YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

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York Capital Management Global Advisors is based out of New York. York Capital Management Global Advisors is a hedge fund with 29 clients and discretionary assets under management (AUM) of $6,334,757,000 (Form ADV from 2022-07-05). Their last reported 13F filing for Q2 2022 included $307,622,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. York Capital Management Global Advisors's largest holding is NextDecade Corp with shares held of 57,319,619. York Capital Management Global Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 50 13F filings, 24 13D filings, 43 13G filings, and 8 Form 4 filings

06/30/2022

Top Sells (13F)

  • Name% Change

06/30/2022

13F Activity

  • Market Value $307.622 Million
  • Prior Market Value $343.351 Million
  • New Purchases3 stocks
  • Additional Purchases2 stocks
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:37.50%
  • Turnover Alt % [2]: %
  • Time Held Top20:3.75 quarters
  • Time Held Top10:3.25 quarters
  • Time Held All:4.13 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 0.76%
Performance Last 4 Quarters: -8.46%
Performance Metrics
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Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

YORK CAPITAL MANAGEMENT
Classified as Hedge Fund
1330 AVENUE OF THE AMERICAS, 20TH FLOOR
NEW YORK NY    10019
Country: United States
Business Phone: 212-300-1300
Fax: 212-300-1301
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 64
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 6,334,760,000
Total Number of Clients: 29
Amount of client funds and securities by related persons: 6,334,760,000
Total Number of clients from related persons: 29
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

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YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2022-03-28
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD NON-EXECUTIVE CHAIRMAN 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
SCHWARTZ, DANIEL, ALEXANDER FORMER PARTNER 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
VRATTOS, WILLIAM, CHARLES MANAGING PARTNER & CHIEF INVESTMENT OFFICER 06/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
FOSINA, JOHN, JOSEPH CO-CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN FORMER PARTNER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
TRAFICANTE, BRIAN, STEVEN CO-CHIEF OPERATING OFFICER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 1,381,616 10,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 120,060,727 100,000
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 91,768,895 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 80,221,884 10,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 1,893,762 5,000,000 Fund of Funds
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 60,160,076 0 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 121,851,270 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 209,077,368 5,000,000
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 136,958,802 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 266,367,454 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 26,262,368 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 500,000,000 100,000
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 89,557,486 5,000,000
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 990,941,447 0
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 4,680,898 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 64,806,356 5,000,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 145,144,996 10,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 25,296,404 10,000,000 Master Fund
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 103,160,315 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 645,523 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 480,601,913 5,000,000 Master Fund
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 55,242,713 10,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 24,105,993 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 9,820,124 5,000,000 Master Fund Fund of Funds
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 1,179,025 0
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 4,130,671 100,000 Master Fund
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 5,728,170 100,000 Master Fund

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2021-12-03
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD CHAIRMAN & CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
SCHWARTZ, DANIEL, ALEXANDER FORMER PARTNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
VRATTOS, WILLIAM, CHARLES CHIEF INVESTMENT OFFICER 06/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
FOSINA, JOHN, JOSEPH CO-CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN FORMER PARTNER 01/01/2021 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
TRAFICANTE, BRIAN, STEVEN CO-CHIEF OPERATING OFFICER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 179,917,480 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 46,302,897 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 500,000,000 100,000
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 256,918,800 5,000,000
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 1,160,173,000 0
ZADE CAPITAL PARTNERS, L.P. Cayman Islands 805-6299952885 Hedge Fund 77,196,999 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 11,695,810 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 43,679,980 5,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 44,480,750 5,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 269,579,026 100,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 200,191,967 10,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 32,964,780 10,000,000 Master Fund
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 309,451,417 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 1,183,335 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 154,687,884 10,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 59,687,980 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 105,532,389 5,000,000 Master Fund Fund of Funds
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 71,421,000 0
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,308,320,000 25,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 104,563,588 25,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 231,278,571 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 175,537,926 10,000,000 Master Fund
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 804,213,298 25,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,209,902 5,000,000 Fund of Funds
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 47,737,364 0 Master Fund
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 19,935,565 10,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 299,075,092 100,000
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 353,117,350 5,000,000 Master Fund
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 263,741,114 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 541,106,200 5,000,000
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 136,958,805 5,000,000 Master Fund

