WINTHROP ADVISORY GROUP LLC

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Winthrop Advisory Group is based out of Boston. Winthrop Advisory Group is a large advisory firm with 647 clients and discretionary assets under management (AUM) of $1,058,951,991 (Form ADV from 2019-08-01). Their last reported 13F filing for Q3 2019 included $252,710,000 in managed 13F securities and a top 10 holdings concentration of 72.29%. Winthrop Advisory Group's largest holding is iShares Liquidity Income ETF with shares held of 713,372. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $252.71 Million
  • Prior Market Value $238.947 Million
  • New Purchases10 stocks
  • Additional Purchases52 stocks
  • Sold out of1 stock
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 72.29 %
  • Turnover % [1]:11.46%
  • Turnover Alt % [2]: 6.05 %
  • Time Held Top20:5.10 quarters
  • Time Held Top10:6.10 quarters
  • Time Held All:5.55 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.92%
Performance Last 4 Quarters: -1.63%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WINTHROP WEALTH MANAGEMENT
109 STATE STREET 2ND FLOOR
BOSTON MA    02109
Country: United States

Business Phone: 617-530-1010
Fax: 857-265-2382
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 647
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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WINTHROP ADVISORY GROUP, LLC

ownership team - last updated 2019-06-25
Name Title Start Date Direct/Indirect % Ownership
ST. ONGE, PPC, RICHARD, CHARLES CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
WINTHROP, MARK, STEVEN MANAGING MEMBER 04/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
WINTHROP, AIF, EARL, BRYAN MANAGING MEMBER 04/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
WINTHROP, LUCAS, ALEXANDER CHIEF OPERATING OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF OPERATING OFFICER direct 2017-04-01
WINTHROP, MAX, GUSTAV CHIEF EXECUTIVE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF EXECUTIVE OFFICER direct 2017-04-01
BANCHICK, MICHAEL, G. CHIEF TECHNOLOGY OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF TECHNOLOGY OFFICER direct 2017-01-01

WINTHROP ADVISORY GROUP, LLC

ownership team - last updated 2019-03-01
Name Title Start Date Direct/Indirect % Ownership
ST. ONGE, PPC, RICHARD, CHARLES CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
WINTHROP, MARK, STEVEN MANAGING MEMBER 04/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
WINTHROP, AIF, EARL, BRYAN MANAGING MEMBER 04/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
WINTHROP, LUCAS, ALEXANDER CHIEF OPERATING OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF OPERATING OFFICER direct 2017-04-01
WINTHROP, MAX, GUSTAV CHIEF EXECUTIVE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF EXECUTIVE OFFICER direct 2017-04-01
BANCHICK, MICHAEL, G. CHIEF TECHNOLOGY OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF TECHNOLOGY OFFICER direct 2017-01-01

WINTHROP ADVISORY GROUP, LLC

ownership team - last updated 2017-08-22
Name Title Start Date Direct/Indirect % Ownership
WINTHROP, AIF, EARL, BRYAN MANAGING MEMBER 04/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
WINTHROP, MARK, STEVEN MANAGING MEMBER 04/01/2017 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC MANAGING MEMBER direct 2017-04-01
ST. ONGE, PPC, RICHARD, CHARLES CHIEF COMPLIANCE OFFICER 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINTHROP ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01

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