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WESTPARK CAPITAL, INC.

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LOS ANGELES CA Broker-Dealer Investment Advisor
Westpark Capital is based out of Los Angeles. Westpark Capital is a registered investment advisory firm with 200 clients (Form ADV from 2024-03-30).
Business Description
WPC manages its broker/dealer, insurance agency, and affiliated investment advisory activities. The principal executive officers may spend a majority of their time engaged in these other related business activities. WPC's IARs may be registered to sell securities in their capacity as registered representatives of the broker/dealer, and some are also licensed to sell insurance products. WPC does not allow its IARs to be affiliated with another registered investment advisor or to own an independent registered investment advisor (RIA). WPC requires IARs who are registered to be registered with WPC only. This requirement is intended to mitigate potential conflicts of interest and is believed to be in the best interests of clients.
Owners
  • RAPPAPORT, RICHARD ALYN - CHIEF EXECUTIVE OFFICER
  • STERN, JASON SCOTT - CHIEF OPERATING OFFICER
  • KRETSCHMER, WENDY LOUISE - FINOP
  • BARBEY, JESSICA - CHIEF COMPLIANCE OFFICER
  • WESTPARK CAPITAL GROUP LLC - SHAREHOLDER
  • Click on the Ownership/Private Fund Data tab for more details.
Other Contact Information
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Contact Info

Contact information is taken directly from publicly disclosed SEC filings.

WESTPARK CAPITAL, INC.
1800 CENTURY PARK EAST
LOS ANGELES CA    90067

Business Phone: 310-843-9300

Recent SEC Filings

Filing Date
X-17A-5 2024-04-26
FOCUSN 2022-03-01
X-17A-5 2022-03-01
FOCUSN/A 2021-04-22
X-17A-5/A 2021-04-22
X-17A-5 2021-03-03
FOCUSN 2021-03-03
X-17A-5 2020-04-27
X-17A-5 2019-03-01
X-17A-5 2018-03-01