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2021-07-15
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD CHAIRMAN & CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
SCHWARTZ, DANIEL, ALEXANDER FORMER PARTNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
VRATTOS, WILLIAM, CHARLES CHIEF INVESTMENT OFFICER 06/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
FOSINA, JOHN, JOSEPH CO-CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN FORMER PARTNER 01/01/2021 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
YAMAGUCHI, MASAHIKO PORTFOLIO MANAGER, PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
TRAFICANTE, BRIAN, STEVEN CO-CHIEF OPERATING OFFICER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 104,563,588 25,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 231,278,571 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 175,537,926 10,000,000 Master Fund
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 804,213,298 25,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,209,902 5,000,000 Fund of Funds
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 47,737,364 0 Master Fund
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 19,935,565 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 299,075,092 100,000
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 353,117,350 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 1,364,144,900 2,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 256,918,800 5,000,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 263,741,114 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 541,106,200 5,000,000
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 136,958,805 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 1,160,173,000 0
ZADE CAPITAL PARTNERS, L.P. Cayman Islands 805-6299952885 Hedge Fund 77,196,999 1,000,000 Master Fund
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 977,390,508 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 11,695,810 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 43,679,980 5,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 44,480,750 5,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 269,579,026 100,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 200,191,967 10,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 32,964,780 10,000,000 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 309,451,417 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 1,183,335 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 179,917,480 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 46,302,897 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 500,000,000 100,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 154,687,884 10,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 59,687,980 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 105,532,389 5,000,000 Master Fund Fund of Funds
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 71,421,000 0
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 87,852,747 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,308,320,000 25,000,000 Master Fund
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 200,017,287 1,000

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2021-06-09
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD CHAIRMAN & CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
SCHWARTZ, DANIEL, ALEXANDER FORMER PARTNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
VRATTOS, WILLIAM, CHARLES CHIEF INVESTMENT OFFICER 06/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
ROMANO, NATHAN, PAUL PRESIDENT & CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN FORMER PARTNER 01/01/2021 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
YAMAGUCHI, MASAHIKO PORTFOLIO MANAGER, PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
TRAFICANTE, BRIAN, STEVEN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 104,563,588 25,000,000 Master Fund
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 397,500,000 100,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 977,390,508 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 11,695,810 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 43,679,980 5,000,000 Master Fund
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 400,000,000 100,000
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 700,000,000 100,000
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 44,480,750 5,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 269,579,026 100,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 200,191,967 10,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 32,964,780 10,000,000 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 309,451,417 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 1,183,335 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 179,917,480 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 46,302,897 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 500,000,000 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 500,000,000 100,000
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 650,000,000 100,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 154,687,884 10,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 59,687,980 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 105,532,389 5,000,000 Master Fund Fund of Funds
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 71,421,000 0
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 87,852,747 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,308,320,000 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 400,000,000 100,000
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 200,017,287 1,000
YORK CLO-8 LIMITED Cayman Islands 805-8789514848 Other Private Fund CLO 450,000,000 100,000
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 231,278,571 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 175,537,926 10,000,000 Master Fund
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 804,213,298 25,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,209,902 5,000,000 Fund of Funds
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 47,737,364 0 Master Fund
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 19,935,565 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 299,075,092 100,000
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 353,117,350 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 1,364,144,900 2,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 256,918,800 5,000,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 263,741,114 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 541,106,200 5,000,000
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 136,958,805 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 1,160,173,000 0
ZADE CAPITAL PARTNERS, L.P. Cayman Islands 805-6299952885 Hedge Fund 77,196,999 1,000,000 Master Fund

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2021-03-26
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD CHAIRMAN & CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
SCHWARTZ, DANIEL, ALEXANDER FORMER PARTNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
VRATTOS, WILLIAM, CHARLES CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
ROMANO, NATHAN, PAUL PRESIDENT & CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN FORMER PARTNER 01/01/2021 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
YAMAGUCHI, MASAHIKO PORTFOLIO MANAGER, PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
TRAFICANTE, BRIAN, STEVEN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 309,451,417 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 1,183,335 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 179,917,480 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 46,302,897 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 500,000,000 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 500,000,000 100,000
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 650,000,000 100,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 154,687,884 10,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 59,687,980 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 105,532,389 5,000,000 Master Fund Fund of Funds
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 71,421,000 0
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 87,852,747 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,308,320,000 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 400,000,000 100,000
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 200,017,287 1,000
YORK CLO-8 LIMITED Cayman Islands 805-8789514848 Other Private Fund CLO 450,000,000 100,000
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 231,278,571 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 175,537,926 10,000,000 Master Fund
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 804,213,298 25,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,209,902 5,000,000 Fund of Funds
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 47,737,364 0 Master Fund
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 19,935,565 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 299,075,092 100,000
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 353,117,350 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 1,364,144,900 2,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 104,563,588 25,000,000 Master Fund
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 397,500,000 100,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 977,390,508 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 11,695,810 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 43,679,980 5,000,000 Master Fund
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 400,000,000 100,000
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 700,000,000 100,000
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 44,480,750 5,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 269,579,026 100,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 200,191,967 10,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 32,964,780 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 256,918,800 5,000,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 263,741,114 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 541,106,200 5,000,000
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 136,958,805 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 1,160,173,000 0

