Schedule 13G
Filed by: | HARRADEN CIRCLE INVESTMENTS, LLC |
Total Shares: | 2.01m |
Subject Company: | Hennessy Capital Investment Corp VI View Complete Ownership History |
Filed as of Date: | 2023-10-03 |
Event Date: | 2023-09-26 |
Overall % Ownership: | 5.8 |
Perf 1d | Perf 5d | Perf 1m | Perf 6m | Perf 1y | Max Gain | # Days to Max Gain | Max Loss | # Days to Max Loss |
---|---|---|---|---|---|---|---|---|
0.0968 | 0.2904 | 0.6776 | 1.0649 | 9.5837 | 68 | -0.0968 | 72 |
Reporting Persons
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned | Percent of class |
---|---|---|---|---|---|---|
Harraden Circle Investments, LLC | 0 | 2.01m | 0 | 2.01m | 2.01m | 5.80% |
Harraden Circle Investors GP, LP | 0 | 1.74m | 0 | 1.74m | 1.74m | 5.11% |
Harraden Circle Investors GP, LLC | 0 | 1.74m | 0 | 1.74m | 1.74m | 5.11% |
Harraden Circle Investors, LP | 0 | 1.74m | 0 | 1.74m | 1.74m | 5.11% |
Frederick V Fortmiller, Jr | 0 | 2.01m | 0 | 2.01m | 2.01m | 5.80% |
Raw Filing Contents
0001193125-23-249480.hdr.sgml : 2023100320231003071127 ACCESSION NUMBER: 0001193125-23-249480 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 GROUP MEMBERS: FREDERICK V. FORTMILLER, JR. GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, L.P. GROUP MEMBERS: HARRADEN CIRCLE INVESTORS GP, LLC GROUP MEMBERS: HARRADEN CIRCLE INVESTORS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hennessy Capital Investment Corp. VI CENTRAL INDEX KEY: 0001842937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861626937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-92896 FILM NUMBER: 231301546 BUSINESS ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 BUSINESS PHONE: (307) 201-1903 MAIL ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Harraden Circle Investments, LLC CENTRAL INDEX KEY: 0001910592 IRS NUMBER: 813057945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212 832 4111 MAIL ADDRESS: STREET 1: 299 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Hennessy Capital Investment Corp. VI
42600H108
(CUSIP Number)FTAC
September 26, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 11 Pages
Exhibit Index: 10 Page
CUSIP No. 42600H108 | SCHEDULE 13G | Page 2 of 10 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investments, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
2,006,700 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
2,006,700 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,006,700 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.80% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC, IA |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 3 of 10 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors GP, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,741,700 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,741,700 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,741,700 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.11% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN, HC |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 4 of 10 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,741,700 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,741,700 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,741,700 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.11% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 5 of 10 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
1,741,700 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
1,741,700 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,741,700 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.11% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 6 of 10 Pages |
1 |
NAMES OF REPORTING PERSONS
Frederick V. Fortmiller, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
2,006,700 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
2,006,700 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,006,700 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.80% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN, HC |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 7 of 10 Pages |
Item 1(a). | Name of Issuer |
Hennessy Capital Investment Corp. VI (the issuer)
Item 1(b). | Address of Issuers Principal Executive Offices |
195 US HWY 50, Suite309, Zephyr Cove, NV
Item 2(a). Names of Persons Filing
This Statement is filed on behalf of the following persons (collectively, the Reporting Persons):
i) | Harraden Circle Investors, LP (Harraden Fund); |
ii) | Harraden Circle Investors GP, LP (Harraden GP); |
iii) | Harraden Circle Investors GP, LLC (Harraden LLC); |
iv) | Harraden Circle Investments, LLC (Harraden Adviser); and v) Frederick V. Fortmiller, Jr. (Mr. Fortmiller); |
This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund and other high net worth individuals. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.
Item 2(b). | Address of Principal Business Office or, if None, Residence |
The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.
Item 2(c). | Citizenship |
Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company. Mr. Fortmiller is a citizen of the United States of America.
Item 2(d). | Title of Class of Securities |
Class A Common Stock, par value $0.0001 per share (Shares)
Item 2(e). | CUSIP No. 42600H108 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
This Item 3 is not applicable.
CUSIP No. 42600H108 | SCHEDULE 13G | Page 8 of 10 Pages |
Item 4. | Ownership |
Item 4(a) | Amount Beneficially Owned |
As of September 26, 2023, each of the Reporting Persons may be deemed the beneficial owner of 2,006,700 Shares underlying Units held directly by Harraden Fund and Harraden Adviser.
Item 4(b) | Percent of Class Fund and Harraden Adviser. |
As of September 26, 2023, each of the Reporting Persons may be deemed the beneficial owner of approximately 5.80% of Shares outstanding. This percentage is based on a total of 34,092,954 Shares outstanding, based on information in the Form 10-Q filed by the Company on August 11, 2023
Item 4(c) | Number of shares as to which such person has: |
(i) Sole power to vote or direct the vote: |
0 | |||
(ii) Shared power to vote or direct the vote: |
2,006,700 | |||
(iii) Sole power to dispose or direct the disposition of: |
0 | |||
(iv) Shared power to dispose or direct the disposition of: |
2,006,700 |
Item 5. | Ownership of Five Percent or Less of a Class This Item 5 is not applicable. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person This Item 6 is not applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person See disclosure in Item 2 hereof. |
Item 8. | Identification and Classification of Members of the Group This Item 8 is not applicable. |
Item 9. | Notice of Dissolution of Group This Item 9 is not applicable. |
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
CUSIP No. 42600H108 | SCHEDULE 13G | Page 9 of 10 Pages |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Date: October 3, 2023
HARRADEN CIRCLE INVESTORS, LP | ||
By: | HARRADEN CIRCLE INVESTORS GP, LP, its general partner | |
By: | HARRADEN CIRCLE INVESTORS GP, LLC, its general partner | |
By: | /s/ Frederick V. Fortmiller, Jr. | |
Title: | Managing Member | |
HARRADEN CIRCLE INVESTORS GP, LP | ||
By: | HARRADEN CIRCLE INVESTORS GP, LLC, its general partner | |
By: | /s/ Frederick V. Fortmiller, Jr. | |
Title: | Managing Member | |
HARRADEN CIRCLE INVESTORS GP, LLC | ||
By: | /s/ Frederick V. Fortmiller, Jr. | |
Managing Member | ||
HARRADEN CIRCLE INVESTMENTS, LLC | ||
By: | /s/ Frederick V. Fortmiller, Jr. | |
Managing Member | ||
FREDERICK V. FORTMILLER, JR. | ||
/s/ Frederick V. Fortmiller, Jr. |
CUSIP No. 42600H108 | SCHEDULE 13G | Page 10 of 10 Pages |
Exhibit INDEX
Joint Filing Agreement |
11 |