Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SILVER LAKE PARTNERS IV, L.P.
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2012
Entity Type
LIMITED PARTNERSHIP
Item 2 Issuer Principal Place of Business and Contact Information
2775 SAND HILL ROAD, SUITE 100
MENLO PARK, CA 94025
Phone Number:
subscription required
Item 3. Related Persons
Name
N/A SILVER LAKE TECHNOLOGY ASSOCIATES IV, L.P.
Address
subscription required
Relationship(s)
Clarification of Response
THE GENERAL PARTNER OF THE ISSUER (THE GP).
Item 3. Related Persons
Name
N/A SLTA IV (GP), L.L.C.
Address
subscription required
Relationship(s)
Clarification of Response
THE GENERAL PARTNER OF THE GP (THE GP OF THE GP).
Item 3. Related Persons
Name
N/A SILVER LAKE GROUP, L.L.C.
Address
subscription required
Relationship(s)
Clarification of Response
THE MANAGING MEMBER OF THE GP OF THE GP (SILVER LAKE GROUP).
Item 3. Related Persons
Name
MICHAEL J. BINGLE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING PARTNER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
JAMES A. DAVIDSON
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CO-FOUNDER, MANAGING PARTNER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
EGON DURBAN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING PARTNER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
KENNETH HAO
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING PARTNER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
GLENN H. HUTCHINS
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CO-FOUNDER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
KAREN M. KING
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING DIRECTOR AND CHIEF LEGAL OFFICER OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
GREGORY K. MONDRE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING PARTNER AND MANAGING DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
DAVID J. ROUX
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CO-FOUNDER AND SENIOR DIRECTOR OF SILVER LAKE GROUP.
Item 3. Related Persons
Name
ANDREW J. WAGNER
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER OF SILVER LAKE GROUP.
Item 4. Industry Group
POOLED INVESTMENT FUND
- PRIVATE EQUITY FUND
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
First Sale Yet to Occur
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Pooled Investment Fund Interests
- Other: LIMITED PARTNERSHIP INTERESTS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
CREDIT SUISSE SECURITIES (USA) LLC
Recipient CRD Number
816
(Associated) Broker or Dealer)
CREDIT SUISSE SECURITIES (USA) LLC
(Associated) Broker or Dealer CRD Number
816
Address
1 MADISON AVENUE
NEW YORK, NY 10010
States of Solicitation
Item 12. Sales Compensation
Recipient
UBS AG
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
UBS SECURITIES LLC
(Associated) Broker or Dealer CRD Number
7654
Address
BAHNHOFSTRASSE 45
ZURICH, V8 CH-8098
States of Solicitation
Item 12. Sales Compensation
Recipient
MERRILL LYNCH, PIERCE, FENNER SMITH INCORPORATED
Recipient CRD Number
7691
(Associated) Broker or Dealer)
MERRILL LYNCH, PIERCE, FENNER SMITH INCORPORATED
(Associated) Broker or Dealer CRD Number
7691
Address
ONE BRYANT PARK
NEW YORK, NY 10036
States of Solicitation
Item 12. Sales Compensation
Recipient
J.P. MORGAN SECURITIES LLC
Recipient CRD Number
79
(Associated) Broker or Dealer)
J.P. MORGAN SECURITIES LLC
(Associated) Broker or Dealer CRD Number
79
Address
270 PARK AVENUE
NEW YORK, NY 10017
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
7500000000
Total Amount Sold
0
Total Remaining to be Sold
7500000000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
0
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
23000000.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
THIS FEE IS BASED ON THE EXPECTED SIZE OF THE OFFERING AND INCLUDES SALES COMMISSION PAYABLE TO AFFILIATES OF MERRILL LYNCH, UBS AND JPMORGAN PRIMARILY IN CONNECTION WITH THE INVESTMENTS BY VEHICLES SPONSORED BY SUCH COMPANIES.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
SILVER LAKE PARTNERS IV, L.P.
Issuer Signature
/S/ JAMES A. DAVIDSON
Signer Name
JAMES A. DAVIDSON
Signer Title
MANAGING MEMBER OF SILVER LAKE GROUP
Signature Date
07/06/2012