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2020-09-10
Name Title Start Date Direct/Indirect % Ownership
DINAN, JAMES, GERARD CO-CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01
VRATTOS, WILLIAM, CHARLES CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
ROMANO, NATHAN, PAUL CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
MANISCHEWITZ, JEANNE, LOUISE PARTNER 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2012-01-01
BLANK, JEREMY, MATTHEW PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
AURAND, CHRISTOPHE, NFN CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
YAMAGUCHI, MASAHIKO PARTNER 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
maingay, fraser, john PARTNER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2017-12-01
TRAFICANTE, BRIAN, STEVEN GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 09/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 0 0
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 213,972,291 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 459,859,389 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 693,386,330 100,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 540,119,841 362,530,545 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 50,843,276 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 390,432,581 100,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 81,072,104 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 0 5,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 595,908,226 10,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 377,499,000 5,000,000 Master Fund Fund of Funds
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 66,656,719 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 841,415,496 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 746,325,000 0
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 52,804,179 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,448,441,020 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 4,000,000 100,000
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 158,431,569 1,000
YORK CLO-8 LIMITED Cayman Islands 805-8789514848 Other Private Fund CLO 0 100,000
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 2,171,205,060 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 1,109,032,057 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 1,369,895,246 1,000,000 Master Fund
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 1,017,725,817 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 0 0 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,195,172,398 5,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 17,214,000 5,000,000 Fund of Funds
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 242,570,198 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 426,073,763 100,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 394,251,515 100,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 930,156,833 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 19,619,714 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 71,101,261 5,000,000 Master Fund
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 402,047,143 100,000
YORK LONG EQUITY MASTER FUND, L.P. Cayman Islands 805-3376452844 Hedge Fund 0 0 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 1,093,137,678 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 1,369,895,246 2,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 181,979,175 25,000,000 Master Fund
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 642,417,590 100,000
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 13,058,852 0 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 897,771,900 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 12,144,000 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 280,764,870 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 76,391,350 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 493,294,706 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 495,956,597 100,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 0 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 0 5,000,000

