WESTWOOD WEALTH MANAGEMENT

WWM offers ongoing portfolio management services tailored to each client's individual goals, objectives, time horizon, and risk tolerance. They create an Investment Policy Statement for each client, outlining their current situation and risk tolerance levels. Services include investment strategy, asset allocation, risk tolerance, personal investment policy, asset selection, and regular portfolio monitoring. WWM evaluates each client's current investments and requests discretionary authority to select securities and execute transactions without prior permission. WWM also provides information about their registration as a Futures Commission Merchant, Commodity Pool Operator, or Commodity Trading Advisor. They discuss the registration relationships material to their advisory business and possible conflicts of interest. They also explain how they select other advisors or managers and how they are compensated for those selections. Additionally, they outline their Code of Ethics, including their policies on recommendations involving material financial interests and personal trading.

WWM employs a variety of investment strategies, including long-term trading, short-term trading, short sales, margin transactions, and options trading. Options trading encompasses covered options, uncovered options, and spreading strategies. While WWM primarily recommends equities, they may also utilize other securities, such as mutual funds, fixed income securities, real estate funds (including REITs), hedge funds, insurance products including annuities, ETFs (including ETFs in the gold and precious metal sectors), treasury inflation protected/inflation linked bonds, commodities, non-U.S. securities, venture capital funds, and private placements, to diversify a portfolio when applicable.

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