Equal-WT
WhaleScore 2.0
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Wynnefield Capital is based out of New York. Wynnefield Capital is a hedge fund with 4 clients and discretionary assets under management (AUM) of $275,813,543 (Form ADV from 2024-03-26). Their last reported 13F filing for Q4 2024 included $219,431,795 in managed 13F securities
and a top 10 holdings concentration of 98.08%. Wynnefield Capital's largest holding is Agnico Eagle Mines Ltd with shares held of 490,000. Whalewisdom has at least 137 13F filings, 1 13D filings, and 18 Form 4 filings
Business Description
Wynnefield Capital, Inc. is an investment advisor registered with the SEC. Their investment portfolios may be concentrated in a few sectors or issuers due to factors like size and investment strategy. This lack of broad diversification could lead to significant losses in certain industries or issuers, potentially impacting the Funds' performance and capital.
Wynnefield has a Code of Ethics designed to prevent conflicts of interest and ensure that employees prioritize client interests. The Code aims to prevent inappropriate advantage-taking and insider trading by protecting material non-public information.
Investment Strategy
The investment strategy primarily focuses on achieving capital appreciation through a "value" based approach, primarily targeting small and micro capitalization stocks. This strategy emphasizes preservation of capital while also incorporating both long and short positions. The Funds are not structured to be market neutral and generally maintain a long bias.
Wynnefield specializes in identifying under-followed, misunderstood, and undervalued companies that meet specific criteria, including minimal balance sheet risk and potential for company-specific or industry change. To mitigate risk, Wynnefield selectively hedges its portfolio and individual investment positions through the purchase or sale of futures indexes, ETFs, and options on ETFs, and occasionally shorts individual stocks.
Owners
- OBUS, NELSON, JAY - PRESIDENT
- LANDES, JOSHUA, HAIM - EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER
- LIU, W. ALEX - CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER Click on the Ownership/Private Fund Data tab for more details.
Known Email Addresses
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Other Contact Information
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2024-12-31
Top Buys (13F)
| Name | % Change |
|---|
2024-12-31
Top Sells (13F)
| Name | % Change |
|---|---|
| CDRE Cadre Holdings Inc | 4.17% |
| GLDD Great Lakes Dredge & | 0.42% |
2024-12-31
13F Holdings Summary
| Name | $ Change |
|---|---|
| AEM Agnico Eagle Mines L | 17.46% |
| CDRE Cadre Holdings Inc | 17.2% |
| NATR Natures Sunshine Pro | 16.53% |
| LFCR Lifecore Biomedical | 15.93% |
| DLHC DLH Holdings Corp | 13.47% |
2024-12-31
13F Activity
| Market Value | $219m, Prior: $225m |
| Inflows (Outflows) as % of Total MV | (-2.5803)% |
| New Purchases | 0 stocks |
| Added To | 1 stocks |
| Sold out of | 1 stocks |
| Reduced holdings in | 2 stocks |
| Top 10 Holdings % | 98.08% |
| Turnover %[1] | 5.88% |
| Turnover Alt %[2] | -14.66% |
| Time Held Top 20 | 20.0625 quarters |
| Time Held Top 10 | 20.6 quarters |
| Time Held All | 22.75 quarters |
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
2024-12-31
13F Sector Allocation Over Time
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2024-12-31
Analysis
Top 20 equal-weighted holdings. Performance numbers calculated through 2024-12-31