YAUPON CAPITAL MANAGEMENT LP

https://www.linkedin.com/company/yaupon-capital-management/ NEW YORK, NY Investment Advisor How do I update this listing?

Yaupon Capital Management is based out of New York. Yaupon Capital Management is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $294,289,000 (Form ADV from 2019-04-16). Their last reported 13F filing for Q2 2019 included $346,333,000 in managed 13F securities and a top 10 holdings concentration of 56.6%. Yaupon Capital Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 250,000. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $346.333 Million
  • Prior Market Value $196.373 Million
  • New Purchases22 stocks
  • Additional Purchases12 stocks
  • Sold out of15 stocks
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 56.60 %
  • Turnover % [1]:88.10%
  • Turnover Alt % [2]: 64.28 %
  • Time Held Top20:0.80 quarters
  • Time Held Top10:0.50 quarters
  • Time Held All:0.93 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -22.56%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

YAUPON CAPITAL MANAGEMENT LP
Classified as Hedge Fund
104 W 40TH, FL 20
NEW YORK NY    10018
Country: United States

Business Phone: 6467553825
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 7
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 294,289,000
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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YAUPON CAPITAL MANAGEMENT LP

ownership team - last updated 2019-04-16
Name Title Start Date Direct/Indirect % Ownership
PATTYN, STEVEN, JAMES FOUNDER, CHIEF INVESTMENT OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP FOUNDER, CHIEF INVESTMENT OFFICER direct 2018-08-01
BURKLEY, ROBERT, BENJAMIN CHIEF OPERATING OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 2018-08-01
FLAHERTY, LISA, MARY CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2018-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YAUPON MASTER FUND LP Cayman Islands 805-2818915766 Hedge Fund 294,289,000 1,000,000 Master Fund

YAUPON CAPITAL MANAGEMENT LP

ownership team - last updated 2019-01-29
Name Title Start Date Direct/Indirect % Ownership
PATTYN, STEVEN, JAMES FOUNDER, CHIEF INVESTMENT OFFICER 08/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP FOUNDER, CHIEF INVESTMENT OFFICER direct 2018-08-01
BURKLEY, ROBERT, BENJAMIN CHIEF OPERATING OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 2018-08-01
FLAHERTY, LISA, MARY CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YAUPON CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2018-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YAUPON MASTER FUND LP Cayman Islands 805-2818915766 Hedge Fund 242,853,300 1,000,000 Master Fund

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