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 66,656,719 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 841,415,496 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 746,325,000 0
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 377,499,000 5,000,000 Master Fund Fund of Funds
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 52,804,179 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 1,448,441,020 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 4,000,000 100,000
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 158,431,569 1,000
YORK CLO-8 LIMITED Cayman Islands 805-8789514848 Other Private Fund CLO 0 100,000
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 2,171,205,060 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 1,109,032,057 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 1,369,895,246 1,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,195,172,398 5,000,000 Master Fund
YORK LONG EQUITY MASTER FUND, L.P. Cayman Islands 805-3376452844 Hedge Fund 0 0 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 1,093,137,678 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 1,369,895,246 2,000,000 Master Fund
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 181,979,175 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 0 0 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 17,214,000 5,000,000 Fund of Funds
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 1,017,725,817 25,000,000 Master Fund
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 242,570,198 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 426,073,763 100,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 394,251,515 100,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 930,156,833 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 19,619,714 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 71,101,261 5,000,000 Master Fund
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 402,047,143 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 495,956,597 100,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 0 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 0 5,000,000
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 0 0
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 213,972,291 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 459,859,389 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 693,386,330 100,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 540,119,841 362,530,545 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 50,843,276 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 390,432,581 100,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 81,072,104 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 0 5,000,000
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 595,908,226 10,000,000 Master Fund
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 13,058,852 0 Master Fund
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 897,771,900 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 12,144,000 10,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 280,764,870 5,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 76,391,350 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 493,294,706 100,000
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 642,417,590 100,000
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2019-12-18
Name Title Start Date Direct/Indirect % Ownership
SCHEIN, MARK, DAVID CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-04-01
1794 MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2005-11-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2005-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF COMPLIANCE OFFICER direct 2005-04-01
TRAFICANTE, BRIAN, STEVEN GENERAL COUNSEL 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
YAMAGUCHI, MASAHIKO PARTNER 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
REYNTJENS, CHRISTIAN, MARC HERMAN CEO YORK UK ADVISORS, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS, MANAGING MEMBER direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
AURAND, CHRISTOPHE, NFN CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
BONANNO, MATTHEW, WHALEN PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
DINAN, JAMES, GERARD CO-CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
DAMAST, DAVID, MARK PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
BLANK, JEREMY, MATTHEW PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
MANISCHEWITZ, JEANNE, LOUISE PARTNER 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2012-01-01
ROMANO, NATHAN, PAUL CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
VRATTOS, WILLIAM, CHARLES CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
SCHWARTZ, DANIEL, ALEXANDER RETIRED 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 2,854,123,930 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 1,193,557,985 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 115,431,770 5,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,299,389 5,000,000 Fund of Funds
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 150,000,000 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 607,525,775 100,000 Master Fund
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 600,838,725 10,000,000 Master Fund
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 13,058,852 0 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 280,764,870 5,000,000 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 261,196,657 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 0 5,000,000
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 1,356,412,157 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 460,360 10,000,000 Fund of Funds
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 545,705,842 1,000,000 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 70,000,000 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 485,505,234 100,000
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 628,941,393 100,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 667,001,661 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 0 5,000,000
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 226,907 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 678,616,190 100,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 540,119,841 25,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 213,972,291 5,000,000 Master Fund
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 498,589,842 0
YORK LONG EQUITY MASTER FUND, L.P. Cayman Islands 805-3376452844 Hedge Fund 0 0 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 1,707,245,676 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 825,870,626 2,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,166,094,003 5,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 1,627,557 5,000,000 Master Fund Fund of Funds
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 30,000,000 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 0 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 4,000,000 100,000
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 486,137,549 100,000
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 177,908,943 10,000,000 Master Fund
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 386,519,330 100,000
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 982,346,867 25,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 385,774,587 100,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 930,156,833 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 18,068,784 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 71,101,261 5,000,000 Master Fund
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 73,790,166 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 1,057,081,816 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 82,253,666 0
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 443,536,546 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 93,341,238 0 Master Fund
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 148,067,224 1,000

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2019-08-26
Name Title Start Date Direct/Indirect % Ownership
SCHEIN, MARK, DAVID CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-04-01
1794 MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2005-11-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2005-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF COMPLIANCE OFFICER direct 2005-04-01
TRAFICANTE, BRIAN, STEVEN GENERAL COUNSEL 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2019-06-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
YAMAGUCHI, MASAHIKO PARTNER 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
SWANSON, RICHARD, PAUL CHIEF LEGAL OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
REYNTJENS, CHRISTIAN, MARC HERMAN CEO YORK UK ADVISORS, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS, MANAGING MEMBER direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
AURAND, CHRISTOPHE, NFN CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
BONANNO, MATTHEW, WHALEN PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
DINAN, JAMES, GERARD CO-CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
DAMAST, DAVID, MARK PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
BLANK, JEREMY, MATTHEW PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
MANISCHEWITZ, JEANNE, LOUISE PARTNER 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2012-01-01
ROMANO, NATHAN, PAUL CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
VRATTOS, WILLIAM, CHARLES CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
SCHWARTZ, DANIEL, ALEXANDER RETIRED 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 1,356,412,157 10,000,000
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 460,360 10,000,000 Fund of Funds
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 261,196,657 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 545,705,842 1,000,000 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 70,000,000 100,000
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 0 5,000,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 485,505,234 100,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 667,001,661 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 0 5,000,000
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 226,907 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 678,616,190 100,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 540,119,841 25,000,000 Master Fund
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 13,058,852 0 Master Fund
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 628,941,393 100,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 386,519,330 100,000
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 982,346,867 25,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 385,774,587 100,000
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 930,156,833 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 18,068,784 100,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 71,101,261 5,000,000 Master Fund
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 73,790,166 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 1,057,081,816 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 82,253,666 0
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 443,536,546 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 93,341,238 0 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 2,854,123,930 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 1,193,557,985 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 115,431,770 5,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,299,389 5,000,000 Fund of Funds
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 607,525,775 100,000 Master Fund
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 600,838,725 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 280,764,870 5,000,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 150,000,000 10,000,000 Master Fund
YORK JAPAN FOCUSED MASTER FUND, L.P. Cayman Islands 805-5974645244 Hedge Fund 30,000,000 0 Master Fund
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 0 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 4,000,000 100,000
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 486,137,549 100,000
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 177,908,943 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 213,972,291 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 825,870,626 2,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,166,094,003 5,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 1,627,557 5,000,000 Master Fund Fund of Funds
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 148,067,224 1,000
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 498,589,842 0
YORK LONG EQUITY MASTER FUND, L.P. Cayman Islands 805-3376452844 Hedge Fund 0 0 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 1,707,245,676 5,000,000 Master Fund

