Pricing

Schedule 13G

Filed by: HARRADEN CIRCLE INVESTMENTS, LLC
Total Shares:
2.01m
Subject Company: Hennessy Capital Investment Corp VI View Complete Ownership History
Filed as of Date: 2023-10-03
Event Date: 2023-09-26
Overall % Ownership: 5.8
Theoretical performance if you bought this security on the day the filing was released.
Perf 1d Perf 5d Perf 1m Perf 6m Perf 1y Max Gain # Days to Max Gain Max Loss # Days to Max Loss
0.0968 0.2904 0.6776 1.0649 9.5837 68 -0.0968 72

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
Harraden Circle Investments, LLC 0 2.01m 0 2.01m 2.01m 5.80%
Harraden Circle Investors GP, LP 0 1.74m 0 1.74m 1.74m 5.11%
Harraden Circle Investors GP, LLC 0 1.74m 0 1.74m 1.74m 5.11%
Harraden Circle Investors, LP 0 1.74m 0 1.74m 1.74m 5.11%
Frederick V Fortmiller, Jr 0 2.01m 0 2.01m 2.01m 5.80%
View Original Filing on Edgar's

Raw Filing Contents

0001193125-23-249480.txt : 20231003
0001193125-23-249480.hdr.sgml : 20231003
20231003071127
ACCESSION NUMBER:		0001193125-23-249480
CONFORMED SUBMISSION TYPE:	SC 13G
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20231003
DATE AS OF CHANGE:		20231003
GROUP MEMBERS:		FREDERICK V. FORTMILLER, JR.
GROUP MEMBERS:		HARRADEN CIRCLE INVESTORS GP, L.P.
GROUP MEMBERS:		HARRADEN CIRCLE INVESTORS GP, LLC
GROUP MEMBERS:		HARRADEN CIRCLE INVESTORS, LP

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Hennessy Capital Investment Corp. VI
		CENTRAL INDEX KEY:			0001842937
		STANDARD INDUSTRIAL CLASSIFICATION:	BLANK CHECKS [6770]
		IRS NUMBER:				861626937
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-92896
		FILM NUMBER:		231301546

	BUSINESS ADDRESS:	
		STREET 1:		3415 N. PINES WAY
		STREET 2:		SUITE 204
		CITY:			WILSON
		STATE:			WY
		ZIP:			83014
		BUSINESS PHONE:		(307) 201-1903

	MAIL ADDRESS:	
		STREET 1:		3415 N. PINES WAY
		STREET 2:		SUITE 204
		CITY:			WILSON
		STATE:			WY
		ZIP:			83014

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Harraden Circle Investments, LLC
		CENTRAL INDEX KEY:			0001910592
		IRS NUMBER:				813057945
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13G

	BUSINESS ADDRESS:	
		STREET 1:		299 PARK AVE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10171
		BUSINESS PHONE:		212 832 4111

	MAIL ADDRESS:	
		STREET 1:		299 PARK AVE
		STREET 2:		21ST FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10171
SC 13G 1 d559376dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

 

Hennessy Capital Investment Corp. VI

42600H108

(CUSIP Number)FTAC

September 26, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Continued on following pages

Page 1 of 11 Pages

Exhibit Index: 10 Page

 

 

 


CUSIP No. 42600H108    SCHEDULE 13G    Page 2 of 10 Pages

 

 1   

 NAMES OF REPORTING PERSONS

 

 Harraden Circle Investments, LLC

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 Delaware

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

 SOLE VOTING POWER

 

 0

   6  

 SHARED VOTING POWER

 

 2,006,700

   7  

 SOLE DISPOSITIVE POWER

 

 0

   8  

 SHARED DISPOSITIVE POWER

 

 2,006,700

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 2,006,700

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 5.80%

12  

 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 OO, HC, IA


CUSIP No. 42600H108    SCHEDULE 13G    Page 3 of 10 Pages

 

 1   

 NAMES OF REPORTING PERSONS

 

 Harraden Circle Investors GP, LP

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 Delaware

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

 SOLE VOTING POWER

 

 0

   6  

 SHARED VOTING POWER

 

 1,741,700

   7  

 SOLE DISPOSITIVE POWER

 

 0

   8  

 SHARED DISPOSITIVE POWER

 

 1,741,700

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 1,741,700

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 5.11%

12  

 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 PN, HC

 


CUSIP No. 42600H108    SCHEDULE 13G    Page 4 of 10 Pages

 

 1   

 NAMES OF REPORTING PERSONS

 

 Harraden Circle Investors GP, LLC

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 Delaware

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

 SOLE VOTING POWER

 

 0

   6  

 SHARED VOTING POWER

 

 1,741,700

   7  

 SOLE DISPOSITIVE POWER

 

