DARLING, WILLIAM, HENRY
CHAIRMAN, PRESIDENT
03/01/2003
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
CHAIRMAN, PRESIDENT
direct
2003-03-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2003-10-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDER.
direct
1992-07-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2012-06-29
WOODSTOCK CORPORATION
PRESIDENT, DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
PHIPPEN, HENRY, PAINE
SECRETARY
06/01/1987
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-05-01
WOODSTOCK CORPORATION
SECRETARY
direct
1987-06-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDERS.
direct
1987-06-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2003-04-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2004-06-30
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN
direct
1987-06-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN ET AL
direct
1987-06-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
GILLESPIE, MARIE, ELENA
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER
05/01/2003
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
SENIOR VICE PRESIDENT
direct
2003-05-01
WOODSTOCK CORPORATION
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER
direct
2003-05-01
WOODSTOCK CORPORATION
SENIOR VICE PRESIDENT, CCO, TREASURER
direct
2003-05-01
BENJAMIN, EDWARD, ALAN
DIRECTOR
10/01/2003
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
DIRECTOR
direct
2003-10-01
DAVIES, ADRIAN, GREGORY
CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER
03/01/2013
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER
direct
2013-03-01
SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
STOCKHOLDER
12/01/2016
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
STOCKHOLDER
direct
2016-12-01
WOODSTOCK CORPORATION
STOCKHOLDER
direct
2017-01-01
DARLING, WILLIAM, HENRY
TRUSTEE THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST
01/01/1992
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
CHAIRMAN, PRESIDENT
direct
2003-03-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2003-10-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDER.
direct
1992-07-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2012-06-29
WOODSTOCK CORPORATION
PRESIDENT, DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
PHIPPEN, HENRY, PAINE
TRUSTEE THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST
01/01/1992
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-05-01
WOODSTOCK CORPORATION
SECRETARY
direct
1987-06-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDERS.
direct
1987-06-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2003-04-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2004-06-30
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN
direct
1987-06-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN ET AL
direct
1987-06-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
DARLING, NELSON, J
TRUSTEE THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST
01/01/1992
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
TRUSTEE OF STOCKHOLDER.
direct
1987-06-01
2001-10-15
WOODSTOCK CORPORATION
TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO RUTH L. DARLING ET AL.
direct
1987-06-01
2002-12-18
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
2017-01-10
DARLING, WILLIAM, HENRY
TRUSTEE THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST
10/01/2003
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
CHAIRMAN, PRESIDENT
direct
2003-03-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2003-10-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDER.
direct
1992-07-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2012-06-29
WOODSTOCK CORPORATION
PRESIDENT, DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
DARLING, THOMAS, WARD
TRUSTEE THE RUTHLACROIX DARLING APPOINTIVE PROPERTY TRUST
10/01/2001
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2001-10-01
PRUETT, SARAH, DARLING
TRUSTEE THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST
11/01/2009
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2009-11-01
PHIPPEN, HENRY, PAINE
TRUSTEE THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST
05/01/1985
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-05-01
WOODSTOCK CORPORATION
SECRETARY
direct
1987-06-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDERS.
direct
1987-06-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2003-04-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2004-06-30
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN
direct
1987-06-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN ET AL
direct
1987-06-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
PHIPPEN, WILLIAM, LACROIX
TRUSTEE THE SUZANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST
06/01/2010
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2010-06-01
THE RUTH LACROIX DARLING 1992 APPOINTIVE PROPERTY TRUST
MEMBER SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
12/01/2016
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
MEMBER
indirect
2016-12-01
WOODSTOCK CORPORATION
MEMBER
indirect
2017-01-01
THE SUSANNE LACROIX PHIPPEN 1985 APPOINTIVE PROPERTY TRUST
MEMBER SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
12/01/2016
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
MEMBER
indirect
2016-12-01
WOODSTOCK CORPORATION
MEMBER
indirect
2017-01-01
DARLING, WILLIAM, HENRY
ELECTED MANAGER SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
12/01/2016
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
CHAIRMAN, PRESIDENT
direct
2003-03-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
2003-10-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDER.
direct
1992-07-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2012-06-29
WOODSTOCK CORPORATION
PRESIDENT, DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
1992-07-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
PHIPPEN, HENRY, PAINE
ELECTED MANAGER SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
12/01/2016
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-05-01
WOODSTOCK CORPORATION
SECRETARY
direct
1987-06-01
WOODSTOCK CORPORATION
TRUSTEE
indirect
1992-01-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF STOCKHOLDERS.
direct
1987-06-01
2001-10-15
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2003-04-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN,& E.L. DABNEY ET AL.
direct
1987-06-01
2004-06-30
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN
direct
1987-06-01
2006-03-13
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN ET AL
direct
1987-06-01
2016-06-30
WOODSTOCK CORPORATION
TRUSTEE
indirect
1985-01-01
2017-01-10
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01
2017-01-10
SIMPSON, PAUL, DUNLEIGH
ELECTED MANAGER SAGAMORE OPERATIONS & MANAGEMENT COMPANY LLC
12/01/2016
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
WOODSTOCK CORPORATION
PRESIDENT
direct
2003-03-01
WOODSTOCK CORPORATION
PRESIDENT,DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
2003-03-01
WOODSTOCK CORPORATION
DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.
direct
2003-03-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2016-12-01
WOODSTOCK CORPORATION
ELECTED MANAGER
indirect
2017-01-01