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
SCHEIN, MARK, DAVID CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-04-01
1794 MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2005-11-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2005-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF COMPLIANCE OFFICER direct 2005-04-01
Duplicate Record, Do Not Use PARTNER 12/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2017-12-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
YAMAGUCHI, MASAHIKO PARTNER 12/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
SWANSON, RICHARD, PAUL GENERAL COUNSEL 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
REYNTJENS, CHRISTIAN, MARC HERMAN CEO YORK UK ADVISORS, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS, MANAGING MEMBER direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
AURAND, CHRISTOPHE, NFN CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
BONANNO, MATTHEW, WHALEN PARTNER 01/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
DINAN, JAMES, GERARD CO-CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
DAMAST, DAVID, MARK PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
BLANK, JEREMY, MATTHEW PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
MANISCHEWITZ, JEANNE, LOUISE PARTNER 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2012-01-01
ROMANO, NATHAN, PAUL CHIEF OPERATING OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK REGISTERED HOLDINGS, L.P. CHIEF OPERATING OFFICER direct 2018-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF OPERATING OFFICER direct 2018-07-01
VRATTOS, WILLIAM, CHARLES CO-CHIEF INVESTMENT OFFICER 06/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
SCHWARTZ, DANIEL, ALEXANDER RETIRED 01/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK DISTRESSED ASSET FUND IV, L.P. Cayman Islands 805-6615153411 Hedge Fund 0 25,000,000 Master Fund
YORK CLO-7 LIMITED Cayman Islands 805-4242041505 Other Private Fund CLO 4,000,000 100,000
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 486,137,549 100,000
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 177,908,943 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIB L.P. United States 805-4555117346 Private Equity Fund 213,972,291 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-6799310129 Hedge Fund 825,870,626 2,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,166,094,003 5,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 1,627,557 5,000,000 Master Fund Fund of Funds
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 460,360 1,000,000 Fund of Funds
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 148,067,224 1,000
YORK AN INTERMEDIATE FUND, L.P. Cayman Islands 805-5944990239 Hedge Fund 498,589,842 0 Master Fund
YORK LONG EQUITY MASTER FUND, L.P. Cayman Islands 805-3376452844 Hedge Fund 0 0 Master Fund
YORK SELECT STRATEGY MASTER FUND, L.P. Cayman Islands 805-8999631491 Hedge Fund 261,196,657 10,000,000 Master Fund
YORK EUROPEAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-2093591927 Hedge Fund 545,705,842 1,000,000 Master Fund
YORK CUSTOMIZED SOLUTIONS, L.P. Cayman Islands 805-6189477048 Hedge Fund 0 0
YORK CLO-6, LIMITED Cayman Islands 805-9713695390 Other Private Fund CLO 70,000,000 100,000
YORK CLO-5, LIMITED Cayman Islands 805-1959263777 Other Private Fund CLO 485,505,234 100,000
YORK ATR FUND, L.P. Cayman Islands 805-1852843020 Hedge Fund 667,001,661 1,000,000 Fund of Funds
YORK SPECIAL OPPORTUNITIES FUND III-B L.P. United States 805-2491432058 Private Equity Fund 0 5,000,000
YORK SPECIAL OPPORTUNITIES FUND III-A L.P. United States 805-9372721976 Private Equity Fund 0 5,000,000
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 226,907 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 678,616,190 100,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 540,119,841 25,000,000 Master Fund
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 13,058,852 0 Master Fund
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 628,941,393 100,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 386,519,330 100,000
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 982,346,867 25,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 385,774,587 100,000
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 20,000,000 500,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 930,156,833 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 18,068,784 100,000 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 1,707,245,676 5,000,000 Master Fund
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 1,356,412,157 10,000,000
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 71,101,261 5,000,000 Master Fund
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 73,790,166 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 1,057,081,816 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 82,253,666 0
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 443,536,546 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 93,341,238 0 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 451,790,458 5,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 2,854,123,930 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 1,193,557,985 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 115,431,770 5,000,000 Master Fund
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 3,299,389 5,000,000 Fund of Funds
YORK EUROPEAN STRATEGIC INVESTORS HOLDINGS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 607,525,775 100,000 Master Fund
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 600,838,725 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 280,764,870 5,000,000 Master Fund
YORK TACTICAL ENERGY FUND, L.P. United States 805-9930064341 Hedge Fund 150,000,000 10,000,000 Master Fund

YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

ownership team - last updated 2017-09-06
Name Title Start Date Direct/Indirect % Ownership
WEBER, JEFFREY, ANDREW PRESIDENT 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. PRESIDENT direct 2004-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC PRESIDENT AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. GENERAL PARTNER indirect 2002-01-01
1794 MANAGEMENT, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2002-07-01
1794 MANAGEMENT, L.P. CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2005-07-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PRESIDENT direct 2005-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PRESIDENT, MANAGING MEMBER direct 2005-01-01
YORK REGISTERED HOLDINGS, L.P. PRESIDENT direct 2004-11-01
RAFIQ, AKBAR, ABDUL PORTFOLIO MANAGER, PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
YAMAGUCHI, MASAHIKO PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
SOFER, RONALD PARTNER 12/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2013-12-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2013-12-01
SWANSON, RICHARD, PAUL GENERAL COUNSEL 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC GENERAL COUNSEL direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. GENERAL COUNSEL direct 2012-01-01
REYNTJENS, CHRISTIAN, MARC HERMAN CEO YORK UK ADVISORS, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS, MANAGING MEMBER direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
JACOBS, JONATHAN, ZALMAN PORTFOLIO MANAGER, PARTNER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2008-12-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2009-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2009-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2009-01-01
AURAND, CHRISTOPHE, NFN CHIEF INVESTMENT OFFICER, PARTNER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CEO YORK UK ADVISORS direct 2007-01-01
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2010-04-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, PARTNER direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, INTERNATIONAL direct 2007-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CEO YORK UK ADVISORS, MANAGING MEMBER direct 2007-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER INTERNATIONAL direct 2007-01-01
BONANNO, MATTHEW, WHALEN PARTNER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2015-01-01
YORK REGISTERED HOLDINGS, L.P. PARTNER direct 2015-01-01
DINAN, JAMES, GERARD CHIEF EXECUTIVE OFFICER 10/01/1991 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER AND SENIOR MANAGING MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER direct 1991-10-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 1991-10-01
YORK REGISTERED HOLDINGS, L.P. CHIEF EXECUTIVE OFFICER direct 1991-10-01
SCHEIN, MARK, DAVID CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-04-01
1794 MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2005-11-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2005-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2005-01-01
YORK REGISTERED HOLDINGS, L.P. CHIEF COMPLIANCE OFFICER direct 2005-04-01
FOSINA, JOHN, JOSEPH CHIEF FINANCIAL OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER direct 2006-09-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK REGISTERED HOLDINGS, L.P. CHIEF FINANCIAL OFFICER direct 2010-04-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2010-04-01
JGD MANAGEMENT CORP. CHIEF FINANCIAL OFFICER direct 2010-04-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHIEF FINANCIAL OFFICER direct 2001-11-01 2004-11-10
MERRILL LYNCH INVESTMENT MANAGERS LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
FUND ASSET MANAGEMENT LP CHIEF ADMINISTRATIVE OFFICER direct 2004-10-01 2006-08-31
DAMAST, DAVID, MARK PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
BLANK, JEREMY, MATTHEW PARTNER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2011-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SENIOR MANAGING DIRECTOR direct 2011-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2011-01-01
MANISCHEWITZ, JEANNE, L PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PARTNER direct 2012-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2012-01-01
VRATTOS, WILLIAM, CHARLES PORTFOLIO MANAGER, PARTNER 01/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC SENIOR MANAGING DIRECTOR direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PORTFOLIO MANAGER, PARTNER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR, MANAGING MEMBER direct 2006-01-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC SR. MANAGING DIRECTOR direct 2006-01-01
YORK REGISTERED HOLDINGS, L.P. PORTFOLIO MANAGER, PARTNER direct 2006-01-01
SCHWARTZ, DANIEL, ALEXANDER CHIEF INVESTMENT OFFICER 03/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
