WINDSOR CAPITAL MANAGEMENT, LLC

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Windsor Capital Management is based out of Phoenix. Windsor Capital Management is a large advisory firm with 594 clients and discretionary assets under management (AUM) of $502,082,972 (Form ADV from 2019-04-22). Their last reported 13F filing for Q3 2019 included $224,005,000 in managed 13F securities and a top 10 holdings concentration of 41.25%. Windsor Capital Management's largest holding is iShares Core S&P 500 ETF with shares held of 57,861. Windsor Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 33 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $224.005 Million
  • Prior Market Value $217.524 Million
  • New Purchases8 stocks
  • Additional Purchases60 stocks
  • Sold out of6 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 41.25 %
  • Turnover % [1]:11.67%
  • Turnover Alt % [2]: 6.98 %
  • Time Held Top20:14.75 quarters
  • Time Held Top10:14.40 quarters
  • Time Held All:19.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.28%
Performance Last 4 Quarters: -4.61%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WINDSOR CAPITAL MANAGEMENT, LLC
20860 NORTH TATUM BLVD. SUITE 220
PHOENIX AZ    85050
Country: United States

Business Phone: 480-515-3514
Fax: 602-357-7457
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MN
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 594
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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WINDSOR CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-04-22
Name Title Start Date Direct/Indirect % Ownership
WHITEHURST FINANCIAL SERVICES, INC. OWNER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2001-01-01
WHITEHURST, DARREN, LANE CHIEF MANAGER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01
PEPPLER CAPITAL ADVISORS, INC OWNER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2009-09-01
WHITEHURST, DARREN, LANE PRESIDENT WHITEHURST FINANCIAL SERVICES, INC 02/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD PRESIDENT PEPPLER CAPITAL ADVISORS, INC. 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01

WINDSOR CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-02-27
Name Title Start Date Direct/Indirect % Ownership
WHITEHURST FINANCIAL SERVICES, INC. OWNER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2001-01-01
WHITEHURST, DARREN, LANE CHIEF MANAGER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01
PEPPLER CAPITAL ADVISORS, INC OWNER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2009-09-01
WHITEHURST, DARREN, LANE PRESIDENT WHITEHURST FINANCIAL SERVICES, INC 02/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD PRESIDENT PEPPLER CAPITAL ADVISORS, INC. 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01

WINDSOR CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-10-10
Name Title Start Date Direct/Indirect % Ownership
WHITEHURST FINANCIAL SERVICES, INC. OWNER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2001-01-01
WHITEHURST, DARREN, LANE CHIEF MANAGER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01
PEPPLER CAPITAL ADVISORS, INC OWNER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2009-09-01
WHITEHURST, DARREN, LANE PRESIDENT WHITEHURST FINANCIAL SERVICES, INC 02/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD PRESIDENT PEPPLER CAPITAL ADVISORS, INC. 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01

WINDSOR CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-05-01
Name Title Start Date Direct/Indirect % Ownership
WHITEHURST FINANCIAL SERVICES, INC. OWNER 01/01/2001 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2001-01-01
WHITEHURST, DARREN, LANE CHIEF MANAGER 01/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD CHIEF COMPLIANCE OFFICER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01
PEPPLER CAPITAL ADVISORS, INC OWNER 09/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC OWNER direct 2009-09-01
WHITEHURST, DARREN, LANE PRESIDENT WHITEHURST FINANCIAL SERVICES, INC 02/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 1999-02-01
WINDSOR FINANCIAL GROUP, LLC CHIEF MGR/CHIEF COMPLIANCE OFFICER direct 2000-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF MANAGER direct 2000-01-01
PEPPLER, DONALD, EDWARD PRESIDENT PEPPLER CAPITAL ADVISORS, INC. 01/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
WINDSOR CAPITAL MANAGEMENT, LLC PRESIDENT indirect 2008-01-01
WINDSOR CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-02-01

WhaleScore history for WINDSOR CAPITAL MANAGEMENT, LLC

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