WESTERN WEALTH MANAGEMENT, LLC

https://www.westernwealthadvisors.com/ GOLDEN, CO Investment Advisor How do I update this listing?

Western Wealth Management is based out of Golden. Western Wealth Management is a large advisory firm with 4296 clients and discretionary assets under management (AUM) of $1,365,400,716 (Form ADV from 2020-03-12). Their last reported 13F filing for Q1 2020 included $435,989,000 in managed 13F securities and a top 10 holdings concentration of 28.21%. Western Wealth Management's largest holding is Invesco QQQ Trust Series 1 with shares held of 100,674. Whalewisdom has at least 6 13F filings

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03/31/2020

13F Activity

  • Market Value $435.989 Million
  • Prior Market Value $659.941 Million
  • New Purchases34 stocks
  • Additional Purchases183 stocks
  • Sold out of68 stocks
  • Reduced holdings in134 stocks
  • Top 10 Holdings % 28.21 %
  • Turnover % [1]:27.49%
  • Turnover Alt % [2]: 47.29 %
  • Time Held Top20:2.10 quarters
  • Time Held Top10:1.30 quarters
  • Time Held All:4.21 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 21.68%
Performance Last 4 Quarters: 3.5%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

WESTERN WEALTH MANAGEMENT LLC
440 INDIANA ST., SUITE 100
GOLDEN CO    80401
Country: United States

Business Phone: 3033932344
Fax: 303-393-2365
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 81
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 9,553,230
Total Number of Clients: 4296
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (4)
Data above was derived from SEC filings.

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WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2020-03-12
Name Title Start Date Direct/Indirect % Ownership

WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2019-12-09
Name Title Start Date Direct/Indirect % Ownership
COBERLY, JULIE, ANN CHEIF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-03-01
BUENNING, GERHARDT, EMMANUEL CHIEF COMPLIANCE OFFICER 11/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-04-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-05-01
DOUGLAS, DARLA, DUSTIN DIRECTOR OF ADVISORY COMPLIANCE 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SMITH, CARI, ANNE DIRECTOR OF COMPLIANCE 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC DIRECTOR OF COMPLIANCE direct 2019-06-01

WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2019-07-01
Name Title Start Date Direct/Indirect % Ownership
COBERLY, JULIE, ANN CHEIF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-03-01
BUENNING, GERHARDT, EMMANUEL CHIEF COMPLIANCE OFFICER 11/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-04-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-05-01
DOUGLAS, DARLA, DUSTIN DIRECTOR OF ADVISORY COMPLIANCE 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SMITH, CARI, ANNE DIRECTOR OF COMPLIANCE 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC DIRECTOR OF COMPLIANCE direct 2019-06-01

WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2019-03-11
Name Title Start Date Direct/Indirect % Ownership
COBERLY, JULIE, ANN CHEIF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-03-01
BUENNING, GERHARDT, EMMANUEL CHIEF COMPLIANCE OFFICER 11/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-04-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-05-01
DOUGLAS, DARLA, DUSTIN DIRECTOR OF ADVISORY COMPLIANCE 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01

WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2017-11-27
Name Title Start Date Direct/Indirect % Ownership
DOUGLAS, DARLA, DUSTIN CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
COBERLY, JULIE, ANN CHEIF FINANCIAL OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-03-01
BUENNING, GERHARDT, EMMANUEL MEMBER, PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-03-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-04-01
WESTERN WEALTH MANAGEMENT LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2013-05-01

WESTERN WEALTH MANAGEMENT LLC

ownership team - last updated 2016-06-01
Name Title Start Date Direct/Indirect % Ownership
DOUGLAS, DARLA, DUSTIN CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
KOBERT, CAIN, BENJAMIN PRESIDENT AND CHIEF EXECUTIVE OFFICER 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
MERIDIAN WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC MEMBER, PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-04-01
COBERLY, JULIE, ANN CHEIF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-04-01
WESTERN WEALTH MANAGEMENT LLC CHEIF FINANCIAL OFFICER direct 2016-03-01
BRETZ, HEATHER, A CHIEF OPERATIONS OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WESTERN WEALTH MANAGEMENT LLC CHIEF OPERATIONS OFFICER direct 2016-03-01
WESTERN WEALTH MANAGEMENT LLC CHIEF OPERATIONS OFFICER direct 2016-03-01

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