JGD MANAGEMENT CORP. CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK ENHANCED STRATEGIES MANAGEMENT, LLC CHIEF INVESTMENT OFFICER AND MEMBER direct 2005-04-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-07-01
1794 MANAGEMENT, L.P. MANAGING MEMBER indirect 2002-08-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER, MANAGING MEMBER direct 1993-03-01
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 1993-03-01
YORK REGISTERED HOLDINGS, L.P. CHIEF INVESTMENT OFFICER direct 1993-03-01
CREDIT SUISSE MANAGER HOLDINGS LIMITED PASSIVE INVESTOR 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC PASSIVE INVESTOR direct 2016-01-01
VVM OF NEW YORK, LLC SHAREHOLDER indirect 2000-11-01
YORK REGISTERED HOLDINGS, L.P. PASSIVE INVESTOR direct 2016-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
YORK SPECIAL OPPORTUNITIES FUND, L.P. United States 805-6152854317 Private Equity Fund 108,558,472 5,000,000 Master Fund
YORK CREDIT OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-8887002004 Hedge Fund 2,538,002,599 5,000,000 Master Fund
YORK CREDIT OPPORTUNITIES FUND, L.P. United States 805-3165567555 Hedge Fund 2,211,353,162 10,000,000
YORK SPECIAL OPPORTUNITIES FUND IIC L.P. United States 805-2496737774 Private Equity Fund 50,966,747 5,000,000 Master Fund
YORK EVENT DRIVEN UCITS FUND Luxembourg 805-4244160415 Other Private Fund UCITS 162,921,627 1,000
YORK CAPITAL MANAGEMENT, L.P. United States 805-6081978819 Hedge Fund 1,826,001,169 10,000,000
YORK STRATEGIC CO-INVEST III, L.P. Cayman Islands 805-1991277307 Hedge Fund 53,000,000 0
YORK EUROPEAN DISTRESSED CREDIT FUND L.P. Cayman Islands 805-6232816312 Hedge Fund 651,830,164 25,000,000 Master Fund
KUTTURA MASTER FUND, L.P. Cayman Islands 805-2510070426 Hedge Fund 73,458,975 0 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIA L.P. United States 805-9915227036 Private Equity Fund 326,820,496 5,000,000 Master Fund
YORK EUROPEAN OPPORTUNITIES INVESTMENTS MASTER FUND, L.P. Cayman Islands 805-7054848389 Hedge Fund 3,248,475,392 5,000,000 Master Fund
YORK MULTI-STRATEGY MASTER FUND, L.P. Cayman Islands 805-1999196498 Hedge Fund 2,398,198,439 10,000,000 Master Fund
YORK SELECT MASTER FUND, L.P. Cayman Islands 805-7396274627 Hedge Fund 195,242,325 10,000,000 Master Fund
YORK SELECT INVESTORS MASTER FUND, L.P. Cayman Islands 805-4610846328 Hedge Fund 40,317,509 2,000,000 Master Fund
PERMAL MANAGED ACCOUNT PLATFORM ICAV FOR THE ACCOUNT OF PERMAL YORK IE British Virgin Islands 805-8702645938 Hedge Fund 0 100,000
YORK SELECT, L.P. United States 805-3509672060 Hedge Fund 351,622,939 10,000,000
YORK TOTAL RETURN, L.P. United States 805-6415769660 Hedge Fund 14,233,283 5,000,000 Fund of Funds
YORK EUROPEAN STRATEGIC INVESTORS FUND, L.P. Cayman Islands 805-4194963744 Hedge Fund 441,473,973 100,000 Master Fund
YORK EUROPEAN FOCUS MASTER FUND, L.P. Cayman Islands 805-5482451026 Hedge Fund 687,980,858 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IID, L.P. United States 805-5187389319 Private Equity Fund 202,417,294 5,000,000 Master Fund
YORK CLO-1 LIMITED Cayman Islands 805-3739084297 Other Private Fund CLO 415,063,215 100,000
JORVIK MULTI-STRATEGY MASTER FUND, L.P. United States 805-7944964968 Hedge Fund 70,226,542 10,000,000 Master Fund
YORK SPECIAL OPPORTUNITIES FUND IIB LP United States 805-4555117346 Private Equity Fund 154,270,202 5,000,000 Master Fund
YORK ASIAN OPPORTUNITIES INVESTMENTS MASTER FUND Cayman Islands 805-6799310129 Hedge Fund 495,292,049 2,000,000 Master Fund
YORK GLOBAL CREDIT INCOME MASTER FUND, L.P. Cayman Islands 805-5611917940 Hedge Fund 1,113,639,137 5,000,000 Master Fund
YORK TOTAL RETURN MASTER FUND, L.P. Cayman Islands 805-5761186004 Hedge Fund 64,233,283 5,000,000 Master Fund Fund of Funds
YTR INVESTORS, L.P. United States 805-7155704717 Hedge Fund 2,390,683 1,000,000 Fund of Funds
YORK ASIAN EVENT DRIVEN UCITS FUND Luxembourg 805-3411186528 Other Private Fund UCITS 128,771,090 1,000
YORK EUROPEAN DISTRESSED CREDIT FUND II, L.P. Cayman Islands 805-3890072752 Hedge Fund 624,554,425 25,000,000 Master Fund
FIDELIS YORK FUND, L.P. Cayman Islands 805-7371618144 Hedge Fund 564,982 0
YORK CLO-2, LIMITED Cayman Islands 805-8330647509 Other Private Fund CLO 517,663,965 100,000
YORK EUROPEAN CAPITAL SECURITIES INCOME MASTER FUND, L.P. Cayman Islands 805-1612752061 Hedge Fund 18,751,169 0 Master Fund
YORK CLO-3, LIMITED Cayman Islands 805-4868812393 Other Private Fund CLO 415,768,485 100,000
YORK CLO-4 LIMITED Cayman Islands 805-8975806045 Other Private Fund CLO 453,852,634 100,000
YORK DISTRESSED ASSET FUND III, L.P. Cayman Islands 805-6411418895 Hedge Fund 0 25,000,000 Master Fund
EXUMA CAPITAL, L.P. Cayman Islands 805-4770645409 Hedge Fund 0 100,000
YORK MILLENNIAL INVESTMENT OPPORTUNITY I, L.P. United States 805-9361716631 Hedge Fund 5,000,000 500,000
YORK ASIAN STRATEGIC METRIC MASTER, L.P. Cayman Islands 805-9280003416 Hedge Fund 150,000,000 1,000,000 Master Fund
YORK INSURANCE DEDICATED FUND, LLC United States 805-1387382005 Hedge Fund 16,000,000 100,000 Master Fund

