W.G. SHAHEEN & ASSOCIATES DBA WHITNEY & COMPANY

HTTP://WWW.WHITNEYANDCOMPANY.COM WEBSTER, NY Investment Advisor How do I update this listing?

W.g. Shaheen & Associates DBA Whitney & Company is based out of Webster. W.g. Shaheen & Associates DBA Whitney & Company is a large advisory firm with 477 clients and discretionary assets under management (AUM) of $603,544,665 (Form ADV from 2020-03-09). Their last reported 13F filing for Q1 2020 included $405,398,000 in managed 13F securities and a top 10 holdings concentration of 39.71%. W.g. Shaheen & Associates DBA Whitney & Company's largest holding is iShares Short-Term Corporate Bond ETF-iShares Short-Term Corporate Bond ETF with shares held of 491,943. W.g. Shaheen & Associates DBA Whitney & Company has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 29 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $405.398 Million
  • Prior Market Value $502.097 Million
  • New Purchases3 stocks
  • Additional Purchases42 stocks
  • Sold out of11 stocks
  • Reduced holdings in45 stocks
  • Top 10 Holdings % 39.71 %
  • Turnover % [1]:14.14%
  • Turnover Alt % [2]: 12.16 %
  • Time Held Top20:8.75 quarters
  • Time Held Top10:7.40 quarters
  • Time Held All:16.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -7.24%
Performance Last 4 Quarters: -1.03%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

WHITNEY & COMPANY
311 ALEXANDER STREET SUITE 200
ROCHESTER NY    14604
Country: United States

Business Phone: 585-232-6200
Fax: 585-232-5698
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NY
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 180,934,000
Total Number of Clients: 477
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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W.G.SHAHEEN & ASSOCIATES,LTD.

ownership team - last updated 2020-03-09
Name Title Start Date Direct/Indirect % Ownership

W.G.SHAHEEN & ASSOCIATES,LTD.

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
SHAHEEN, WILLIAM, GERARD PRESIDENT/CEO 09/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
WHITNEY WG & CO INC. PRESIDENT direct 1999-12-01
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2001-09-01
WHITNEY WG & CO INC. PRESIDENT & CEO direct 1999-12-01 2001-10-11
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT & CEO direct 2001-09-01 2013-02-22
ARMSTRONG, ANDY, JOHN CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITY SECURITIES CORPORATION SRVP/CCO direct 2016-04-01
ROSS, SINCLAIRE & ASSOCIATES, INC. CHIEF COMPLIANCE OFFICER direct 2008-09-01
HOLISTIC FINANCIAL PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01

W.G.SHAHEEN & ASSOCIATES,LTD.

ownership team - last updated 2018-12-24
Name Title Start Date Direct/Indirect % Ownership
SHAHEEN, WILLIAM, GERARD PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER 09/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
WHITNEY WG & CO INC. PRESIDENT direct 1999-12-01
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2001-09-01
WHITNEY WG & CO INC. PRESIDENT & CEO direct 1999-12-01 2001-10-11
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT & CEO direct 2001-09-01 2013-02-22

W.G.SHAHEEN & ASSOCIATES,LTD.

ownership team - last updated 2017-07-21
Name Title Start Date Direct/Indirect % Ownership
SHAHEEN, WILLIAM, GERARD PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER 09/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
WHITNEY WG & CO INC. PRESIDENT direct 1999-12-01
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER direct 2001-09-01
WHITNEY WG & CO INC. PRESIDENT & CEO direct 1999-12-01 2001-10-11
W.G.SHAHEEN & ASSOCIATES,LTD. PRESIDENT & CEO direct 2001-09-01 2013-02-22

WhaleScore history for W.G. SHAHEEN & ASSOCIATES DBA WHITNEY & COMPANY

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