 0

   8  

 SHARED DISPOSITIVE POWER

 

 1,741,700

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 1,741,700

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 5.11%

12  

 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 OO, HC


CUSIP No. 42600H108    SCHEDULE 13G    Page 5 of 10 Pages

 

 1   

 NAMES OF REPORTING PERSONS

 

 Harraden Circle Investors, LP

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 Delaware

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

 SOLE VOTING POWER

 

 0

   6  

 SHARED VOTING POWER

 

 1,741,700

   7  

 SOLE DISPOSITIVE POWER

 

 0

   8  

 SHARED DISPOSITIVE POWER

 

 1,741,700

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 1,741,700

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 5.11%

12  

 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 PN


CUSIP No. 42600H108    SCHEDULE 13G    Page 6 of 10 Pages

 

 1   

 NAMES OF REPORTING PERSONS

 

 Frederick V. Fortmiller, Jr.

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 United States of America

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5   

 SOLE VOTING POWER

 

 0

   6  

 SHARED VOTING POWER

 

 2,006,700

   7  

 SOLE DISPOSITIVE POWER

 

 0

   8  

 SHARED DISPOSITIVE POWER

 

 2,006,700

 9   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 2,006,700

10  

 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 ☐

11  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 5.80%

12  

 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

 IN, HC


CUSIP No. 42600H108    SCHEDULE 13G    Page 7 of 10 Pages

 

Item 1(a).

Name of Issuer

Hennessy Capital Investment Corp. VI (the “issuer”)

 

Item 1(b).

Address of Issuer’s Principal Executive Offices

195 US HWY 50, Suite309, Zephyr Cove, NV

Item 2(a). Names of Persons Filing

This Statement is filed on behalf of the following persons (collectively, the “Reporting Persons”):

 

  i)

Harraden Circle Investors, LP (“Harraden Fund”);

 

  ii)

Harraden Circle Investors GP, LP (“Harraden GP”);

 

  iii)

Harraden Circle Investors GP, LLC (“Harraden LLC”);

 

  iv)

Harraden Circle Investments, LLC (“Harraden Adviser”); and v) Frederick V. Fortmiller, Jr. (“Mr. Fortmiller”);

This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund and other high net worth individuals. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence

The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.

 

Item 2(c).

Citizenship

Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company. Mr. Fortmiller is a citizen of the United States of America.

 

Item 2(d).

Title of Class of Securities

Class A Common Stock, par value $0.0001 per share (“Shares”)

 

Item 2(e).

CUSIP No. 42600H108

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

This Item 3 is not applicable.


CUSIP No. 42600H108    SCHEDULE 13G    Page 8 of 10 Pages

 

Item 4.

Ownership

 

Item 4(a)

Amount Beneficially Owned

As of September 26, 2023, each of the Reporting Persons may be deemed the beneficial owner of 2,006,700 Shares underlying Units held directly by Harraden Fund and Harraden Adviser.

 

Item 4(b)

Percent of Class Fund and Harraden Adviser.

As of September 26, 2023, each of the Reporting Persons may be deemed the beneficial owner of approximately 5.80% of Shares outstanding. This percentage is based on a total of 34,092,954 Shares outstanding, based on information in the Form 10-Q filed by the Company on August 11, 2023

 

Item 4(c)

Number of shares as to which such person has:

 

(i) Sole power to vote or direct the vote:

     0  

(ii) Shared power to vote or direct the vote:

     2,006,700  

(iii) Sole power to dispose or direct the disposition of:

     0  

(iv) Shared power to dispose or direct the disposition of:

     2,006,700  

 

Item 5.

Ownership of Five Percent or Less of a Class This Item 5 is not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person This Item 6 is not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person See disclosure in Item 2 hereof.

 

Item 8.

Identification and Classification of Members of the Group This Item 8 is not applicable.

 

Item 9.

Notice of Dissolution of Group This Item 9 is not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


CUSIP No. 42600H108    SCHEDULE 13G    Page 9 of 10 Pages

 

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: October 3, 2023

 

HARRADEN CIRCLE INVESTORS, LP
By:   HARRADEN CIRCLE INVESTORS GP, LP, its general partner
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LP
By:   HARRADEN CIRCLE INVESTORS GP, LLC, its general partner
By:  

/s/ Frederick V. Fortmiller, Jr.

Title:   Managing Member
HARRADEN CIRCLE INVESTORS GP, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
HARRADEN CIRCLE INVESTMENTS, LLC
By:  

/s/ Frederick V. Fortmiller, Jr.

  Managing Member
FREDERICK V. FORTMILLER, JR.

/s/ Frederick V. Fortmiller, Jr.


CUSIP No. 42600H108    SCHEDULE 13G    Page 10 of 10 Pages

 

Exhibit INDEX

 

Joint Filing Agreement

   11