WhaleScore history for YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
YORK CAPITAL MANAGEMENT GLOBAL ALD 0.49% 2018-09-11 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL ALD 0.6% 2018-05-04 FRANCE
York Capital Management Global Advisors, LLC CYBG PLC 0.56% 2016-12-08 UK
York Capital Management Global Advisors, LLC CYBG PLC 0.66% 2016-12-07 UK
York Capital Management Global Advisors, LLC CYBG PLC 0.86% 2016-09-09 UK
York Capital Management Global Advisors, LLC CYBG PLC 0.91% 2016-09-08 UK
York Capital Management Global Advisors, LLC CYBG PLC 1.01% 2016-09-07 UK
York Capital Management Global Advisors, LLC CYBG PLC 1.11% 2016-09-06 UK
York Capital Management Global Advisors, LLC CYBG PLC 1.2% 2016-07-12 UK
York Capital Management Global Advisors, LLC CYBG PLC 1.12% 2016-06-24 UK
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.49% 2019-09-12 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.59% 2019-07-02 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.82% 2019-07-01 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 1.01% 2019-02-05 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.95% 2019-02-04 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.85% 2019-01-31 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.74% 2019-01-18 FRANCE
YORK CAPITAL MANAGEMENT GLOBAL EUROFINS SCIENTIFIC SE 0.63% 2018-12-14 FRANCE
York Capital Management Global Advisors, LLC TP ICAP PLC 0.0% 2017-01-03 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 2.51% 2016-12-12 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 2.07% 2016-12-09 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.92% 2016-12-06 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.77% 2016-12-01 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.49% 2016-10-18 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.33% 2016-09-29 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.29% 2016-09-28 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.12% 2016-09-19 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 1.06% 2016-09-09 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 0.86% 2016-08-24 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 0.71% 2016-08-08 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 0.6% 2016-07-19 UK
York Capital Management Global Advisors, LLC TP ICAP PLC 0.52% 2016-07-12 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 2.51% 2016-12-12 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 2.07% 2016-12-09 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.92% 2016-12-06 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.77% 2016-12-01 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.49% 2016-10-18 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.33% 2016-09-29 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.12% 2016-09-19 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 1.06% 2016-09-09 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 0.86% 2016-08-24 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 0.71% 2016-08-08 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 0.6% 2016-07-19 UK
York Capital Management Global Advisors, LLC TULLETT PREBON PLC 0.52% 2016-07-12 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 0.31% 2016-12-15 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 0.56% 2016-12-08 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 0.66% 2016-12-07 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 0.86% 2016-09-09 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 0.91% 2016-09-08 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 1.01% 2016-09-07 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 1.11% 2016-09-06 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 1.2% 2016-07-12 UK
York Capital Management Global Advisors, LLC VIRGIN MONEY UK PLC 1.12% 2016-06-24 UK

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