionary assets under management (AUM) of $4,008,137,205 (Form ADV from 2019-03-29). Their last reported 13F filing for Q4 2019 included $2,841,304,000 in managed 13F securities and a top 10 holdings concentration of 40.73%. Westchester Capital Management's largest holding is Allergan Plc with shares held of 1,117,009. Westchester Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 40 13F filings, and 23 13G filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $2.841 Billion
  • Prior Market Value $2.57 Billion
  • New Purchases65 stocks
  • Additional Purchases27 stocks
  • Sold out of43 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 40.73 %
  • Turnover % [1]:69.23%
  • Turnover Alt % [2]: 54.96 %
  • Time Held Top20:1.20 quarters
  • Time Held Top10:1.50 quarters
  • Time Held All:2.79 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 3.42%
Performance Last 4 Quarters: 6.53%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Managers

Subsidiaries/Managers included in latest 13F
Name
WESTCHESTER CAPITAL PARTNERS, LLC

View Last Form Adv Compilation Report on Record

WESTCHESTER CAPITAL MANAGEMENT, LLC
100 SUMMIT LAKE DRIVE
VALHALLA NY    10595-1339
Country: United States

Business Phone: 914-741-5600
Fax: 914-741-2950
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company,Related Advisor
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 18
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 6
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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WESTCHESTER CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
RUBIN, BRUCE, JAY CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER 07/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER direct 2010-03-01
LIGHTYEAR ALTERNATIVE ASSET MANAGEMENT CO., LLC. CAO direct 2002-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-07-01
WESTCHESTER CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-09-01
BEHREN, ROY, DOUGLAS ELECTED MANAGER, CO-PRESIDENT AND TREASURER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT, TREASURER AND MEMBER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER direct 2003-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER, CO-PRESIDENT AND TREASURER direct 2010-09-01
SHANNON, MICHAEL, THOMAS ELECTED MANAGER AND CO-PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT AND MEMBER direct 2002-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER AND CO-PRESIDENT direct 2010-09-01
RDBWCM HOLDINGS, LLC MEMBER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
MTSWCM HOLDINGS, LLC MEMBER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
LPC WESTCHESTER, LP MEMBER 12/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
BEHREN, ROY, DOUGLAS MANAGER RDBWCM HOLDINGS, LLC 09/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT, TREASURER AND MEMBER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER direct 2003-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER, CO-PRESIDENT AND TREASURER direct 2010-09-01
SHANNON, MICHAEL, THOMAS MANAGER MTSWCM HOLDINGS, LLC 09/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT AND MEMBER direct 2002-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER AND CO-PRESIDENT direct 2010-09-01
LPC WESTCHESTER GP, LLC GENERAL PARTNER LPC WESTCHESTER, LP 09/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

WESTCHESTER CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
RUBIN, BRUCE, JAY CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-03-01
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER direct 2010-03-01
LIGHTYEAR ALTERNATIVE ASSET MANAGEMENT CO., LLC. CAO direct 2002-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER direct 2010-07-01
WESTCHESTER CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-09-01
BEHREN, ROY, DOUGLAS ELECTED MANAGER, CO-PRESIDENT AND TREASURER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT, TREASURER AND MEMBER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER direct 2003-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER, CO-PRESIDENT AND TREASURER direct 2010-09-01
SHANNON, MICHAEL, THOMAS ELECTED MANAGER AND CO-PRESIDENT 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT AND MEMBER direct 2002-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER AND CO-PRESIDENT direct 2010-09-01
RDBWCM HOLDINGS, LLC MEMBER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
MTSWCM HOLDINGS, LLC MEMBER 12/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
LPC WESTCHESTER, LP MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC MEMBER direct 2010-12-01
BEHREN, ROY, DOUGLAS MANAGER RDBWCM HOLDINGS, LLC 09/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT, TREASURER AND MEMBER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
GREEN & SMITH INVESTMENT MANAGEMENT L.L.C. MEMBER direct 2003-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER, CO-PRESIDENT AND TREASURER direct 2010-09-01
SHANNON, MICHAEL, THOMAS MANAGER MTSWCM HOLDINGS, LLC 09/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL PARTNERS, LLC CO-MANAGER, CO-PRESIDENT AND MEMBER direct 2002-01-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER direct 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC MANAGER indirect 2010-09-01
WESTCHESTER CAPITAL MANAGEMENT, LLC ELECTED MANAGER AND CO-PRESIDENT direct 2010-09-01
LPC WESTCHESTER GP, LLC GENERAL PARTNER LPC WESTCHESTER, LP 09/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
WESTCHESTER CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2010-09-01

WhaleScore history for WESTCHESTER CAPITAL MANAGEMENT, LLC

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**EXPERIMENTAL** Current International Short Positions

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Holder Issuer Net Short Position Position Date Origin
Westchester Capital Management, LLC Flutter Entertainment plc 1.4% 2020-01-09 UK

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Westchester Capital Management, LLC Flutter Entertainment plc 1.34% 2019-12-30 UK
Westchester Capital Management, LLC Flutter Entertainment plc 1.21% 2019-12-13 UK
Westchester Capital Management, LLC Flutter Entertainment plc 1.12% 2019-10-24 UK
Westchester Capital Management, LLC Flutter Entertainment plc 0.91% 2019-10-23 UK
Westchester Capital Management, LLC Flutter Entertainment plc 0.88% 2019-10-22 UK
Westchester Capital Management, LLC Flutter Entertainment plc 0.61% 2019-10-18 UK
Westchester Capital Management, LLC Flutter Entertainment plc 0.55% 2019-10-16 UK
WESTCHESTER CAPITAL MANAGEMENT, LLC TECHNIP 0.9% 2016-10-07 FRANCE
WESTCHESTER CAPITAL MANAGEMENT, LLC TECHNIP 0.58% 2016-08-10 FRANCE

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