WOLFF FINANCIAL MANAGEMENT LLC

HTTP://WFMINVEST.COM/ KALAMAZOO, MI Investment Advisor How do I update this listing?

Wolff Financial Management is based out of Kalamazoo. Wolff Financial Management is a large advisory firm with 238 clients and discretionary assets under management (AUM) of $235,273,804 (Form ADV from 2018-04-26). Their last reported 13F filing for Q4 2018 included $102,788,000 in managed 13F securities and a top 10 holdings concentration of 56.83%. Wolff Financial Management's largest holding is SPDR S&P Dividend ETF with shares held of 130,403. Whalewisdom has at least 1 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.72%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WOLFF FINANCIAL MANAGEMENT LLC
5725 VENTURE PARK DRIVE
KALAMAZOO MI    49009
Country: United States

Business Phone: 269-372-3100
Fax: 269-372-3190
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 5
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 155,309,000
Total Number of Clients: 238
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

WOLFF FINANCIAL MANAGEMENT LLC

ownership team - last updated 2018-04-26
Name Title Start Date Direct/Indirect % Ownership
WOLFF, MATTHEW, ROLLAND MANAGING MEMBER 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC PRINCIPAL direct 2016-04-01
WOLFF FINANCIAL MANAGEMENT LLC MANAGING MEMBER direct 2016-04-01
ARNSMAN, LAURIE, MARIE CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01

Elevate your investments