WOLFF FINANCIAL MANAGEMENT LLC

HTTP://WFMINVEST.COM/ KALAMAZOO, MI Investment Advisor How do I update this listing?

Wolff Financial Management is based out of Kalamazoo. Wolff Financial Management is a large advisory firm with 265 clients and discretionary assets under management (AUM) of $248,081,902 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $120,503,000 in managed 13F securities and a top 10 holdings concentration of 57.0%. Wolff Financial Management's largest holding is SPDR S&P Dividend ETF with shares held of 136,939. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $120.503 Million
  • Prior Market Value $102.788 Million
  • New Purchases3 stocks
  • Additional Purchases41 stocks
  • Sold out of1 stock
  • Reduced holdings in8 stocks
  • Top 10 Holdings % 57.00 %
  • Turnover % [1]:5.06%
  • Turnover Alt % [2]: 6.76 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.96 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.95%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WOLFF FINANCIAL MANAGEMENT LLC
5938 VENTURE PARK DRIVE
KALAMAZOO MI    49009
Country: United States

Business Phone: 269-372-3100
Fax: 269-372-3190
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 5
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 188,508,000
Total Number of Clients: 265
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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WOLFF FINANCIAL MANAGEMENT LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
WOLFF, MATTHEW, ROLLAND MANAGING MEMBER 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC PRINCIPAL direct 2016-04-01
WOLFF FINANCIAL MANAGEMENT LLC MANAGING MEMBER direct 2016-04-01
ARNSMAN, LAURIE, MARIE CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01

WOLFF FINANCIAL MANAGEMENT LLC

ownership team - last updated 2018-04-26
Name Title Start Date Direct/Indirect % Ownership
WOLFF, MATTHEW, ROLLAND MANAGING MEMBER 04/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC PRINCIPAL direct 2016-04-01
WOLFF FINANCIAL MANAGEMENT LLC MANAGING MEMBER direct 2016-04-01
ARNSMAN, LAURIE, MARIE CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
WOOSTER FINANCIAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01

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