WINDWARD CAPITAL MANAGEMENT COMPANY

LOS ANGELES, CA Investment Advisor How do I update this listing?

Windward Capital Management Company is based out of Los Angeles. Windward Capital Management Company is a registered investment advisory firm with discretionary assets under management (AUM) of $0 (Form ADV from 2013-07-23). Their last reported 13F filing for Q3 2019 included $836,312,000 in managed 13F securities and a top 10 holdings concentration of 41.78%. Windward Capital Management Company's largest holding is Apple Inc with shares held of 320,252. Windward Capital Management Company has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 64 13F filings

Subscription Required

Equal-WT
WhaleScore

?

68

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $836.312 Million
  • Prior Market Value $802.325 Million
  • New Purchases0 stocks
  • Additional Purchases42 stocks
  • Sold out of0 stocks
  • Reduced holdings in37 stocks
  • Top 10 Holdings % 41.78 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 1.38 %
  • Time Held Top20:21.15 quarters
  • Time Held Top10:15.40 quarters
  • Time Held All:22.42 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.48%
Performance Last 4 Quarters: -0.19%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR/A (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR/A (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR/A (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WINDWARD CAPITAL MANAGEMENT LLC

  

Business Phone: 201-327-4785
Fax:
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
NICHOLS, ROBERT, WAYNE CHAIRMAN 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01
THE WINDWARD CAPITAL GROUP DIRECT OWNER 09/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECT OWNER direct 1997-09-01
PENE, STEPHAN, ROBERT CHIEF COMPLIANCE OFFICER, CFO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHIEF COMPLIANCE OFFICER, CFO direct 2004-10-01
WELLS FARGO VAN KASPER, LLC CONTROLLER direct 1999-07-01 2001-04-30
NATIONAL PLANNING CORPORATION VICE PRESIDENT CONTROLLER direct 2001-11-01 2002-08-08
SII INVESTMENTS, INC. FINOP direct 2001-12-01 2003-01-28
IFC HOLDINGS, INC. VP/CONTROLLER/FINOP direct 2001-12-01 2003-01-30
INVESTMENT CENTERS OF AMERICA, INC. FINOP direct 2001-12-01 2003-02-05
NATIONAL PLANNING CORPORATION VP CONTROLLER/FINOP direct 2001-11-01 2003-04-08
WINDWARD CAPITAL MANAGEMENT CO CFO direct 2004-10-01 2004-10-15
WINDWARD CAPITAL MANAGEMENT CO CFO, CCO direct 2004-10-01 2006-01-05
BESSLER, DONALD, ROBERT CIO 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
WINDWARD CAPITAL MANAGEMENT CO CIO direct 2004-11-01
KILPO, KENNETH, GLEN DIRECTOR 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECTOR direct 2005-08-01
NICHOLS, ROBERT, WAYNE CHAIRMAN THE WINDWARD CAPITAL GROUP 09/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01

WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2017-04-27
Name Title Start Date Direct/Indirect % Ownership
NICHOLS, ROBERT, WAYNE CHAIRMAN 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01
THE WINDWARD CAPITAL GROUP DIRECT OWNER 09/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECT OWNER direct 1997-09-01
PENE, STEPHAN, ROBERT CHIEF COMPLIANCE OFFICER, CFO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHIEF COMPLIANCE OFFICER, CFO direct 2004-10-01
WELLS FARGO VAN KASPER, LLC CONTROLLER direct 1999-07-01 2001-04-30
NATIONAL PLANNING CORPORATION VICE PRESIDENT CONTROLLER direct 2001-11-01 2002-08-08
SII INVESTMENTS, INC. FINOP direct 2001-12-01 2003-01-28
IFC HOLDINGS, INC. VP/CONTROLLER/FINOP direct 2001-12-01 2003-01-30
INVESTMENT CENTERS OF AMERICA, INC. FINOP direct 2001-12-01 2003-02-05
NATIONAL PLANNING CORPORATION VP CONTROLLER/FINOP direct 2001-11-01 2003-04-08
WINDWARD CAPITAL MANAGEMENT CO CFO direct 2004-10-01 2004-10-15
WINDWARD CAPITAL MANAGEMENT CO CFO, CCO direct 2004-10-01 2006-01-05
BESSLER, DONALD, ROBERT CIO 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
WINDWARD CAPITAL MANAGEMENT CO CIO direct 2004-11-01
KILPO, KENNETH, GLEN DIRECTOR 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECTOR direct 2005-08-01
NICHOLS, ROBERT, WAYNE CHAIRMAN THE WINDWARD CAPITAL GROUP 09/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01

WhaleScore history for WINDWARD CAPITAL MANAGEMENT COMPANY

You must have a subscription to view WhaleScore histories

Elevate your investments