WINSLOW, EVANS & CROCKER, INC.

HTTP://WWW.WINSLOWEVANSCROCKER.COM BOSTON, MA Investment Advisor Broker-Dealer How do I update this listing?

Winslow, Evans & Crocker is based out of Boston. Winslow, Evans & Crocker is a large advisory firm with 1818 clients and discretionary assets under management (AUM) of $576,704,573 (Form ADV from 2019-10-01). Their last reported 13F filing for Q2 2020 included $374,578,000 in managed 13F securities and a top 10 holdings concentration of 27.07%. Winslow, Evans & Crocker's largest holding is Apple Inc with shares held of 55,799. Whalewisdom has at least 29 13F filings

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06/30/2020

13F Activity

  • Market Value $374.578 Million
  • Prior Market Value $303.66 Million
  • New Purchases84 stocks
  • Additional Purchases198 stocks
  • Sold out of49 stocks
  • Reduced holdings in497 stocks
  • Top 10 Holdings % 27.07 %
  • Turnover % [1]:11.49%
  • Turnover Alt % [2]: 7.62 %
  • Time Held Top20:13.95 quarters
  • Time Held Top10:11.60 quarters
  • Time Held All:16.40 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 21.95%
Performance Last 4 Quarters: 0.45%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

WINSLOW, EVANS & CROCKER, INC.
175 FEDERAL STREET 6TH FLOOR
BOSTON MA    02110
Country: United States

Business Phone: 617-896-3500
Fax: 617-227-5505
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MA
Number of employees: 56
Other Business Activities: broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities:
Total Number of Clients: 1818
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (1),11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.D (5),11.E (2),11.H (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2020-06-19
Name Title Start Date Direct/Indirect % Ownership
MALONEY, ROBERT BERNARD PRESIDENT 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. PRESIDENT & CHIEF EXECUTIVE OFFICER direct 1998-05-01
WINSLOW WEALTH MANAGEMENT LLC OWNER indirect 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGING MEMBER MANAGER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGER direct 2012-11-01
BERLINE, LEONID CHIEF COMPLIANCE OFFICER 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHIEF COMPLIANCE OFFICER direct 2006-05-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC COMPLIANCE ADVISOR direct 2015-02-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
VON KRAUSE-WESTMACOTT, RENATE PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. FINANCIAL & OPERATIONS PRINCIPAL direct 2008-01-01
CULLY, ROBERT MALACHY SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP direct 2011-01-01
NATIONAL HOLDINGS CORPORATION SOLE SHAREHOLDER 12/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
ASSET & FINANCIAL PLANNING, LTD PARENT / OWNER indirect 2013-11-01
VFINANCE ADVISORS, INC. OWNER indirect 2008-07-01
WORMAN, GLENN CHARLES DIRECTOR 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
MERRILL LYNCH INVESTMENT MANAGERS LP HEAD OF BUSINESS FINANCE direct 2004-03-01
FUND ASSET MANAGEMENT LP HEAD OF BUSINESS FINANCE direct 2004-03-01
NATIONAL ASSET MANAGEMENT, INC. DIRECTOR direct 2016-07-01
NATIONAL ASSET MANAGEMENT, INC. SECRETARY direct 2016-10-01
MULLEN, MICHAEL ANTHONY CHAIRMAN. CEO 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NATIONAL ASSET MANAGEMENT, INC. DIRECTOR direct 2017-01-01
DESENA, JOHN CHARLES DIRECTOR 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
NATIONAL ASSET MANAGEMENT, INC. SECRETARY direct 2017-12-01

WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2020-03-06
Name Title Start Date Direct/Indirect % Ownership

WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2019-08-14
Name Title Start Date Direct/Indirect % Ownership
MALONEY, ROBERT BERNARD PRESIDENT & CHIEF EXECUTIVE OFFICER 05/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. PRESIDENT & CHIEF EXECUTIVE OFFICER direct 1998-05-01
WINSLOW WEALTH MANAGEMENT LLC OWNER indirect 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGING MEMBER MANAGER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGER direct 2012-11-01
MALONEY, TINA BLAKELEY CHAIRMAN 12/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN & CHIEF FINANCIAL OFFICER direct 1999-12-01
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN direct 1999-12-01
MCNEVIN, ALFRED CUTLER BARNES III SENIOR VICE PRESIDENT 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT direct 2002-02-01
SBANO, VINCENT JOSEPH SENIOR VICE PRESIDENT, RESIDENT MANAGER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT, RESIDENT MANAGER direct 2004-04-01
BERLINE, LEONID CHIEF COMPLIANCE OFFICER 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHIEF COMPLIANCE OFFICER direct 2006-05-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC COMPLIANCE ADVISOR direct 2015-02-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
VON KRAUSE-WESTMACOTT, RENATE FINANCIAL & OPERATIONS PRINCIPAL 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. FINANCIAL & OPERATIONS PRINCIPAL direct 2008-01-01
JULIAN, RAYMOND CHARLES SENIOR VICE PRESIDENT. SHAREHOLDER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. SHAREHOLDER direct 2008-02-01
COMPASS CAPITAL CORPORATION VICE PRESIDENT direct 1991-05-01 2006-10-16
COMPASS CAPITAL CORPORATION SHAREHOLDER direct 1991-05-01 2007-01-18
STRIMAITIS, DAVID SCOTT SENIOR VICE PRESIDENT. FIXED INCOME SALES 10/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. FIXED INCOME SALES direct 2009-10-01
CULLY, ROBERT MALACHY SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP direct 2011-01-01

WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
MALONEY, ROBERT BERNARD PRESIDENT & CHIEF EXECUTIVE OFFICER 05/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. PRESIDENT & CHIEF EXECUTIVE OFFICER direct 1998-05-01
WINSLOW WEALTH MANAGEMENT LLC OWNER indirect 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGING MEMBER MANAGER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGER direct 2012-11-01
MALONEY, TINA BLAKELEY CHAIRMAN 12/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN & CHIEF FINANCIAL OFFICER direct 1999-12-01
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN direct 1999-12-01
MCNEVIN, ALFRED CUTLER BARNES III SENIOR VICE PRESIDENT 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT direct 2002-02-01
SBANO, VINCENT JOSEPH SENIOR VICE PRESIDENT, RESIDENT MANAGER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT, RESIDENT MANAGER direct 2004-04-01
BERLINE, LEONID CHIEF COMPLIANCE OFFICER 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHIEF COMPLIANCE OFFICER direct 2006-05-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC COMPLIANCE ADVISOR direct 2015-02-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
VON KRAUSE-WESTMACOTT, RENATE FINANCIAL & OPERATIONS PRINCIPAL 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. FINANCIAL & OPERATIONS PRINCIPAL direct 2008-01-01
JULIAN, RAYMOND CHARLES SENIOR VICE PRESIDENT. SHAREHOLDER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. SHAREHOLDER direct 2008-02-01
COMPASS CAPITAL CORPORATION VICE PRESIDENT direct 1991-05-01 2006-10-16
COMPASS CAPITAL CORPORATION SHAREHOLDER direct 1991-05-01 2007-01-18
STRIMAITIS, DAVID SCOTT SENIOR VICE PRESIDENT. FIXED INCOME SALES 10/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. FIXED INCOME SALES direct 2009-10-01
CULLY, ROBERT MALACHY SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP direct 2011-01-01

WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MALONEY, ROBERT BERNARD PRESIDENT & CHIEF EXECUTIVE OFFICER 05/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. PRESIDENT & CHIEF EXECUTIVE OFFICER direct 1998-05-01
WINSLOW WEALTH MANAGEMENT LLC OWNER indirect 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGING MEMBER MANAGER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGER direct 2012-11-01
MALONEY, TINA BLAKELEY CHAIRMAN 12/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN & CHIEF FINANCIAL OFFICER direct 1999-12-01
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN direct 1999-12-01
MCNEVIN, ALFRED CUTLER BARNES III SENIOR VICE PRESIDENT 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT direct 2002-02-01
SBANO, VINCENT JOSEPH SENIOR VICE PRESIDENT, RESIDENT MANAGER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT, RESIDENT MANAGER direct 2004-04-01
BERLINE, LEONID CHIEF COMPLIANCE OFFICER 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHIEF COMPLIANCE OFFICER direct 2006-05-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC COMPLIANCE ADVISOR direct 2015-02-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
VON KRAUSE-WESTMACOTT, RENATE FINANCIAL & OPERATIONS PRINCIPAL 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. FINANCIAL & OPERATIONS PRINCIPAL direct 2008-01-01
JULIAN, RAYMOND CHARLES SENIOR VICE PRESIDENT. SHAREHOLDER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. SHAREHOLDER direct 2008-02-01
COMPASS CAPITAL CORPORATION VICE PRESIDENT direct 1991-05-01 2006-10-16
COMPASS CAPITAL CORPORATION SHAREHOLDER direct 1991-05-01 2007-01-18
STRIMAITIS, DAVID SCOTT SENIOR VICE PRESIDENT. FIXED INCOME SALES 10/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. FIXED INCOME SALES direct 2009-10-01
CULLY, ROBERT MALACHY SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP direct 2011-01-01

WINSLOW, EVANS & CROCKER, INC.

ownership team - last updated 2017-08-10
Name Title Start Date Direct/Indirect % Ownership
CULLY, ROBERT MALACHY SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP direct 2011-01-01
STRIMAITIS, DAVID SCOTT SENIOR VICE PRESIDENT. FIXED INCOME SALES 10/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. FIXED INCOME SALES direct 2009-10-01
JULIAN, RAYMOND CHARLES SENIOR VICE PRESIDENT. SHAREHOLDER 02/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT. SHAREHOLDER direct 2008-02-01
COMPASS CAPITAL CORPORATION VICE PRESIDENT direct 1991-05-01 2006-10-16
COMPASS CAPITAL CORPORATION SHAREHOLDER direct 1991-05-01 2007-01-18
VON KRAUSE-WESTMACOTT, RENATE FINANCIAL & OPERATIONS PRINCIPAL 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. FINANCIAL & OPERATIONS PRINCIPAL direct 2008-01-01
BERLINE, LEONID CHIEF COMPLIANCE OFFICER 05/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHIEF COMPLIANCE OFFICER direct 2006-05-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC COMPLIANCE ADVISOR direct 2015-02-01
WINSLOW WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
SBANO, VINCENT JOSEPH SENIOR VICE PRESIDENT, RESIDENT MANAGER 04/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT, RESIDENT MANAGER direct 2004-04-01
MCNEVIN, ALFRED CUTLER BARNES III SENIOR VICE PRESIDENT 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. SENIOR VICE PRESIDENT direct 2002-02-01
MALONEY, TINA BLAKELEY CHAIRMAN 12/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN & CHIEF FINANCIAL OFFICER direct 1999-12-01
WINSLOW, EVANS & CROCKER, INC. CHAIRMAN direct 1999-12-01
MALONEY, ROBERT BERNARD PRESIDENT & CHIEF EXECUTIVE OFFICER 05/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINSLOW, EVANS & CROCKER, INC. PRESIDENT & CHIEF EXECUTIVE OFFICER direct 1998-05-01
WINSLOW WEALTH MANAGEMENT LLC OWNER indirect 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGING MEMBER MANAGER direct 2012-11-01
WINSLOW WEALTH MANAGEMENT LLC MANAGER direct 2012-11-01

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